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Completed

NCT Number: NCT02811263

High-dose Erythropoietin for Asphyxia and Encephalopathy

Hypoxic-ischemic encephalopathy (HIE) occurs when a baby gets reduced blood flow and oxygen to the brain near the time of birth. This results in death or neurologic disabilities including cerebral palsy and cognitive impairment in up to half of affected infants. This clinical trial will determine if the drug erythropoietin (Epo) added to hypothermia (usual therapy) will improve outcomes for infants suffering from HIE.

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Key information

Age range

Up to 24 hour

Sex eligibility

All sexes

Study type

Interventional

Phase

Phase 3

Primary location

Children's Hospital Los Angeles, Los Angeles, California, United States

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About this study

Neonatal hypoxic-ischemic encephalopathy (HIE) refers to brain injury resulting from reduced blood and oxygen flow to a baby's brain near the time of birth. HIE affects up to 12,000 newborns each year in the U.S. Half of affected infants have a bad outcome including death, cerebral palsy and cognitive impairment despite receiving hypothermia, the only available treatment. Erythropoietin (Epo) is a cytokine with remarkable neuroprotective and neuroregenerative effects demonstrated in animal models of neonatal brain injury. In a phase I trial of Epo + hypothermia, the investigators found that Epo 1000 U/Kg/dose best reproduced the pharmacokinetics of neuroprotective dosing in animal models. Long term outcomes were better than expected based on entry criteria and MRI findings. A phase II trial compared 50 cooled infants randomized to receive Epo or placebo. Infants treated with hypothermia + Epo had less brain injury on early MRI, and better 12-month motor development. The investigators hypothesize that Epo given to cooled infants with moderate/severe HIE will reduce the combined primary outcome of death or neurodevelopmental impairment from 49 to 33%. This is a randomized, double-blind, placebo-controlled trial of Epo therapy in 500 infants with HIE undergoing hypothermia. Specific aims are 1) To determine if 5 doses of Epo 1000 U/kg IV reduces the rate of death, motor or cognitive deficits at 2 years; 2) To assess safety of Epo by evaluating clinical toxicity; and 3) To determine whether Epo decreases the severity of neonatal brain injury as evidenced by early MRI and circulating biomarkers of brain injury. The investigators anticipate that Epo will confer improved 2-year neurodevelopmental outcome, will be safe, and will decrease brain injury severity as determined by early biomarkers.

Who can participate

Healthy volunteers accepted: No

Only the study team can determine whether someone qualifies for participation.

Inclusion criteria

  • ≥ 36 weeks of gestational age
  • Receiving active or passive whole body cooling/hypothermia since < 6 hours of age
  • Perinatal depression based on at least one of the following:
  • Apgar score < 5 at 10 minutes, or
  • Need for resuscitation at 10 minutes (i.e., chest compressions, or positive pressure respiratory support including endotracheal, mask ventilation, or CPAP), or
  • pH < 7.00 in cord gas (arterial or venous) or in an infant gas (arterial or venous) obtained at < 60 minutes of age, or
  • Base deficit ≥ 15 mmol/L in cord gas (arterial or venous) or in an infant gas (arterial or venous) obtained at < 60 minutes of age
  • Moderate to severe encephalopathy (based on modified Sarnat exam) present between 1-6 hours after birth

Exclusion criteria

  • Study drug unlikely to be administered within 26 hours of birth
  • Infant has living twin (or higher order multiple) who is also being cooled
  • Birth weight < 1800 g (e.g., intrauterine growth restriction)
  • Genetic or congenital condition that affects neurodevelopment or requires multiple surgeries (e.g., congenital viral infection, hydrops, complex congenital heart disease, severe dysmorphic features, etc.)
  • Head circumference < 30 cm
  • Redirection of care is being considered due to moribund condition
  • Patient anticipated to be unavailable for evaluation at age 2
  • Polycythemia (hematocrit > 65.0%)
  • Parents/legal guardians with diminished capacity and autonomy
  • Infant is participating or intends to participate in another interventional study during the birth hospitalization (note: does not include observational studies)
  • Sentinel event and encephalopathy occurred only after birth
  • Unable to consent in primary language of parent(s)

Treatment and study plan

Normal Saline Placebo

Drug

Equal volume of normal saline to be used as placebo

Other names: NS

Erythropoietin

Drug

Epogen drawn from commercially available single dose 4000U/mL vials

Other names: Epogen

Primary outcomes

  1. Number of Participants With Death or Neurodevelopmental Impairment

    Time frame: Prior to final outcome assessment at 22-26 months of age; For extenuating circumstances, for example, COVID-19 restrictions, may be performed up to 36 months of age

    Neurodevelopmental impairment defined as any of the following: a) Gross Motor Function Scale (GMFCS) level ≥ 1, or b) GMFCS = 0 or 0.5 and cerebral palsy (CP) (any type), or c) Bayley III Cognitive Score < 90

Secondary outcomes

  1. Number of Participants With Cerebral Palsy (CP) and Number of Participants With Each Type of Cerebral Palsy (CP), Determined Using a Standardized Neurologic Examination

    Time frame: 22-26 months; For extenuating circumstances, for example, COVID-19 restrictions, may be performed up to 36 months of age

    Neurologic diagnoses: no CP, diparetic CP, hemiparetic CP, quadriparetic CP

  2. Number of Participants With Each Level of Gross Motor Function, Determined Using the GMFCS

    Time frame: 22-26 months; For extenuating circumstances, for example, COVID-19 restrictions, may be performed up to 36 months of age

    Gross Motor Function Scale (GMFCS) is a scale from 0-5, with higher values representing worse outcomes.

