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NCT Number: NCT07471139

SWITCH: Apixaban vs Vitamin K in HM3

This study is being done to learn the safety and efficacy of a new anticoagulant therapy with apixaban as compared to warfarin to prevent thrombotic events while protecting from bleeding complications in patients with advanced heart failure who are chronically supported by a HeartMate 3 Left Ventricular Assist Device for 3 months.

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Key information

About this study

Heart failure is a global epidemic, and Left Ventricular Assist Devices (LVADs) - particularly the HeartMate 3 (HM3) - are increasingly used due to their survival benefit over medical therapy. Despite advances, hemocompatibility-related adverse events (HRAEs) like thrombosis and bleeding remain significant causes of morbidity and mortality.

Direct Oral Anticoagulants (DOACs) have shown superiority over warfarin in heart failure patients, with lower rates of embolic and intracranial bleeding. Reduced-dose DOACs also appear to reduce major bleeding without increasing thrombotic risk. However, data on their use in LVAD patients is limited, consisting mainly of case reports, small series, retrospective analyses, and a few small randomized clinical trials.

Some reports suggest apixaban may reduce bleeding in high-risk LVAD patients, though cases of pump thrombosis and stroke have occurred. Early studies comparing DOACs to warfarin in patients with HeartMate II (HMII), HeartWare™ HVAD™ System, and The Abbott HeartMate 3 (HM3) show no significant differences in outcomes, with a trend toward less bleeding with apixaban. Two small randomized clinical trials in HM3 patients (The DOAC LVAD Study and The DOT-HM3 Study) found similar results.

This prospective, randomized, controlled, non-inferiority trial will evaluate the safety and efficacy of apixaban versus vitamin K antagonists in HM3 patients more than 3 months post-implant.

Who can participate

Healthy volunteers accepted: No

Only the study team can determine whether someone qualifies for participation.

Inclusion criteria

  • Participants will have HeartMate3 LVAD implanted > 3 months before enrollment
  • ≥ 18 years old
  • Treated with WARFARIN SODIUM
  • Participant must provide written informed consent prior to any clinical investigation related procedure
  • In female participants of childbearing capability, not currently pregnant and on appropriate contraception

Exclusion criteria

  • Participation in any other clinical investigation(s) involving a Mechanical Circulatory Support (MCS) device, or interventional investigation(s) likely to confound study results or affect study outcome
  • Presence of other anatomic or comorbid conditions, or other medical, social, or psychological conditions that, in the investigator's opinion, could limit the subject's ability to participate in the clinical investigation or to comply with follow-up requirements, or impact the scientific soundness of the clinical investigation results
  • Known allergy to Apixaban
  • Bridge to transplant
  • Severe renal dysfunction Estimated Glomerular Filtration Rate (eGFR) <20
  • History of major bleeding event with subsequent reduction of INR goal to < 1.8
  • Apixaban dose reduction criteria (Age ≥80 years, weight ≤60 kg, creatinine ≥1.5 mg/dL)
  • Aortic root thrombus

Treatment and study plan

Warfarin

Drug

Warfarin dose titrated for an International Normalized Ratio (INR) >= 1.8

Other names: COUMADIN, warfarin sodium

Apixaban

Drug

Apixaban 5 mg bid (twice a day)

Other names: Eliquis

Primary outcomes

  1. Survival free of major hemocompatibility related adverse event

    Time frame: 12 months

    Major Hemocompatibility Related Adverse Event: Stroke, Pump Thrombosis, major non surgical Bleeding (moderate or severe), Arterial Peripheral Thromboembolism. Rates will be compared between study groups.

Secondary outcomes

  1. Non-surgical Major Hemorrhagic Events

    Time frame: 12 months

    Rates will be compared between study groups.

  2. Non-surgical Major Thrombotic Events

    Time frame: 12 months

    Rates will be compared between study groups.

  3. Survival

    Time frame: 12 months

    Rates will be compared between study groups.

  4. Stroke Rates

    Time frame: 12 months

    Rates will be compared between study groups.

  5. Pump Thrombosis Rates

    Time frame: 12 months

    Rates will be compared between study groups.

  6. Bleeding Rates

    Time frame: 12 months

    Rates will be compared between study groups.

  7. Rates of listing for Heart Transplant

    Time frame: 12 months

    Rates will be compared between study groups.

Other outcomes

  1. Patient functional status

    Time frame: 12 months

    Association between anticoagulant regimen and New York Heart Association (NYHA) Functional Classification (FC) will be compared between groups. Scores range I through IV, with higher scores indicating worse outcome.

