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NCT Number: NCT07550218

Surfactant Administration Methods in Preterm Infants With RDS: A Swedish Cohort Study

The goal of this observational study is to evaluate different methods of surfactant administration in preterm infants with respiratory distress syndrome (RDS). Preterm infants often have immature lungs and a deficiency of surfactant, a substance that helps keep the lungs open and supports oxygen exchange.Surfactant can be delivered to the lungs using different techniques, including INSURE (brief intubation), LISA (via a thin catheter), SALSA (via a laryngeal mask airway), and traditional administration via endotracheal intubation followed by mechanical ventilation. The main question this study aims to answer is:Which method of surfactant administration is associated with better clinical outcomes in preterm infants with RDS?The study will prospectively collect clinical data on infants receiving surfactant as part of standard care, with long-term follow-up using data from the Swedish Neonatal Quality Register. The results are intended to be used to inform the design of a future randomized multicenter study.

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Key information

About this study

Background Complications of preterm birth are the leading cause of child mortality worldwide, with respiratory distress syndrome (RDS) as a major contributor. RDS is primarily caused by surfactant deficiency due to immature lungs. Early surfactant therapy, in combination with antenatal corticosteroids and non-invasive respiratory support such as continuous positive airway pressure (CPAP), is central to treatment. However, mechanical ventilation is associated with an increased risk of lung injury and bronchopulmonary dysplasia (BPD), prompting the development of less invasive surfactant administration techniques.

Surfactant Administration Methods Three main methods are currently used in spontaneously breathing preterm infants. The INSURE method involves transient intubation for surfactant delivery followed by extubation. Less Invasive Surfactant Administration (LISA) uses a thin catheter inserted below the vocal cords under laryngoscopy, allowing continued spontaneous breathing. LISA is recommended as first-line treatment in European guidelines due to improved outcomes compared to INSURE. However, both methods require laryngoscopy and are technically demanding, with potential adverse events.

Surfactant Administration via Laryngeal or Supraglottic Airways (SALSA) is a newer, less invasive technique that delivers surfactant via a supraglottic airway without laryngoscopy or passage through the vocal cords. Preliminary studies suggest comparable effectiveness to INSURE and CPAP, with potential safety advantages. Historically, SALSA has been limited to larger infants due to lack of appropriately sized devices, but newly available CE-marked devices now enable its use in extremely preterm infants.

Rationale Despite widespread use of INSURE, LISA, and SALSA, there are no direct comparisons between LISA and SALSA, and real-world data on their implementation, safety, and outcomes are limited. In Sweden, these methods are used variably across neonatal units, and their relative use and outcomes have not been systematically evaluated. The availability of smaller supraglottic airway devices now allows evaluation of SALSA in the most vulnerable population, including extremely preterm infants.

Aim The primary aim is to prospectively evaluate and compare the feasibility, safety, clinical performance, and procedural characteristics of surfactant administration methods (SALSA, LISA, INSURE) in spontaneously breathing preterm infants in a real-world clinical setting.

Secondary aims include comparison with infants receiving surfactant via intubation followed by mechanical ventilation, evaluation of short- and long-term clinical outcomes, and generation of data to inform the design of a future randomized multicentre trial.

Study Design This is a prospective, multicentre, observational study conducted in neonatal intensive care units (NICUs) in Region Västra Götaland (VGR), Sweden. No interventions are introduced, and all treatment decisions are made according to local clinical guidelines.

Study Population Eligible participants are preterm infants (37 weeks' gestation) receiving their first surfactant treatment within 48 hours of birth due to suspected or confirmed RDS. Infants are included regardless of administration method.

Data Collection and Follow-up Data are collected from routine clinical documentation, structured procedure forms, clinician surveys, and the Swedish Neonatal Quality Register (SNQ). Variables include perinatal factors, procedural details, respiratory outcomes, and morbidity. Infants are followed until discharge and, where applicable, at 2 and 5.5 years of age using SNQ data.

