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NCT Number: NCT07403435

Short-course Radiotherapy Combined With Serplulimab and Chemotherapy as Neoadjuvant Treatment for Resectable ESCC

This study includes patients with resectable esophageal squamous cell carcinoma who will undergo local radiotherapy (PTV: 1.5Gy Bid, for 5 days), followed by neoadjuvant treatment with Serplulimab combined with cisplatin and paclitaxel for three cycles. Afterward, they will undergo surgery. Postoperatively, researchers will select adjuvant treatment plans based on the patients' conditions.

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Key information

Age range

18 year–75 year

Sex eligibility

All sexes

Study type

Interventional

Phase

Phase 2

Primary location

Union Hospital, Tongji Medical College, Huazhong University of Science and Technology

Wuhan, Hubei, 430022, China

Location contact

Sheng Zhang, Dr.

CONTACT

[email protected]

0086-13971442699

Who can participate

Healthy volunteers accepted: No

Only the study team can determine whether someone qualifies for participation.

Inclusion criteria

  • Patients with histologically confirmed squamous cell carcinoma of the esophagus (ESCC) staged as cT1-2N+M0 and cT3NanyM0 (AJCC 8th edition);
  • Aged between 18-75 years;
  • ECOG performance status score of 0-1;
  • The following laboratory tests confirm that the bone marrow, liver and kidney functions meet the requirements for study participation
  • Hemoglobin ≥90g/L; ANC≥1.5×10^9/L;platelet count ≥100×10^9/L (patients must not have received blood transfusion or growth factor support within 14 days of blood sample collection);
  • ALT, AST ≤2.5*ULN; ALP ≤2.5*ULN;
  • Serum total bilirubin <1.5*ULN
  • Serum creatinine <1.5*ULN or estimated glomerular filtration rate (eGFR) ≥60ml/min/1.73m^2;
  • Serum albumin ≥30g/L;
  • INR or PT ≤1.5 *ULN, unless the patient is on anticoagulant therapy and the PT is within the expected therapeutic range; g. Activated partial thromboplastin time (APTT) ≤1.5 times ULN.
  • No severe concomitant diseases with a life expectancy of less than 5 years;
  • Voluntary and able to comply with the study protocol during the study period;
  • Provide written informed consent prior to entering the study, and the patient has been informed that they can withdraw from the study at any time without any loss.

Exclusion criteria

  • History of other malignancies in the past or concurrently, except for cured basal cell carcinoma of the skin and in situ cervical carcinoma; patients with small gastric stromal tumors and other tumors judged by the investigator to not affect the patient's life in the short term may be excluded;
  • Participation in other drug clinical trials within four weeks;
  • Patients with any active autoimmune disease or history of autoimmune disease (e.g., but not limited to: autoimmune hepatitis, interstitial pneumonia, uveitis, enteritis, hepatitis, pituitaryitis, vasculitis, nephritis, hyperthyroidism; patients with vitiligo; asthma that was completely resolved in childhood and does not require any intervention in adulthood may be included; asthma requiring medical intervention with bronchodilators cannot be included);
  • Patients currently using immunosuppressants, or systemic corticosteroid therapy for immunosuppressive purposes (dose >10mg/day prednisone or other equivalent corticosteroids), and continued use within two weeks prior to enrollment;
  • Any active malignant tumor within two years, except for the specific cancer being studied in this trial and cured locally recurrent cancer (e.g., resected basal cell or squamous cell skin cancer, superficial bladder cancer, in situ cervical or breast carcinoma);
  • Patients with known central nervous system (CNS) metastasis or history of CNS metastasis at screening. For patients clinically suspected of CNS metastasis, a CT or MRI examination must be performed within 28 days before treatment to rule out CNS metastasis;
  • History of unstable angina; newly diagnosed angina within three months before screening or myocardial infarction event within six months before screening; arrhythmia (including QTcF: males ≥450 ms, females ≥470 ms) requiring long-term antiarrhythmic medication and New York Heart Association class ≥II heart failure;
  • Urine routine indicating proteinuria ≥++ and confirmed 24-hour urinary protein >1.0 g;
  • For female subjects: should be surgically sterilized, postmenopausal patients, or agree to use a medically recognized contraceptive method during the study treatment period and for six months after the end of the study treatment; serum or urine pregnancy test must be negative within seven days before study enrollment, and must not be lactating. For male subjects: should be surgically sterilized, or agree to use a medically recognized contraceptive method during the study treatment period and for six months after the end of the study treatment;
  • Patients who have undergone liver transplantation;
  • Infectious pneumonia, non-infectious pneumonia, interstitial pneumonia, and other patients requiring the use of corticosteroids;
  • History of chronic autoimmune diseases, such as systemic lupus erythematosus;
  • History of inflammatory bowel diseases such as ulcerative colitis, Crohn's disease, and history of chronic diarrheal diseases such as irritable bowel syndrome;
  • History of sarcoidosis or tuberculosis;
  • Active hepatitis B, hepatitis C, and HIV infection;
  • Untreated active syphilis;
  • History of substance abuse with psychotropic drugs and unable to quit or with psychiatric disorders;
  • Pleural effusion or ascites with clinical symptoms requiring clinical intervention;
  • History of immunodeficiency, or other acquired or congenital immunodeficiency diseases, or history of organ transplantation;
  • According to the investigator's judgment, there are serious concomitant diseases that endanger patient safety or affect the patient's ability to complete the study.

