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NCT Number: NCT07613281

Serene Sleep Palatal Implant System Clinical Confirmatory Trial in Participants Who Snore or Are Diagnosed With Mild-to-moderate Obstructive Sleep Apnea (OSA).

This clinical investigation is a prospective, non-randomized, parallel-group clinical investigation conducted at two (2) investigative sites. Study participants will be assigned to one of two study groups, snoring and obstructive sleep apnea, in a parallel manner based on predefined eligibility criteria.

The study aims to evaluate and compare outcomes between the two groups under investigation. The primary endpoint for this study is to evaluate the adverse event profile of the Serene Sleep Palatal Implants, in comparison to those observed with the previously marketed Pillar Palatal Implants, in subjects treated for snoring and/or mild-to-moderate OSA.

The design allows for the concurrent enrollment and follow-up of participants in both arms, enabling direct observation of differences in safety across the groups over time.

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Key information

Age range

18 year and older

Sex eligibility

All sexes

Study type

Interventional

Phase

Not applicable

Primary location

Aesthetic Surgery Center, San Francisco, California, United States

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Who can participate

Healthy volunteers accepted: No

Only the study team can determine whether someone qualifies for participation.

Inclusion criteria

A potential participant must meet ALL the following criteria to be enrolled into this study:

  • Participant is ≥18 years of age.
  • Participant has Body Mass Index (BMI) less than or equal to 30 kg/m²
  • Participant has a tonsil grade less than or equal to 2
  • Participant has a Friedman Tongue Position (FTP) I or II
  • Participant is able to provide voluntary written informed consent.

For a snoring participant to be selected for the study:

  • Confirmed identification of palatal snoring
  • Investigators will utilize standard of care clinical assessment methods to confirm the presence of palatal snoring prior to enrollment. These methods may include patient-reported history, physical examination of the upper airway, and auscultation or audio recordings.
  • Confirmed elimination of potential sleep apnea diagnosis
  • If the evaluating doctor suspects that the participant may be experiencing OSA, investigators will utilize standard of care clinical assessment methods to confirm OSA.
  • A resulting AHI <5 would classify the participant as an eligible snoring subject

For an OSA participant to be selected for study:

Confirmed identification of apnea caused by palatal collapse

  • Investigators should be able to make this identification through intraoral evaluation in accordance with their standard of care
  • Confirmed mild-to-moderate classification of OSA
  • If the evaluating investigator knows or suspects that the participant may be experiencing OSA, standard of care diagnostic methods will be used as confirmation.
  • A resulting AHI between 5 and 30 would classify the participant as an eligible OSA subject.

Exclusion criteria

A potential participant will be excluded from enrollment if ANY of the following conditions apply:

  • A record of allergic reaction to polyethylene terephthalate (PET) / polyester
  • An overly sensitive gag reflex
  • Septal deviation or nasal obstruction
  • Nasal polyps
  • Severe seasonal allergies
  • Soft palate length insufficient to accommodate implants
  • Prior Diagnosis of Lingual tonsil hypertrophy
  • Hypopharyngeal obstruction
  • Previous pharyngeal surgery
  • Previous upper respiratory tract cancer or radiation therapy
  • Active respiratory tract infection
  • Dysphagia or speech disorder
  • Neurologic disorder
  • Unstable psychiatric disorder
  • Pregnant or breastfeeding
  • History of falling asleep driving or Motor Vehicle Accident (MVA) due to sleepiness
  • Clinical Presentation that suggests Severe OSAHS (ESS >20, participant report of choking or gasping during sleep, etc.)
  • Marfan's Syndrome, Ehler-Danlos syndromes or other disorders of connective tissue and/or muscular tissue
  • Other sleep disorders
  • Other significant craniofacial anomaly
  • Participant is participating in any of the following:
  • A study with the same or similar primary endpoint
  • Any study in which the investigator determines may interfere with the results of this study
  • Participant is unwilling to complete all study related assessments and follow-up visits
  • Participant is unwilling or unable to abstain from all alcohol consumption for 24 hours leading up to the intake sleep study
  • Participant is unwilling or unable to abstain from all smoking, vaping, and/or oral tobacco products for 48 hours following the procedure
  • Participant has any other medical condition which in the opinion of the Investigator will make participation medically unsafe or interfere with the study results

Treatment and study plan

Palatal Implant System

Device

Serene Sleep Palatal Implant System

Primary outcomes

  1. Proportion of Participants with Implant Extrusion at 30 Days and Absence of Serious Adverse Device Effects (SADEs) [Hybrid Composite Safety Endpoint]

    Time frame: From baseline to 30 days post-procedure

    The primary endpoint for this study is to evaluate the adverse event profile of the Serene Sleep Palatal Implants, in comparison to those observed with the previously marketed Pillar Palatal Implants, in subjects treated for snoring and/or mild-to-moderate OSA.