Outcomes The primary outcome is treatment failure, defined as the need for mechanical ventilation or repeat surfactant administration within 72 hours. Secondary outcomes include changes in oxygenation, need for respiratory support, adverse events, procedural characteristics, and short- and long-term morbidity and mortality. Clinician-reported feasibility and ease of use are also assessed.

Statistical Considerations All eligible infants will be included over a three-year period, with an expected sample size of approximately 300 infants. Analyses will include descriptive statistics, unadjusted comparisons, and multivariable regression models, with propensity score matching to address confounding.

Ethics Ethical approval has been granted by the Swedish Ethical Review Authority. Written informed consent is obtained from caregivers for participation and for permission to collect and analyse observational data. Participation is voluntary and does not affect the infant's clinical care.

Significance This study will provide real-world evidence on the use, safety, and outcomes of different surfactant administration methods, including the implementation of SALSA in extremely preterm infants. The results will inform clinical practice and provide essential data for the design of a future large-scale randomized multicentre trial.

Who can participate

Healthy volunteers accepted: No

Only the study team can determine whether someone qualifies for participation.

Inclusion criteria

  • Patient has received surfactant by any administration method
  • Gestational age below 37 weeks'
  • First surfactant treatment given before 48 hours of age
  • Confirmed or suspected diagnosis of respiratory distress syndrome (RDS)

Exclusion criteria

  • Not fulfilling above inclusion criteria

Treatment and study plan

Primary outcomes

  1. Mechanical ventilation or repeat surfactant within 72 hours after first surfactant treatment delivered by LISA, SALSA or INSURE method

    Time frame: Within 72 hours after first surfactant treatment

    Categorical variable (Yes/No). Decision to initiate mechanical ventilation via intubation will be made at the discretion of the treating physician, guided by the local NICU criteria for mechanical ventilation. Data is extracted from medical records.

Secondary outcomes

  1. Bradycardia <100 bpm (any duration)

    Time frame: During the procedure, an average of 5-10 minutes

    Categorical variable (Yes/No). Measured by pulse oximetry and noted by team performing procedure.

  2. Oesophageal/upper airway injury

    Time frame: During and within an hour from procedure.

    Categorical (Yes/No). Observations of infant during and post-procedure. Details provided if present.

  3. Bradycardia <60 bpm (any duration)

    Time frame: During the procedure, an average of 5-10 minutes

    Categorical variable (Yes/No). Measured by pulse oximetry and noted by team performing procedure.

  4. Desaturation to SpO₂ <80% lasting ≥30 seconds (single episode)

    Time frame: During the procedure, an average of 5-10 minutes

    Categorical variable (Yes/No). Measured by pulse oximetry and noted by team performing procedure.

  5. Duration of bradycardia <100 and <60 bpm

    Time frame: During the procedure, an average of 5-10 minutes

    Continous variable. Measured by pulse oximetry.

  6. Duration of desaturation <80%, <60% and <40%

    Time frame: During the procedure, an average of 5-10 minutes

    Continuous variable (seconds). Measured by pulse oximetry.

  7. Surfactant-like content in gastric aspirate

    Time frame: Directly after first surfactant administration

    Continous variable, ml.

  8. Proportion of administered surfactant recovered in gastric aspirate

    Time frame: Directly after first surfactant administration

    Continuous variable (%). Fraction (calculated from residual aspirated surfactant and total dose (mL). Observed by clinical team during procedure and noted in CRF.

  9. Surfactant reflux

    Time frame: Directly after first surfactant administration

    Categorical variable (Yes/No). Clinical reflux of surfactant during procedure.

  10. Δ-FiO₂: Hourly change in FiO₂ from pre-procedure to 12 hours post-procedure

    Time frame: Within 15 minutes before the procedure to 12 hours after first surfactant administration

    Continuous variable.

  11. Δ-SpO2/FiO2-ratio: Change in SpO₂/FiO₂ ratio from pre-procedure to 4 hours post-procedure

    Time frame: Within 15 minutes before the procedure to 4 hours after first surfactant administration

    Continuous variable.

  12. Early failure: Mechanical ventilation within 1 hour of first surfactant administration

    Time frame: Within 1 hour after first surfactant administration

    Categorical variable (Yes/no).

