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NCT Number: NCT07376278

Predictors of Clinical Outcomes of Deep Brain Stimulation in Parkinson's Disease

The goal of this observational study is to identify factors in blood that are associated with response to deep brain stimulation (DBS) surgery in patients with Parkinson's disease. The main questions it aims to answer are:

1. What factors in blood (proteins and RNA) are associated with good vs poor response to DBS? 2. Are these factors able to predict response to DBS? 3. How do these factors change before and after DBS?

Blood and leftover brain tissue (which spontaneously adhere to the surgical instruments) will be taken and routine clinical data (including scores from routine assessments) will be collected from consenting participants who undergo DBS.

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Key information

Age range

18 year–75 year

Sex eligibility

All sexes

Study type

Observational

Primary location

About this study

This is a prospective observational study that investigates the clinical, proteomic, transcriptomic, and genomic profiles that are associated with DBS response with regards to motor symptoms, axial symptoms, non-motor symptoms, change in medications, activities of daily living (ADLs), and quality of life (QOL). The investigators will take blood samples from participants but will not take extra brain tissue; only leftover brain tissue (which is routinely discarded) that spontaneously adheres to surgical instruments will be collected. Study participation will not change the surgical procedure in any way. The investigators also aim to characterize the change in these multiomic profiles before versus after DBS treatment, to evaluate the ability of these multiomic profiles to predict and stratify response to DBS, and to identify modifiable factors to improve response to DBS. Additionally, the investigators will use these multiomic profiles, patient demographics, and clinical presentation to develop a DBS prediction model with advanced explainable AI (XAI) techniques.

Who can participate

Healthy volunteers accepted: No

Only the study team can determine whether someone qualifies for participation.

Inclusion criteria

  • Diagnosis of "Clinically Established PD" as defined by the Movement Disorder Society Clinical Diagnostic Criteria for Parkinson's disease (MDS-PD criteria)
  • Referred for DBS according to standard local clinical guidelines 2a. Significant motor complications despite optimized pharmacological treatment 2ai. UPDRS motor score >30/108 in the off-medication state 2aii. Hoehn and Yahr staging >2.5/5 in the off-medication state 2b. Dopamine responsive 2bi. >33% improvement in UPDRS motor score after levodopa administration 2c. Age ≤75 years 2d. No contraindication to surgery or other significant comorbidity with limited life expectancy 2e. No significant psychiatric problems or cognitive impairment 2f. No structural lesions or features suggestive of atypical parkinsonism or other mimickers of idiopathic PD on neuroimaging

Exclusion criteria

  • Unwilling to undergo blood sampling for study purposes
  • Evidence of Parkinsonism due to heavy metal exposure
  • History of neurodevelopmental disorder, neurodegenerative disease other than PD, CNS infection, neuroinflammatory disease (e.g. multiple sclerosis, CNS lupus), malignancy within the last 10 years, cerebrovascular accident, HIV infection, systemic autoimmune disease, alcohol dependence or other substance use
  • Unable to pass DBS pre-operative assessment or unwilling to undergo DBS

Treatment and study plan

DBS

Procedure

Deep brain stimulation surgery

Primary outcomes

  1. Blood proteomic profile

    Time frame: From pre-operative to 5 years post-operative

    Plasma proteins measured using high-throughput ultra-sensitive proteomics platform

  2. Blood transcriptomic profile

    Time frame: From pre-operative to 5 years post-operative

    Bulk RNA-sequencing of blood cells

  3. Movement Disorder Society - Unified Parkinson's Disease Rating Scale (MDS-UPDRS)

    Time frame: From pre-operative to 5 years post-operative

    Rating scale that measures non-motor experiences of daily living (part I), motor experiences of daily living (part II), motor function via physical examination (part III), and motor complications (part IV)

    Higher scores indicate a worse outcome

    Range:

    Part I: 0-52 Part II: 0-52 Part III: 0-132 Part IV: 0-24

  4. Hoehn and Yahr (H&Y) stage

    Time frame: From pre-operative to 5 years post-operative

    Staging of overall functional disability in Parkinson's disease

    Higher score indicates a worse outcome

    Range: 0-5 Stage 0: No signs of disease Stage 1: Unilateral disease Stage 1.5: Unilateral plus axial involvement Stage 2: Bilateral disease without impairment of balance Stage 2.5: Mild bilateral disease with recovery on pull test Stage 3: Mild to moderate bilateral disease; some postural instability; physically independent Stage 4: Severe disability; still able to walk / stand unassisted Stage 5: Wheelchair bound or bedridden unless aided

Secondary outcomes

  1. Montreal Cognitive Assessment (MoCA)

    Time frame: From pre-operative to 5 years post-operative

    Assessment of cognitive function in 8 domains: attention and concentration, executive functions, memory, language, visuospatial skills, abstraction, calculations, and orientation

    Higher score indicates a better outcome

    Range: 0-30

  2. Non-Motor Symptoms Scale (NMSS)

    Time frame: From pre-operative to 5 years post-operative

    Assessment of symptomatic burden of non-motor symptoms

    Higher score indicates a worse outcome

    Range: 0-360

  3. Parkinson's Disease Sleep Scale - 2 (PDSS-2)

    Time frame: From pre-operative to 5 years post-operative

    Rating scale assessing sleep disorders in PD

    Higher score indicates a worse outcome

    Range: 0-60

  4. Parkinson's Disease Questionnaire - 39 (PDQ-39)

    Time frame: From pre-operative to 5 years post-operative

    39-item self-report questionnaire assessing health-related quality of life in 8 domains: mobility, activities of daily living, emotional wellbeing, stigma, social support, cognition, communication, and bodily discomfort

    Higher score indicates a worse outcome

    Range: 0-100

  5. Depression, Anxiety, and Stress Scale - 21 (DASS-21)

    Time frame: From pre-operative to 5 years post-operative

    Self-report scale measuring depression, anxiety, and stress

    Higher scores indicate a worse outcome

    Range:

    Depression: 0-42 Anxiety: 0-42 Stress: 0-42

  6. Schwab and England Activities of Daily Living Scale (S&E ADL scale)

    Time frame: From pre-operative to 5 years post-operative

    Assessment of ability to accomplish essential activities of daily living

    Higher score indicates a better outcome

    Range: 0-100%

Study contacts

Contact information is provided by the study sponsor or research team.

Danise Au

CONTACT

[email protected]

852-23588973

Nancy Ip

CONTACT

[email protected]

852-23587304

Sponsors and collaborators

Lead sponsor

Hong Kong University of Science and Technology

Other

Collaborators

  • Hong Kong Center for Neurodegenerative Diseases
  • Queen Elizabeth Hospital, Hong Kong

Registry information

Official study title

A Prospective Observational Study for the Predictors of Clinical Outcomes of Deep Brain Stimulation in Parkinson's Disease

Important dates

Study start
2026
Primary completion
2036
Study completion
2038
First posted
Jan 29, 2026
Registry last updated
Feb 24, 2026

OpenTrials presents study information sourced from ClinicalTrials.gov. The official registry record should be consulted for the latest information.

View the official ClinicalTrials.gov record (opens in a new tab)

This listing is for discovery and informational purposes only. It is not medical advice, does not guarantee that a study is recruiting, and does not determine eligibility. Contact the study team and a qualified healthcare professional when considering participation.

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