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NCT Number: NCT05963113

Pharyngeal Exercise (Plus Protein)

The swallowing muscles are prone to decreased strength and function as part of the natural aging process which can lead to difficulty swallowing, malnutrition, and frailty. Exercise and nutrition are powerful stimulators of muscular change. The proposed research will investigate the effectiveness of a 12-week proactive regimen of swallowing exercises (with or without daily protein supplement drinks) to improve the composition, force, and physiology of the swallowing muscles and explore the relationship to overall health and physical function in 80 community-dwelling older adults. Each participant will serve as their own control for 12 weeks before being randomized to complete swallowing exercises alone or swallowing exercises with protein drinks.

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Key information

Age range

65 year and older

Sex eligibility

All sexes

Study type

Interventional

Phase

Not applicable

Primary location

NYU Langone Health, New York, United States

Loading trial locations.

Who can participate

Healthy volunteers accepted: Yes

Only the study team can determine whether someone qualifies for participation.

Inclusion criteria

  • Participants must be 65 years of age or older.
  • Participants must score a 1 or 2 on the FRAIL scale OR a 4 or greater on the Strength, Assistance in Walking, Rise from a Chair, Climb Stairs and Falls (SARC-F) Questionnaire.
  • Participants must score 26 or greater on the Montreal Cognitive Assessment (MoCA).
  • Willingness to participate in the study procedures.

Exclusion criteria

  • Known structural or neurological causes of dysphagia.
  • Cannot consume high levels of protein (Chronic Kidney Disease Stage 3 or higher).
  • Contraindications to 3T whole body MRI scanners (e.g., pacemaker, cerebral aneurysm clip, cochlear implant, presence of shrapnel in strategic locations, metal in the eye, claustrophobia, or other problems).

Treatment and study plan

Pharyngeal Swallowing Exercises

Behavioral

12-weeks of proactive pharyngeal swallowing exercises conducted 5 times per week. The exercise program will include the following four exercises: effortful saliva swallows, tongue-hold swallows, effortful pitch glides and posterior lingual resistance. Each exercise set will include 10 repetitions of each exercise (40 reps per set). The number of sets will be gradually increased as tolerance builds.

Protein supplementation

Dietary Supplement

12-week supply of the commercially-available Premier Protein Clear ® High Protein (20 grams of protein and 90 calories per 16.9 oz. drink). Participants will be asked to consume one drink per day for the 12-week intervention period.

MRI

Device

Participants will be scanned using a 3T MRI scanner and a 16-channel phased array neck coil.

Primary outcomes

  1. Change in Thickness of the Superior Pharyngeal Constrictor Muscle

    Time frame: Baseline, Week 13

    Axial T2-weighted images through the C1 level, hyoid bone and arytenoid cartilages will be used to measure the thickness of the superior pharyngeal constrictor muscle.

  2. Change in Thickness of the Superior Pharyngeal Constrictor Muscle

    Time frame: Baseline, Week 28

    Axial T2-weighted images through the C1 level, hyoid bone and arytenoid cartilages will be used to measure the thickness of the superior pharyngeal constrictor muscle.

  3. Change in Thickness of the Middle Pharyngeal Constrictor Muscle

    Time frame: Baseline, Week 13

    Axial T2-weighted images through the C1 level, hyoid bone and arytenoid cartilages will be used to measure the thickness of the middle pharyngeal constrictor muscle.

  4. Change in Thickness of the Middle Pharyngeal Constrictor Muscle

    Time frame: Baseline, Week 28

    Axial T2-weighted images through the C1 level, hyoid bone and arytenoid cartilages will be used to measure the thickness of the middle pharyngeal constrictor muscle.

  5. Change in Thickness of the Inferior Pharyngeal Constrictor Muscle

    Time frame: Baseline, Week 13

    Axial T2-weighted images through the C1 level, hyoid bone and arytenoid cartilages will be used to measure the thickness of the inferior pharyngeal constrictor muscle.