  13. Mechanical ventilation within 72 hours of first surfactant administration

    Time frame: Within 72 hours after first surfactant administration

    Categorical variable (Yes/No). Decision to initiate mechanical ventilation via intubation will be made at the discretion of the treating physician, guided by the local NICU criteria for mechanical ventilation. Data is extracted from medical records.

  14. Repeat surfactant within 72 hours of first surfactant administration

    Time frame: Within 72 hours after first surfactant administration

    Categorical variable (Yes/No). Decision to repeat surfactant will be made at the discretion of the treating physician, guided by the local NICU guideline. Data is extracted from medical records. When

  15. Documented reason for mechanical ventilation

    Time frame: Within 72 hours after first surfactant administration

    Categorical (Nominal).

  16. Documented reason for repeat surfactant

    Time frame: Within 72 hours after first surfactant administration

    Categorical (nominal).

  17. FiO2 requirement at time of intubation

    Time frame: Within 72 hours after first surfactant administration

    Numerical variable.

  18. Mechanical ventilation at any time during admission and duration

    Time frame: Before discharge (about 2-20 weeks)

    Categorical variable (Yes/No). Decision to initiate mechanical ventilation via intubation will be made at the discretion of the treating physician, guided by the local NICU criteria for mechanical ventilation.

  19. Total cumulative days of CPAP/NIPPV

    Time frame: Before discharge (about 2-20 weeks)

    Numerical variable (days). Data is collected from medical record.

  20. Total cumulative days of mechanical ventilation (any mode)

    Time frame: Before discharge (about 2-20 weeks)

    Numerical variable (days).

  21. Total cumulative days of nasal high flow cannula

    Time frame: Before discharge (about 2-20 weeks)

    Numerical variable (days). Data is collected from medical record.

  22. Total cumulative days of any respiratory support (MV, CPAP/NIPPV, HNFC, or oxygen cannula)

    Time frame: Before discharge (about 2-20 weeks)

    Numerical variable (days). Data is collected from medical record.

  23. FiO2 requirement before repeat surfactant

    Time frame: Within 72 hours after first surfactant administration

    Numerical variable.

  24. Time to repeat surfactant

    Time frame: Before discharge (about 2-20 weeks)

    Numerical variable.

  25. Time to mechanical ventilation

    Time frame: Before discharge (about 2-20 weeks)

    Numerical variable.

  26. Total cumulative days of mechanical ventilation, conventional

    Time frame: Before discharge (about 2-20 weeks)

    Numerical variable.

  27. Total cumulative days of supplemental O2

    Time frame: Before discharge (about 2-20 weeks)

    Numerical variable.

  28. Systemic (oral or intravenous) steroid treatment due to lung disease

    Time frame: Before discharge (about 2-20 weeks)

    Age, date and duration.

  29. Death

    Time frame: Before discharge (about 2-20 weeks)

    Categorical (Yes/No)

  30. Time to death

    Time frame: Before discharge (about 2-20 weeks)

    Numerical variable.

  31. Cause of death

    Time frame: Before discharge (about 2-20 weeks)

    Categorical (Nominal).

  32. Intraventricular heamorrhage (IVH)

    Time frame: Before discharge (about 2-20 weeks)

    Categorical (Yes/No)

  33. Highest grade of IVH, any side

    Time frame: Before discharge (about 2-20 weeks)

    Categorical (ordinal)

  34. Post-haemorrhagic ventricular dilatation (PHVD)

    Time frame: Before discharge (about 2-20 weeks)

    Categorical (Yes/No)

  35. Cystic periventricular leukomalacia (cPVL)

    Time frame: Before discharge (about 2-20 weeks)

    Categorical (Yes/No)

  36. Bronchopulmonary dysplasia (BPD)

    Time frame: Before discharge (about 2-20 weeks)

    Categorical (Yes/No)

  37. Severe BPD

    Time frame: Before discharge (about 2-20 weeks)

    Categorical (Yes/No).