    • Level 0: Walks 10 steps independently with symmetrical gait
    • Level 0.5: Walks 10 steps independently without symmetrical gait
    • Level 1: Sits. Hands free for play, and creeps or crawls on hands and knees, pulls to stand; cruises or walks with hands held
    • Level 2: Uses hands for sitting support; creeps on stomach or crawls, may cruise/pull to stand
    • Level 3: Sits with external support for lower trunk; rolls, creeps on stomach
    • Level 4: Good head control in supported sitting; can roll to supine, may roll to prone
    • Level 5: Unable to maintain anti-gravity head and trunk postures in prone or sitting; little or no voluntary movement.
  3. Bayley III Cognitive Score

    Time frame: 22-26 months; For extenuating circumstances, for example, COVID-19 restrictions, may be performed up to 36 months of age

    The Bayley III cognitive score is a population normed score. 100 indicates the population mean with a standard deviation of 15; higher scores indicate a higher level of development.

  4. Bayley III Language Score

    Time frame: 22-26 months; For extenuating circumstances, for example, COVID-19 restrictions, may be performed up to 36 months of age

    The Bayley III language score is a population normed score. 100 indicates the population mean with a standard deviation of 15; higher scores indicate a higher level of development.

  5. Number of Participants With Epilepsy

    Time frame: Prior to 22-26 months

    ≥ 2 afebrile, unprovoked seizures

  6. Number of Participants With Behavioral Abnormalities Determined by the Externalizing Score of the Child Behavior Checklist

    Time frame: 22-26 months

    Score for externalizing problems on Childhood Behavior Checklist of >= 65

Other outcomes

  1. Number of Participants at Each Level of Severity of Impairment [(1) Normal, (2) Mild Motor and/or Cognitive Impairment, (3) Moderate/Severe Motor and or Cognitive Impairment, (4) Death], Compared Between the Epo and Placebo Groups.

    Time frame: Through 22-26 months

    Mild impairment: GMFCS=1 and no cerebral palsy, or GMFCS<=0.5 and hemiplegic or diplegic cerebral palsy.

    Moderate/severe impairment: GMFCS=1 and cerebral palsy, GMFCS >=2, quadriplegic cerebral palsy, or Bayley III cognitive score <85.

  2. Rates of Epo-related Adverse Events

    Time frame: Through hospital discharge

  3. Rates of Epo-related Adverse Events

    Time frame: Through 22-26 months

  4. Serial Circulating Biomarkers of Inflammation/Brain Injury

    Time frame: During first week of life

    Epo level at baseline, day 2, and day 4.

  5. MR Evidence of Brain Injury - Brain Injury Score

    Time frame: During first week of life

    Global brain injury scores were calculated using a validated scoring system for HIE. The extent of injury was recorded (i.e., none = 0, <25% = 1, 25-50% = 2; >50% = 3) as seen on T1, T2, and apparent diffusion coefficient (ADC) images in 8 regions of the brain: caudate, putamen/globus pallidus, thalamus, posterior limb of t he internal capsule (PLIC), cortex, white matter, brainstem, and cerebellum. The severity of brain injury was determined from the global injury score as follows: none (global injury score = 0), mild (1-11), moderate (12-32), or severe (33-138).

  6. Number of Participants With MR Evidence of Brain Injury - Severity of Brain Injury

    Time frame: During first week of life

  7. Number of Participants Experiencing Hearing Impairment Requiring Hearing Aids, Per Parent/Caregiver Report, Compared Between the Epo and Placebo Groups.

    Time frame: Through 22-26 months

  8. Number of Participants Experiencing Cortical Visual Impairment, Per Parent/Caregiver Report, Compared Between the Epo and Placebo Groups.

    Time frame: Through 22-26 months

Sponsors and collaborators

Lead sponsor

University of California, San Francisco

Other

Collaborators

  • Boston University
  • Children's Hospital Los Angeles
  • Children's Hospital Medical Center, Cincinnati
  • Children's Hospital of Philadelphia
  • Children's National Research Institute
  • Cook Children's Medical Center
  • Indiana University
  • Johns Hopkins University
  • Nationwide Children's Hospital
  • Pediatrix
  • Stanford University
  • University of Chicago
  • University of Minnesota
  • University of New Mexico
  • University of North Carolina
  • University of Pittsburgh
  • University of Texas
  • University of Utah
  • University of Washington
  • Vanderbilt University
  • Washington University School of Medicine

Registry information

Acronym: HEAL

Important dates

Study start
2017
Primary completion
2021
Study completion
2022
First posted
Jun 23, 2016
Registry last updated
Jan 30, 2023

OpenTrials presents study information sourced from ClinicalTrials.gov. The official registry record should be consulted for the latest information.

View the official ClinicalTrials.gov record (opens in a new tab)

This listing is for discovery and informational purposes only. It is not medical advice, does not guarantee that a study is recruiting, and does not determine eligibility. Contact the study team and a qualified healthcare professional when considering participation.

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