A Study of the Safety and Antitumoral Efficacy of Nivolumab After SIRT for the Treatment of Patients With HCC

Worldwide, intra-arterial therapies are the mainstay of the treatment of patients with HCC in the intermediate stage or in the advanced stage because of portal vein invasion. While transarterial chemoembolization (TACE) is the most widely applied intra-arterial therapy, not all patients in the intermediate stage are good candidates for this procedure and TACE is formally contraindicated in the presence of portal vein invasion. Selective Internal Radiation Therapy (SIRT) using yttrium90-loaded microspheres is increasingly used to treat such patients that are not good candidates for TACE. SIR-Spheres are resin-made microspheres extensively used for SIRT and there is consistent level 2 evidence of its activity in HCC. SIRT induces disease control (partial objective remission or tumor stabilization) in the majority of patients while progression usually results from the growth of new lesions.

Nivolumab is under clinical development for the treatment of advanced stage HCC. Preliminary data in a population that mostly had progression to other therapies, vascular involvement or metastatic disease suggest significant systemic antitumor activity that results in durable objective remissions and disease stabilizations. In patients with HCC that has not spread beyond the liver, the systemic action of nivolumab may improve the anti-tumor effect of SIRT by providing eradication or sustained tumor growth control of residual disease in treated lesions and other locations (intrahepatic or extrahepatic micrometastasis). Furthermore, by inducing immunogenic tumor cell death, SIRT may have a synergistic effect with immune checkpoint inhibitors including nivolumab. Besides, SIRT and nivolumab are by and large well tolerated. The sequential use of SIRT and nivolumab could have strong antitumor activity and a favorable safety profile and therefore deserves to be tested in patients with intermediate to advanced tumor stages.

The primary objective of the study is therefore to evaluate the safety of nivolumab in combination with SIRT using SIR-Spheres. The secondary objective is to evaluate the anti-tumor activity of nivolumab in combination with SIRT using SIR-Spheres. Exploratory objectives are to evaluate the role of blood and tissue biomarkers in determining the anti-tumor activity of nivolumab in combination with SIRT using SIR-Spheres; to evaluate the utility of baseline or on-treatment soluble markers that may serve as surrogate markers of efficacy; and to explore the role of the ALBI score in predicting patient outcomes.

SIRT will be performed as a single-day treatment using SIR-Spheres resin microspheres as detailed in Gil-Alzugaray et al. 2013. Three weeks after SIRT, patients will start receiving nivolumab every 2 weeks until completion of 8 courses of 3 bi-weekly nivolumab doses, toxicity, or tumor progression defined using RECIST 1.1 criteria. Patients will be allowed to continue nivolumab treatment beyond progression under strict protocol-defined circumstances. All subjects will undergo tumor assessments at every q6 week for the first year, and then q12 week thereafter until radiographic progression. Patients will complete a follow-up Visit 100 days from the last dose of nivolumab and will then be followed for overall survival.

Patients with all etiologies could be recruited. Those with chronic hepatitis B will be on antiviral therapy per regional standard of care guidelines. Patients with chronic hepatitis C may receive treatment for this condition with direct antiviral agents during the treatment period as per local practice guidelines.

A tumor sample obtained before SIRT and blood samples obtained before SIRT and before and after nivolumab will be used for correlative biomarker studies.

Inclusion criteria

• Diagnosis of HCC based on histology or non-invasive criteria if cirrhotics. Patients with fibrolamellar carcinoma are not excluded.
• Cirrhosis absent, non-viral or due to hepatitis C or B virus infection. Subjects with chronic hepatitis B virus infection must be on effective antiviral therapy
• Preserved liver function (without cirrhosis or with compensated cirrhosis in Child Pugh Class A).
• ECOG performance status 0 or 1
• Willing to have a liver biopsy pre-treatment
• Considered candidates for locoregional therapy using SIR-Spheres based on

• the absence of extrahepatic disease (patients with regional lymph nodes < 2 cm in short axis are accepted)
• unsuitability for liver resection or transplantation, or percutaneous ablation
• considered not good candidates for TACE because they have; Single tumors larger than 5 cm. Multiple tumors that cannot be targeted superselectively. Unilobar tumors with segmental or lobar portal vein thrombosis.
• At least one measurable lesion by RECIST 1.1 criteria.
• Adequate organ and marrow function as evidenced by:

• White blood cell count ≥ 2000/μL.
• Neutrophils ≥ 1000/μL.
• Platelets ≥ 60 x 103/μL.
• Hemoglobin ≥ 9.0 g/dL.
• Creatinine Clearance > 40 mL/min.
• AST and ALT ≤ 5 X ULN
• Bilirubin ≤ 2 mg/dL
• INR ≤ 1.8.
• Albumin ≥ 3.0 g/dL
• Willing and able to comply with immune-monitoring sample collection and required study follow-up.

Exclusion criteria

• Any history of hepatic encephalopathy
• Any prior (within 6 months) or current clinical ascites.
• Any history of clinically meaningful variceal bleeding within the last three months.
• Active coinfection with both hepatitis B and C or hepatitis D infection in subjects with hepatitis B
• Occlusive main trunk portal vein thrombosis or absence of intrahepatic portal blood flow if patient carries a portocaval shunt.
• Prior malignancy active within the previous 3 years except for locally curable cancers that have been apparently cured.
• Any autoimmune disease that may require immunosuppressive therapy.
• Any severe organ disease
• Prior therapy with any drug specifically targeting T-cell costimulation or checkpoint pathways.
• Prior organ allograft or allogeneic bone marrow transplantation
• Active bacterial or fungal infections within 7 days of study entry.
• Any condition requiring systemic treatment with corticosteroids or other immunosuppressive medications within 14 days of study drug administration.