  38. Pneumothorax

    Time frame: Before discharge (about 2-20 weeks)

    Categorical (Yes/No)

  39. Thoracic drain

    Time frame: Before discharge (about 2-20 weeks)

    Categorical (Yes/No)

  40. Early Onset Sepsis, culture verified

    Time frame: Before discharge (about 2-20 weeks)

    Categorical (Yes/No)

  41. Early Onset Sepsis, clinical diagnosis

    Time frame: Before discharge (about 2-20 weeks)

    Categorical (Yes/No).

  42. Late Onset Sepsis, culture verified

    Time frame: Before discharge (about 2-20 weeks)

    Categorical (Yes/No).

  43. Late Onset Sepsis, clinical diagnosis

    Time frame: Before discharge (about 2-20 weeks)

    Categorical (Yes/No).

  44. Necrotizing Enterocolitis (NEC)

    Time frame: Before discharge (about 2-20 weeks)

    Categorical (Yes/No)

  45. NEC with perforation

    Time frame: Before discharge (about 2-20 weeks)

    Categorical (Yes/No)

  46. NEC with surgical treatment

    Time frame: Before discharge (about 2-20 weeks)

    Categorical (Yes/No)

  47. Spontaneous intestinal perforation

    Time frame: Before discharge (about 2-20 weeks)

    Categorical (Yes/No)

  48. Persistent ductus arteriosus (PDA), medical treatment

    Time frame: Before discharge (about 2-20 weeks)

    Categorical (Yes/No)

  49. PDA requiring, surgical treatment

    Time frame: Before discharge (about 2-20 weeks)

    Categorical (Yes/No)

  50. Examined for retinopathy of prematurity (ROP)

    Time frame: Before discharge (about 2-20 weeks)

    Categorical (Yes/No)

  51. Maximim ROP any side, grade

    Time frame: Before discharge (about 2-20 weeks)

    Categorical (ordinal).

  52. ROP ≥ grade 3

    Time frame: Before discharge (about 2-20 weeks)

    Categorical (Yes/No)

  53. ROP treatment

    Time frame: Before discharge (about 2-20 weeks)

    Categorical (Yes/No)

  54. Major neonatal morbidity

    Time frame: Before discharge (about 2-20 weeks)

    Categorical (Yes/No). BPD, IVH ≥3, cPVL, ROP ≥ 3, or NEC with perforation.

  55. Weight at discharge

    Time frame: Before discharge (about 2-20 weeks)

    Numerical variable. Grams.

  56. Δ-weight at discharge

    Time frame: Before discharge (about 2-20 weeks)

    Numerical variable. Grams.

  57. Supplemental oxygen at discharge from hospital

    Time frame: Before discharge (about 2-20 weeks)

    Categorical variable (Yes/No).

  58. Duration of admission (in-patient care)

    Time frame: Before discharge (about 2-20 weeks)

    Numerical variable. Days.

  59. Asthma or obstructive respiratory symptoms during the past 12 months

    Time frame: Follow-up at 2 years of age

    Categorical (nominal).

  60. Treatment for above obstructive symptoms during the past 12 months

    Time frame: Follow-up at 2 years of age

    Categorical (nominal).

  61. Speech and language development

    Time frame: Follow-up at 2 years of age

    Categorical (ordinal)

  62. Visual impairment

    Time frame: Follow-up at 2 years of age

    Categorical (Yes/No)

  63. Visual impairment, left; right

    Time frame: Follow-up at 2 years of age

    Categorical (ordinal).

  64. Hearing impairment

    Time frame: Follow-up at 2 years of age

    Categorical (Yes/no)

  65. Hearing impairment, left; right

    Time frame: Follow-up at 2 years of age

    Categorical (ordinal)

  66. Bayley score (all scores for all categories)

    Time frame: Follow-up at 2 years of age

    Numerical variable.

  67. Assessed as normal development at follow-up

    Time frame: Follow-up at 2 years of age

    Categorical (Yes/No).