  6. Change in Thickness of the Inferior Pharyngeal Constrictor Muscle

    Time frame: Baseline, Week 28

    Axial T2-weighted images through the C1 level, hyoid bone and arytenoid cartilages will be used to measure the thickness of the inferior pharyngeal constrictor muscle.

  7. Change in Maximum Pharyngeal Constriction During Swallowing

    Time frame: Baseline, Week 13

    Maximum pharyngeal constriction area (normalized to spine length) will be captured at the height of the swallow on videofluoroscopy.

  8. Change in Maximum Pharyngeal Constriction During Swallowing

    Time frame: Baseline, Week 28

    Maximum pharyngeal constriction area (normalized to spine length) will be captured at the height of the swallow on videofluoroscopy.

Secondary outcomes

  1. Change in Short Physical Performance Battery (SPPB) Scores

    Time frame: Baseline, Week 13

    The SPPB comprises a gait speed test, a chair stand test, and three balance tests. The gait speed test score ranges from 0 (worst outcome) to 4 (best outcome); the chair stand test score ranges from 0 (worst outcome) to 4 (best outcome); the side-by-side stand test score ranges from 1 (best outcome) to 0 (worst outcome); the semi-tandem stand test score ranges from 1 (best outcome) to 0 (worst outcome); and the tandem stand test scores range from 2 (best outcome) to 0 (worst outcome).

    The total SPPB score is the sum of the test scores and ranges from 0-12, with lower scores indicating greater disability.

  2. Change in Short Physical Performance Battery (SPPB) Scores

    Time frame: Baseline, Week 28

    The SPPB comprises a gait speed test, a chair stand test, and three balance tests. The gait speed test score ranges from 0 (worst outcome) to 4 (best outcome); the chair stand test score ranges from 0 (worst outcome) to 4 (best outcome); the side-by-side stand test score ranges from 1 (best outcome) to 0 (worst outcome); the semi-tandem stand test score ranges from 1 (best outcome) to 0 (worst outcome); and the tandem stand test scores range from 2 (best outcome) to 0 (worst outcome).

    The total SPPB score is the sum of the test scores and ranges from 0-12, with lower scores indicating greater disability.

  3. Change in Fat-Free Muscle Index

    Time frame: Baseline, Week 13

    Fat-free muscle index measured via bioelectrical impedance analysis using the InBody 570 multi-frequency analyzer.

  4. Change in Fat-Free Muscle Index

    Time frame: Baseline, Week 28

    Fat-free muscle index measured via bioelectrical impedance analysis using the InBody 570 multi-frequency analyzer.

  5. Change in Pre-Albumin Levels

    Time frame: Baseline, Week 13

    Levels of pre-albumin, a marked of undernutrition, will be measured using patient blood samples.

  6. Change in Pre-Albumin Levels

    Time frame: Baseline, Week 28

    Levels of pre-albumin, a marked of undernutrition, will be measured using patient blood samples.

Study contacts

Contact information is provided by the study sponsor or research team.

Maria Travino Sampler

CONTACT

[email protected]

Sonja Molfenter

CONTACT

[email protected]

212-992-7694

Sponsors and collaborators

Lead sponsor

NYU Langone Health

Other

Collaborators

  • National Institute on Aging (NIA)

Registry information

Official study title

A Single-center Randomized Clinical Trial to Test the Efficacy of Pharyngeal Swallowing Exercises (With or Without Protein Supplementation) to Build Pharyngeal Muscular Reserve in Pre-frail Older Adults

Acronym: PE(PP)

Important dates

Study start
2024
Primary completion
2028
Study completion
2028
First posted
Jul 27, 2023
Registry last updated
Jun 3, 2026

OpenTrials presents study information sourced from ClinicalTrials.gov. The official registry record should be consulted for the latest information.

View the official ClinicalTrials.gov record (opens in a new tab)

This listing is for discovery and informational purposes only. It is not medical advice, does not guarantee that a study is recruiting, and does not determine eligibility. Contact the study team and a qualified healthcare professional when considering participation.

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