  2. Patient QOL

    Time frame: 12 months

    Kansas City Cardiomyopathy Questionnaire (KCCQ) 12 scores will be compared between groups. Scores range 1-100, with higher scores indicating better health status.

  3. LVAD device speed

    Time frame: 12 months

    LVAD speed (mean, SD) of LVAD will be compared between study groups. Speed ranges 4500-6000 RPM.

  4. LVAD device flow

    Time frame: 12 months

    LVAD flow (mean, SD) of LVAD will be compared between study groups. Flow ranges 3-6 L/min.

  5. LVAD device pulsatility index

    Time frame: 12 months

    LVAD pulsatility index (PI) will be compared between study groups. PI ranges 1-4 (no units).

  6. LVAD device power

    Time frame: 12 months

    LVAD power (mean, SD) will be compared between study groups. Power ranges 3-7 W.

  7. Right atrial pressure

    Time frame: 12 months

    Right atrial (RA) pressure (mean, SD) will be compared between study groups. RA ranges 0-20 mmHg.

  8. Right ventricular systolic pressure

    Time frame: 12 months

    Right ventricular (RV) systolic pressure (mean, SD) will be compared between study groups. RV systolic pressure ranges 0-100 mmHg.

  9. Right ventricular diastolic pressure

    Time frame: 12 months

    Right ventricular (RV) diastolic pressure (mean, SD) will be compared between study groups. RV diastolic pressure ranges 0-50 mmHg.

  10. Pulmonary artery systolic pressure

    Time frame: 12 months

    Pulmonary artery (PA) systolic pressure (mean, SD) will be compared between study groups. PA systolic pressure ranges 0-100 mmHg.

  11. Pulmonary artery diastolic pressure

    Time frame: 12 months

    Pulmonary artery (PA) diastolic pressure (mean, SD) will be compared between study groups. PA diastolic pressure ranges 0-50 mmHg.

  12. Pulmonary artery mean pressure

    Time frame: 12 months

    Pulmonary artery (PA) mean pressure (mean, SD) will be compared between study groups. PA mean pressure ranges 0-50 mmHg.

  13. Pulmonary capillary wedge pressure

    Time frame: 12 months

    Pulmonary capillary wedge pressure (PCWP, mean, SD) will be compared between study groups. PCWP ranges 0-50 mmHg.

  14. Cardiac output

    Time frame: 12 months

    Cardiac output (CO, mean, SD) will be compared between study groups. CO ranges 3-10 L/min.

  15. Invasive hemodynamics

    Time frame: 12 months

    Cardiac index (CI, mean, SD) will be compared between study groups. CI ranges 2.5-4 L/min/m^2.

  16. Drive line infection rates

    Time frame: 12 months

    Rate of drive line infections will be compared between study groups.

  17. VAD coordinator time

    Time frame: 12 months

    Means will be compared between study groups.

  18. Laboratory monitoring

    Time frame: 12 months

    A quantitative comparison of performed laboratory tests to monitor anticoagulation between groups (counts)

  19. Days hospitalized

    Time frame: 12 months

    Means will be compared between study groups.

  20. Caregiver burden

    Time frame: 12 months

    Self assessed caregiver burden will be collected using the validated The Oberst Caregiving Burden Scale (OCBS), and compared between study groups. Scores range 15-75, with higher scores indicating higher levels of caregiving burden (more time spent or greater difficulty).

  21. Time in therapeutic range in the warfarin sodium group

    Time frame: 12 months

    Means, as well as rates above 70%, will be compared between study groups.

  22. Apixaban levels in patients incurring adverse event

    Time frame: 12 months

Study contacts

Contact information is provided by the study sponsor or research team.

Ilan Richter, MD

CONTACT

[email protected]

3322098345

Sponsors and collaborators

Lead sponsor

Columbia University

Other

Registry information

Official study title

The SWITCH Trial: A Randomized Controlled Study of Apixaban Versus Vitamin K Antagonists in Patients With HeartMate 3 Left Ventricular Assist Devices

Important dates

Study start
2026
Primary completion
2029
Study completion
2029
First posted
Mar 13, 2026
Registry last updated
Mar 13, 2026

OpenTrials presents study information sourced from ClinicalTrials.gov. The official registry record should be consulted for the latest information.

View the official ClinicalTrials.gov record (opens in a new tab)

This listing is for discovery and informational purposes only. It is not medical advice, does not guarantee that a study is recruiting, and does not determine eligibility. Contact the study team and a qualified healthcare professional when considering participation.

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