Treatment and study plan

Serplulimab

Drug

Serplulimab (300mg) + Albumin-bound paclitaxel + Cisplatin/Carboplatin, Q3W, 3cycles

Other names: Albumin-bound paclitaxel, Cisplatin, Carboplatin

Primary outcomes

  1. pCR(Pathological Complete Response)

    Time frame: within 14 working days after operation

    Definition of pathology complete response is "no cancer cell, including lympho nodes"

Secondary outcomes

  1. MPR(Major Pathological Remission rate)

    Time frame: within 14 working days after operation

    The residual tumor after neoadjuvant treatment ≤ 10% residual tumor lesion in surgical specimen compared to baseline.

  2. ORR(Objective Response Rate)

    Time frame: 3-4 weeks after the last cycle of neoadjuvant treatment

    The Objective Response Rate (ORR) will be defined as the proportion of patients with a best overall response of Complete Response (CR) or Partial Response (PR) (RECIST V1.1)

  3. Rate of R0 resection

    Time frame: within 14 working days after operation

    Measure the rate of R0 resection with all margins microscopically clear.

  4. EFS (Events Free Survival)

    Time frame: The date from the beginning of randomization to the date of first record. 5 years EFS

    The time from the start of treatment until any of the following events occur: any disease progression that prevents surgery, postoperative disease progression or recurrence, or death due to any cause

  5. Safety assessment

    Time frame: From the first dose of study drug up to 30 days after last dose of any component of treatment or surgery or the initiation of subsequent anticancer therapy, whichever occurred first. Up to approximately 9 months.

    Safety and tolerability based on incidence of treatment-emergent adverse events as assessed by CTCAE

Study contacts

Contact information is provided by the study sponsor or research team.

Rui Dr. Zhou, MD. PhD.

CONTACT

Sheng Dr.Zhang, MD. PhD.

CONTACT

[email protected]

0086-139714426

Sponsors and collaborators

Lead sponsor

Union Hospital, Tongji Medical College, Huazhong University of Science and Technology

Other

Registry information

Official study title

Short-course Radiotherapy Combined With Serplulimab and Chemotherapy as Neoadjuvant Treatment for Resectable Esophageal Squamous Cell Carcinoma: a Single-center, Open-label Phase II Clinical Trial

Important dates

Study start
2026
Primary completion
2027
Study completion
2030
First posted
Feb 11, 2026
Registry last updated
Feb 11, 2026

OpenTrials presents study information sourced from ClinicalTrials.gov. The official registry record should be consulted for the latest information.

View the official ClinicalTrials.gov record (opens in a new tab)

This listing is for discovery and informational purposes only. It is not medical advice, does not guarantee that a study is recruiting, and does not determine eligibility. Contact the study team and a qualified healthcare professional when considering participation.

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