Secondary outcomes

  1. Change is Visual Analogue Scale (VAS) Score

    Time frame: From baseline to 30 days post-procedure

    The change in subjective snoring severity as measured by a 10 cm Visual Analogue Scale (VAS), scored 0-10, where 0 = no snoring and 10 = extremely annoying snoring (higher scores indicate worse outcome).

  2. Change in Snoring Outcomes Survey (SOS)

    Time frame: From baseline to 30 days post-procedure

    The change in subjective snoring as measured by the Snoring Outcomes Survey (SOS), an 8-item validated instrument assessing intensity, duration, frequency, and impact of snoring/sleep-disordered breathing symptoms.

Other outcomes

  1. Change in daytime Epworth Sleepiness Scale (ESS)

    Time frame: From baseline to 30 days post-procedure

    The change in daytime sleepiness as measured by the Epworth Sleepiness Scale (ESS), a validated 8-item questionnaire scored 0-24, where 0 = no daytime sleepiness and 24 = severe daytime sleepiness (higher scores indicate worse outcome).

  2. Change in Apnea-Hypopnea Index (bAHI3) via Home Sleep Apnea Test

    Time frame: From baseline to 30 days post-procedure

    AHI Score calculated using a 3% oxygen desaturation threshold (bAHI3), collected via the Belun Sleep System HSAT device. Data will be anonymized; complete reports will be utilized as exploratory data.

  3. Change in Apnea-Hypopnea Index (bAHI4) via Home Sleep Apnea Test

    Time frame: From baseline to 30 days post-procedure

    AHI Score calculated using a 4% oxygen desaturation threshold (bAHI4), collected via the Belun Sleep System HSAT device.

  4. Change in Minimum Oxygen Saturation (SpO₂) via Home Sleep Apnea Test

    Time frame: From baseline to 30 days post-procedure

    Minimum SpO₂ recorded during the sleep study period, collected via the Belun Sleep System HSAT device.

  5. Change in Time with Oxygen Saturation ≤90% via Home Sleep Apnea Test

    Time frame: From baseline to 30 days post-procedure

    Total cumulative duration during which SpO₂ was recorded at or below 90%, collected via the Belun Sleep System HSAT device.

  6. Change in Sleep Efficiency via Home Sleep Apnea Test

    Time frame: From baseline to 30 days post-procedure

    Sleep efficiency calculated as the proportion of time in bed spent asleep, collected via the Belun Sleep System HSAT device.

  7. Change in Total Sleep Time (TST) via Home Sleep Apnea Test

    Time frame: From baseline to 30 days post-procedure

    Total duration of sleep recorded during the study period, collected via the Belun Sleep System HSAT device.

  8. Change in Mean Pulse Rate via Home Sleep Apnea Test

    Time frame: From baseline to 30 days post-procedure

    Mean pulse rate recorded during the sleep study period, collected via the Belun Sleep System HSAT device.

  9. Change in Arrhythmia Ratio via Home Sleep Apnea Test

    Time frame: From baseline to 30 days post-procedure

    Ratio of arrhythmic heartbeats to total heartbeats recorded during the sleep study period, collected via the Belun Sleep System HSAT device

  10. Change in Auditory Evaluation of Snoring

    Time frame: From baseline to 30 days post-procedure

    Outcome 6a: "Change in Objective Snoring Volume (decibels) via Audio Recording" - the change in mean snoring volume (dB) captured by at-home overnight audio recording.

    Outcome 6b: "Change in Objective Snoring Frequency (Hz) via Audio Recording" - the change in dominant snoring frequency captured by at-home overnight audio recording.

  11. Proportion of Participants with Implant Migration or Trend Toward Extrusion as Assessed by Oropharyngeal Examination at 30 Days

    Time frame: Date of procedure to 30 days post-implant

    At each post-procedure visit (Day 7 and Day 30), the physician will conduct a standardized oropharyngeal examination to evaluate and document whether implant location has changed from the original placement position or is trending toward extrusion. Findings will be recorded as a binary outcome (yes/no change in location) and summarized descriptively.

Study contacts

Contact information is provided by the study sponsor or research team.

Chief Technology Officer

CONTACT

[email protected]

415-707-1107

Sponsors and collaborators

Lead sponsor

Serene Sleep, Inc.

Industry

Registry information

Official study title

A Prospective, Non-Randomized, Multi-Center, Two-Arm Study Evaluating the Serene Sleep Palatal Implant System

Important dates

Study start
2026
Primary completion
2026
Study completion
2026
First posted
May 29, 2026
Registry last updated
Jun 1, 2026

OpenTrials presents study information sourced from ClinicalTrials.gov. The official registry record should be consulted for the latest information.

View the official ClinicalTrials.gov record (opens in a new tab)

This listing is for discovery and informational purposes only. It is not medical advice, does not guarantee that a study is recruiting, and does not determine eligibility. Contact the study team and a qualified healthcare professional when considering participation.

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