  68. Assessed as not normal in following area

    Time frame: Follow-up at 2 years of age

    Catetorical (nominal). Motor deficiency; Cognition, communication; Visual; Hearing

  69. Seizure disorder

    Time frame: Follow-up at 2 years of age

    Categorical (ordinal)

  70. Hydrocephalus

    Time frame: Follow-up at 2 years of age

    Categorical (categorical)

  71. Cerebral paresis

    Time frame: Follow-up at 2 years of age

    Categorical (Yes/No).

  72. Gross motor function scale

    Time frame: Follow-up at 2 years of age

    Categorical (ordinal).

  73. Any new diagnoses after discharge

    Time frame: Follow-up at 2 years of age

    ICD- 10-codes.

  74. Asthma or obstructive respiratory symptoms during the past 12 months

    Time frame: Follow-up at 5,5 years of age

    Categorical (nominal).

  75. Treatment for above during the past 12 months

    Time frame: Follow-up at 5,5 years of age

    Categorical (ordinal)

  76. Visual impairment

    Time frame: Follow-up at 5,5 years of age

    Categorical (Yes/No).

  77. Visual impairment, left

    Time frame: Follow-up at 5,5 years of age

    Categorical (ordinal).

  78. Visual impairment, right

    Time frame: Follow-up at 5,5 years of age

    Categorical (ordinal).

  79. Hearing impairment

    Time frame: Follow-up at 5,5 years of age

    Categorical (Yes/No)

  80. Hearing impairment, left

    Time frame: Follow-up at 5,5 years of age

    Categorical (ordinal)

  81. Hearing impairment, right

    Time frame: Follow-up at 5,5 years of age

    Categorical (ordinal)

  82. Speech and language development

    Time frame: Follow-up at 5,5 years of age

    Categorical (ordinal)

  83. Seizure disorder

    Time frame: Follow-up at 5,5 years of age

    Categorical (ordinal)

  84. Hydrocephalus

    Time frame: Follow-up at 5,5 years of age

    Categorical (ordinal)

  85. Cerebral paresis

    Time frame: Follow-up at 5,5 years of age

    Categorical (Yes/No).

  86. Gross motor function scale

    Time frame: Follow-up at 5,5 years of age

    Categorical (ordinal).

  87. Manual abilities classification system

    Time frame: Follow-up at 5,5 years of age

    Numerical variable.

  88. WIPPSI, (all scores for all categories)

    Time frame: Follow-up at 5,5 years of age

    Numerical variable.

  89. Strengths and difficulties questionnaire (SDQ) scores

    Time frame: Follow-up at 5,5 years of age

    Numerical variable.

  90. Any new diagnoses after discharge

    Time frame: Follow-up at 5,5 years of age

    ICD-10 codes

  91. Assessed as normal development at follow-up

    Time frame: Follow-up at 5,5 years of age

    Categorical (Yes/No)

  92. Assessed as not normal in following area

    Time frame: Follow-up at 5,5 years of age

    Categorical (nominal)

Other outcomes

  1. Pain score

    Time frame: Before, during and up to 1h after procedure

    Continous variable. Using neonatal pain scale. Centre specific and scale may vary.

Study contacts

Contact information is provided by the study sponsor or research team.

Anders Elfvin, Professor

CONTACT

[email protected]

+46313438073

Mårten Larsson, M.D

CONTACT

[email protected]

+46704240972

Sponsors and collaborators

Lead sponsor

Vastra Gotaland Region

Other Gov

Collaborators

  • Göteborg University

Registry information

Official study title

A Prospective Observational Study of Surfactant AdministrationMethods for Preterm Infants With Respiratory Distress SyndromeWith Long-term Follow-up in the Swedish Neonatal Quality Register

Important dates

Study start
2026
Primary completion
2029
Study completion
2029
First posted
Apr 24, 2026
Registry last updated
Apr 24, 2026

OpenTrials presents study information sourced from ClinicalTrials.gov. The official registry record should be consulted for the latest information.

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This listing is for discovery and informational purposes only. It is not medical advice, does not guarantee that a study is recruiting, and does not determine eligibility. Contact the study team and a qualified healthcare professional when considering participation.

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