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NCT Number: NCT05561114

Paclitaxel Coated Balloon for the Treatment of Chronic bEnigN sTricture- Esophagus

To evaluate the safety and efficacy of the ProTractX3™ DCB for the treatment of benign esophageal strictures.

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Key information

Age range

22 year and older

Sex eligibility

All sexes

Study type

Interventional

Phase

Phase 3

Primary location

Birmingham Gastroenterology Associates, Birmingham, Alabama, United States

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Who can participate

Healthy volunteers accepted: No

Only the study team can determine whether someone qualifies for participation.

Inclusion criteria

  • Age ≥ 22 years
  • Diagnosis of a benign esophageal stricture with at least 2 previous dilations
  • Ogilvie Dysphagia Score of ≥2
  • Minimum esophageal lumen diameter <13 mm
  • Willing and able to complete protocol required follow-up visits
  • Willing and able to provide written informed consent
  • Strictures ≤5cm in total length
  • Target benign esophageal stricture etiologies include:
  • Peptic stricture,
  • Schatzki's ring,
  • Stricture due to prior infection,
  • Post-procedural (e.g. ESD/EMR/RFA/Cryo) stricture
  • Post surgical (e.g. anastomotic), including post curative esophagectomy with or without prior neoadjuvant chemoradiation therapy

Exclusion criteria

  • Two or more clinically significant (e.g. non-traversable) strictures with total length >5cm or unable to be treated with a single balloon.
  • Female subjects who are pregnant or breastfeeding or plan to become pregnant in next 12 months
  • Contraindication to endoscopy, anesthesia or deep sedation
  • Benign esophageal stricture due to extrinsic esophageal compression, caustic ingestion, lichen planus, and purely radiation induced strictures post head/neck cancer treatment.
  • History of diagnosis of eosinophilic esophagitis (EoE)
  • Signs or suspicion of a malignant esophageal stricture NOTE: If stricture is suspicious for malignancy based on clinical or endoscopic presentation, malignancy must be excluded by biopsy prior to enrollment. Subjects with a history of invasive esophageal cancer should have recurrence excluded by advanced imaging (e.g. CT/PET scan) and biopsy within 6 months of enrollment.
  • Diagnosis of metastatic cancer of any type that is not considered in remission or non-metastatic cancer that may require radiation treatment in the neck or thoracic region NOTE: A prior diagnosis of esophageal cancer is acceptable if considered in remission and recurrence has been excluded by advanced imaging and biopsy within 6 months of enrollment.
  • Suspected perforation of gastrointestinal tract
  • Inability to pass guidewire across stricture
  • Active systemic infection
  • Allergy to paclitaxel or structurally related compounds
  • Severe coagulation disorders or current use of anticoagulant or antiplatelet medication that cannot be safely managed per recommended guidelines prior to the index procedure
  • Chronic systemic steroid use for any medical conditions unless subject is willing to undergo a 4-week washout and discontinue steroid use
  • Received steroid injections into target stricture in the last 8 weeks.
  • Stricture not amenable to endoscopic dilation to ≥ 18 mm in the opinion of the investigator
  • Current use of nasal or oral feeding tube unless tube is removed prior to baseline assessments and subject maintains normal swallowing function.
  • Acute stricture condition that requires emergent procedure (e.g. immediate dilation)
  • Stricture complicated with abscess, fistula, deep ulceration, perforation, leakage or varices, or thrombosis, etc
  • Life expectancy of less than 24 months
  • Concurrent medical condition that would affect the investigator's ability to evaluate the patient's condition or could compromise patient safety, such as recent myocardial infarction, severe pulmonary disease, bleeding diathesis, large thoracic aneurysm, pharyngeal or cervical deformity, ongoing infection, etc
  • Current participation in another pre-market drug or medical device clinical study that has not reached it's primary endpoint.
  • Dysphagia related to primary motility disorders, such as achalasia, diffused esophageal spasm, ineffective esophageal motility (IEM), hypertensive lower esophageal sphincter, esophageal outlet obstruction, etc.
  • Active erosive esophagitis with a Los Angeles classification of Grade B-D at the time of endoscopy.
  • Significant esophageal dilation proximal to the stricture that, in the Investigator's opinion, may impact long-term esophageal motility.
  • Intolerant to effective acid suppression medication (e.g. proton pump inhibitors, H2 receptor antagonists)
  • Concurrent gastric and/or duodenal obstruction

