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NCT Number: NCT05989347

Study to Evaluate Biomarkers and Safety of Dapagliflozin Concomitant With Neoadjuvant Therapy

The primary objective of the study is to assess metabolic plasma markers of insulin resistance in patients with early-stage HER2-negative breast cancers receiving dapagliflozin concomitant with neoadjuvant therapy.

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Key information

Age range

18 year and older

Sex eligibility

Female

Study type

Interventional

Phase

Phase 1

Primary location

Yale Cancer Center Smilow Cancer Hospital

New Haven, Connecticut, 06520, United States

Location status: Recruiting

About this study

This is a single arm, open label trial that will evaluate changes in plasma markers of insulin resistance, namely, fasting glucose and insulin, measured as the HOMA-IR score, as well as the safety of the addition of dapagliflozin to neoadjuvant treatment in hyperinsulinemic women with newly diagnosed early stage HER2-negative breast cancers who are candidates for neoadjuvant therapy.

Hypotheses are: (i) the SGLT2 inhibitor, dapagliflozin, administered concomitantly with weekly neoadjuvant therapy in hyperinsulinemic women with newly diagnosed HER2-negative breast cancers will lead to a decrease in fasting plasma insulin and glucose and thus, a downregulation in downstream insulin signaling in the tumor as measured by Protein kinase B (PKB)/AKT phosphorylation. (ii) that dapagliflozin can be safely coadministered at full dose with multiagent chemotherapy or chemo-immunotherapy.

Routine, standard of care neoadjuvant chemotherapy, with or without immunotherapy, will be given together with the investigational product. Acceptable chemotherapy regimens include: 1) weekly paclitaxel x12 treatments followed by every two-week doxorubicin, cyclophosphamide (ddAC) x 4 treatments (ddAC-T; ); 2) pembrolizumab every 3 weeks (Q3W), with carboplatin + weekly paclitaxel (cycles 1-4) x12 weeks followed by ddAC x 4 treatments (cycles 5-8) (KEYNOTE-522 regimen; only for participants with stage II-III ER/PR and HER-negative breast cancer); 3) docetaxel plus cyclophosphamide and 4) docetaxel plus carboplatin.

The primary objective of the study is to assess metabolic plasma markers of insulin resistance in participants with early-stage HER2-negative breast cancers receiving dapagliflozin concomitant with neoadjuvant therapy.

Secondary objectives are to assess tissue expression of insulin signaling intermediates and SGLT2 by immunohistochemistry (IHC) on pre- and post-treatment tissue samples.

Outcomes will be assessed before treatment and 12 weeks post treatment (after completion of all neoadjuvant therapy but before surgery).

Registration (including outcome measures) was updated to reflect current protocol July 2024.

Who can participate

Healthy volunteers accepted: No

Only the study team can determine whether someone qualifies for participation.

Inclusion criteria

  • Women > 18 years of age with newly diagnosed, histologically confirmed, clinical stage I-III, HER2-negative - either ER+ or triple negative - invasive breast cancer as defined by ASCO CAP guidelines for whom neoadjuvant chemotherapy would be indicated. The following chemotherapy regimens are acceptable:
  • Weekly or dose dense paclitaxel, followed by dose dense doxorubicin plus cyclophosphamide
  • Docetaxel plus cyclophosphamide
  • Docetaxel plus carboplatin plus or minus pembrolizumab
  • Paclitaxel plus carboplatin concurrent with every 3 week pembrolizumab followed by dose dense doxorubicin plus cyclophosphamide concurrent with every 3 week pembrolizumab (KEYNOTE-522 regimen; only for participants with triple negative breast cancer)
  • BMI ≥ 25 kg/m2
  • Hyperinsulinemia defined as HOMA-IR ≥ 2.5.
  • Willing and able to provide written informed consent for the trial.
  • Has at least one (1) physical 4-5-micron single H&E slide from diagnostic biopsy available
  • Female participants of childbearing potential should have a negative urine or serum pregnancy test. If the urine test is positive or cannot be confirmed as negative, a serum pregnancy test will be required.
  • Female participants must be 1 year post-menopausal orsurgically sterile, Women of childbearing potential who are sexually active with a non-sterilized male partner must agree to follow their chemotherapy provider's instructions for birth control.
  • Participants should have adequate organ function to tolerate chemotherapy, as defined by:
  • peripheral granulocyte count of > 1,500/mm3
  • platelet count > 100,000/mm3
  • hemoglobin >9 g/dL
  • total bilirubin < 1.5 x upper limit of normal (ULN)
  • aspartate aminotransferase (AST) and alanine aminotransferase (ALT) each < 1.5 x ULN
  • serum creatinine < 1.5 x ULN
  • INR/PT/PTT each < 1.5 x ULN
  • Able to swallow oral formulation of the study agent
  • Subjects should not donate blood while participating in this study, or for at least 90 days following the last dose of chemotherapy

Exclusion criteria

  • Participants who underwent partial excisional biopsy or lumpectomy, segmental mastectomy or modified radical mastectomy or sentinel node biopsy and therefore cannot be assessed accurately for pathologic response, are not eligible.
  • Participants currently pregnant or breastfeeding.
  • Participants for whom any of the planned chemotherapies are contraindicated.
  • Participants with currently diagnosed type I or II diabetes mellitus.
  • Participants taking any antidiabetic medication that would affect insulin resistance or hyperinsulinemia (i.e. TZD, GLP-1RA, DPP-4i, SGLT2i, metformin) in the past one month.
  • Participants with history of hypersensitivity reaction to dapagliflozin.
  • Participants with eGFR < 25.
  • History of recurrent (three or more occurrences within 12 months, or two or more occurrences within 6 months) urinary tract infections.
  • Currently participating in weight loss programs or weight change in the past 3 months (> 5% current body weight) or have a history of gastrointestinal surgery.
  • Live vaccines within 30 days prior to the first dose of trial treatment and while participating in the trial. Examples of live vaccines include, but are not limited to, the following: measles, mumps, rubella, chicken pox, yellow fever, intranasal influenza, rabies, BCG, and typhoid vaccine.
  • Judgement by the investigator that the participant should not participate in the study if the participant is unlikely to comply with study procedures, restrictions, and requirements.