Treatment and study plan

GIE Medical ProTractX3 TTS DCB

Combination Product

Paclitaxel Coated Balloon

Control

Other

Standard Endoscopic Dilation

Primary outcomes

  1. Treatment Success

    Time frame: 6 Months Post-Procedure

    • The primary efficacy endpoint is freedom from stricture recurrence, measured as the time from Index procedure until stricture recurrence through 6 months post-procedure. Stricture recurrence is defined as an esophageal diameter <13mm as measured using a functional luminal imaging probe, or clinically driven reintervention at the treated area within 6 months post-procedure as determined by the Clinical Events Committee
  2. Primary Safety Outcome

    Time frame: 30 Days Post-Treatment

    Incidence of device- and/or procedure-related Major Adverse Events (MAEs) (Death, perforation of the esophagus, bleeding requiring intervention or transfusion)

Secondary outcomes

  1. Annualized Rate of Reintervention

    Time frame: Annually

    The annualized reintervention rate is defined as the annualized number of clinically driven interventions and will be assessed by comparing the annualized rate per patient year between groups using a test of Poisson rates.

  2. Diameter Improvement at 6 months

    Time frame: 6 Months Post-Procedure

    The minimum esophageal stricture diameter will be assessed by a functional luminal imaging probe (EndoFLIP) during endoscopy and compared between the Test and Control arms. The minimum esophageal stricture diameter will be measured at baseline and during the 6-month follow-up, or at the time of a reintervention if one occurs prior to 6 months.

  3. Clinical Responder Rate at 6 months

    Time frame: 6 Months Post-Procedure

  4. Freedom from clinically driven target stricture reintervention through 6 months post-procedure

    Time frame: 6 Months Post-Procedure

  5. Freedom from symptom recurrence through 6 months post-procedure

    Time frame: 6 Months Post-Procedure

Other outcomes

  1. Secondary Patency

    Time frame: Time between the index procedure to the second clinically driven intervention

  2. Technical Success

    Time frame: Procedure

  3. Annualized rate of dilations before and after treatment

    Time frame: Annually

  4. Improvement in time between dilations

    Time frame: Between Dilations

  5. Improvement in Ogilvie Dysphagia Score at each follow-up

    Time frame: 30 days, 3 months, 6 months, 12 months, and annually thereafter through 5 years

  6. Improvement in Dysphagia Handicap Index score at each follow-up

    Time frame: 30 days, 3 months, 6 months, 12 months, and annually thereafter through 5 years

  7. Stricture characteristics per functional imaging

    Time frame: Between Dilations

  8. Number of esophageal dilation procedures through each follow up

    Time frame: 30 days, 3 months, 6 months, 12 months, and annually thereafter through 5 years

  9. Freedom from clinically driven reintervention through each follow-up

    Time frame: 30 days, 3 months, 6 months, 12 months, and annually thereafter through 5 years

  10. Freedom from symptom recurrence through each follow-up

    Time frame: 30 days, 3 months, 6 months, 12 months, and annually thereafter through 5 years

  11. VAS for pain scores through 30-day follow-up

    Time frame: 30 days, 3 months, 6 months, 12 months, and annually thereafter through 5 years

  12. Composite EQ-5D quality of life scores at each follow-up

    Time frame: 30 days, 3 months, 6 months, 12 months, and annually thereafter through 5 years

Study contacts

Contact information is provided by the study sponsor or research team.

Erika Wang

CONTACT

[email protected]

7633605659

Sponsors and collaborators

Lead sponsor

GIE Medical

Industry

Registry information

Acronym: PATENT-E

Important dates

Study start
2023
Primary completion
2026
Study completion
2031
First posted
Sep 30, 2022
Registry last updated
Jun 25, 2025

OpenTrials presents study information sourced from ClinicalTrials.gov. The official registry record should be consulted for the latest information.

View the official ClinicalTrials.gov record (opens in a new tab)

This listing is for discovery and informational purposes only. It is not medical advice, does not guarantee that a study is recruiting, and does not determine eligibility. Contact the study team and a qualified healthcare professional when considering participation.

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