Treatment and study plan

Dapagliflozin 10mg

Drug

10 mg tablets for oral administration daily throughout chemotherapy treatment

Primary outcomes

  1. Change in Homeostasis Model Assessment-Insulin Resistance (HOMA-IR)

    Time frame: baseline, post paclitaxel treatment at week 12, and 2 weeks post neoadjuvant therapy

    Change in HOMA-IR (calculated as fasting insulin (μU/ml) x fasting glucose (mmol/l) divided by 22.5.

Secondary outcomes

  1. Change in Fasting glucose concentration

    Time frame: baseline, post paclitaxel treatment at week 12, and 2 weeks post neoadjuvant therapy

    Fasting plasma glucose concentration will be assessed following an overnight fast at baseline and 12 weeks post treatment

  2. Change in Fasting insulin concentration

    Time frame: baseline, post paclitaxel treatment at week 12, and 2 weeks post neoadjuvant therapy

    Fasting plasma insulin concentration will be assessed at baseline and 12 weeks post treatment

  3. Total and phosphorylated PKB/AKT

    Time frame: baseline, post paclitaxel treatment at week 12, and 2 weeks post neoadjuvant therapy

    Immunohistochemistry (IHC) staining for expression of Total and phosphorylated PKB/AKT in breast cancer tissue, before and after (in participants with residual cancer) treatment. For quantification of IHC, sections will be scored manually by a pathologist using the Allred system, a clinical instrument based on the percentage of cells that stain by immunohistochemistry for PKB/AKT (on a scale of 0 to 5) and the intensity of that staining (on a scale of 0 to 3, for a possible maximum total score of 8. The lower the number the less staining.

  4. Total and phosphorylated insulin receptor

    Time frame: baseline, post paclitaxel treatment at week 12, and 2 weeks post neoadjuvant therapy

    Immunohistochemistry (IHC) staining for expression of Total and phosphorylated insulin receptor in breast cancer tissue, before and after (in participants with residual cancer) treatment. For quantification of IHC, sections will be scored manually by a pathologist using the Allred system, a clinical instrument based on the percentage of cells that stain by immunohistochemistry for PKB/AKT (on a scale of 0 to 5) and the intensity of that staining (on a scale of 0 to 3, for a possible maximum total score of 8. The lower the number the less staining.

  5. Total and phosphorylated insulin-like growth factor-1 receptor (IGF1R)

    Time frame: baseline, post paclitaxel treatment at week 12, and 2 weeks post neoadjuvant therapy

    Immunohistochemistry (IHC) staining for expression of Total and phosphorylated insulin-like growth factor-1 receptor (IGF1R) in breast cancer tissue, before and after (in participants with residual cancer) treatment. For quantification of IHC, sections will be scored manually by a pathologist using the Allred system, a clinical instrument based on the percentage of cells that stain by immunohistochemistry for PKB/AKT (on a scale of 0 to 5) and the intensity of that staining (on a scale of 0 to 3, for a possible maximum total score of 8. The lower the number the less staining.

  6. Total and phosphorylated insulin receptor substrate (IRS) 1

    Time frame: baseline, post paclitaxel treatment at week 12, and 2 weeks post neoadjuvant therapy

    Immunohistochemistry (IHC) staining for expression of Total and phosphorylated insulin receptor substrate (IRS) 1 in breast cancer tissue, before and after (in participants with residual cancer) treatment. For quantification of IHC, sections will be scored manually by a pathologist using the Allred system, a clinical instrument based on the percentage of cells that stain by immunohistochemistry for PKB/AKT (on a scale of 0 to 5) and the intensity of that staining (on a scale of 0 to 3, for a possible maximum total score of 8. The lower the number the less staining.

  7. Sodium-glucose cotransporter-2 (SGLT2)

    Time frame: baseline, post paclitaxel treatment at week 12, and 2 weeks post neoadjuvant therapy

    Immunohistochemistry (IHC) staining for expression of SGLT2 in breast cancer tissue, before and after (in participants with residual cancer) treatment. For quantification of IHC, sections will be scored manually by a pathologist using the Allred system, a clinical instrument based on the percentage of cells that stain by immunohistochemistry for PKB/AKT (on a scale of 0 to 5) and the intensity of that staining (on a scale of 0 to 3, for a possible maximum total score of 8. The lower the number the less staining.

Study contacts

Contact information is provided by the study sponsor or research team.

Carl Brown

CONTACT

[email protected]

475-241-1065

Sponsors and collaborators

Lead sponsor

Yale University

Other

Registry information

Official study title

A Pilot Study to Evaluate Biomarkers and Safety of Dapagliflozin Concomitant With Neoadjuvant Therapy for Patient With HER2-negative Early-stage Breast Cancer and Hyperinsulinemia

Important dates

Study start
2024
Primary completion
2027
Study completion
2027
First posted
Aug 14, 2023
Registry last updated
May 22, 2026

OpenTrials presents study information sourced from ClinicalTrials.gov. The official registry record should be consulted for the latest information.

View the official ClinicalTrials.gov record (opens in a new tab)

This listing is for discovery and informational purposes only. It is not medical advice, does not guarantee that a study is recruiting, and does not determine eligibility. Contact the study team and a qualified healthcare professional when considering participation.

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