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Completed

NCT Number: NCT01807897

Oxygen Versus PAP for Sleep Apnea in Heart Failure

The purpose of this study is to compare three treatment modalities for central, or mixed obstructive and central, sleep apnea in patients with chronic heart failure and reduced ejection fraction. The modalities to be tested are nocturnal supplemental oxygen (NSO) and continuous positive airway pressure (CPAP). The main outcome measures will be left ventricular ejection fraction on echocardiogram and peak oxygen consumption on cardiopulmonary exercise testing.

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Key information

Age range

18 year and older

Sex eligibility

All sexes

Study type

Interventional

Phase

Phase 4

Primary location

VA Connecticut Healthcare System West Haven Campus, West Haven, CT, West Haven, Connecticut, United States

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About this study

Chronic heart failure (HF) is a highly prevalent disease, with a lifetime risk of approximately 20%. Sleep apnea is a common co-morbid condition, occurring in approximately half of patients with chronic HF, and often has predominantly central or mixed obstructive and central characteristics. Although it is associated with increased mortality in patients with HF, sleep apnea is usually asymptomatic and patients are therefore often unwilling to accept standard therapy with positive airway pressure. At the outset of this study, there were three treatment modalities currently recommended by the American Academy of Sleep Medicine for the treatment of predominantly central sleep apnea in HF patients: nocturnal supplemental oxygen (NSO), continuous positive airway pressure (CPAP) and adaptive servo-ventilation (ASV). Recently, ASV was found to increase mortality in patients with heart failure with reduced ejection fraction and central sleep apnea. There are only limited data on the comparative efficacy and tolerability of these three modalities. The present study is designed to compare these modalities with respect to effects on ventricular function, exercise capacity, and other measures of cardiovascular risk.

Who can participate

Healthy volunteers accepted: No

Only the study team can determine whether someone qualifies for participation.

Inclusion criteria

  • Veteran receiving care within the Veterans Health Administration healthcare system
  • Age 18 years
  • Physician diagnosis of chronic heart failure, American Heart Association Stage C-D
  • LVEF <45%
  • No change in active cardiac medications for 4 weeks prior to randomization
  • Ability to provide informed consent
  • Moderate to severe central or mixed central and obstructive sleep apnea, defined as an apnea-hypopnea index (AHI) 15 events per hour, with a central AHI >5 events/hour

Exclusion criteria

  • Hospitalization for acute decompensated HF within previous 30 days
  • Hospitalization for myocardial infarction or cardiac surgery within previous 90 days
  • Presence of a left ventricular assist device
  • History of heart transplantation
  • Poorly controlled hypertension (>170/>110)
  • Poorly controlled diabetes (HbA1c > 9.0)
  • Severe renal failure with estimated glomerular filtration rate <30 ml/min
  • Prior stroke with functional impairment or other severe, uncontrolled medical problems that may impair ability to participate in the study exams, based on medical history and review of medical records
  • Severe chronic insomnia, with reported usual sleep duration <4 hours
  • Severe daytime sleepiness, defined as Epworth Sleepiness Scale score 18 or higher or a report of falling asleep driving during the previous year, and deemed a safety risk by study physician
  • Awake resting oxyhemoglobin saturation <89%
  • Pregnancy
  • Smoking by subject or other person in the subject's bedroom, or other open flame in bedroom
  • Current use of a positive airway pressure device (including continuous or bi-level positive airway pressure or adaptive servo-ventilation) or supplemental oxygen therapy

Treatment and study plan

Continuous Positive Airway Pressure

Device

Nocturnal continuous positive airway pressure, titrated to minimize apnea-hypopnea index

Other names: CPAP

Nocturnal supplemental oxygen

Device

Nocturnal supplemental oxygen, titrated to 2-4 liters/minute with target of eliminating nocturnal hypoxemia

Other names: NSO

Healthy Lifestyle and Sleep Education

Behavioral

A 60-minute educational intervention with slide show and printed materials, educating the patient in healthy sleep habits and heart-healthy lifestyle

Other names: HLSE

Primary outcomes

  1. Left Ventricular Ejection Fraction

    Time frame: 3 months

    Standard transthoracic 2-dimensional and Doppler echocardiography will be performed. M-mode measurements of LV dimensions will be performed and analyzed according to the American Society of Echocardiography recommendations and LVEF measured using the modified Simpson's method. Measurement is change from baseline in LVEF.

Secondary outcomes

  1. Peak Oxygen Consumption (VO2 Peak)

    Time frame: 3 months

    Treadmill exercise testing will be performed using a motor-driven treadmill and a modified Naughton protocol, with a lightweight disposable pneumotach device positioned in the participant's mouth interfaced with a metabolic cart. Change in VO2 peak between baseline and final visit will be the co-primary outcome of the study. Secondary outcome measures from cardiopulmonary exercise testing include VO2 at anaerobic threshold and VE/VCO2 slope.

  2. 24-hour Ambulatory Blood Pressure

    Time frame: 3 months

    24-hour blood pressure will be measured using a blood pressure cuff that is connected by rubber tubing to a small pressure monitoring device, programmed to measure BP at 20 minute intervals during the day and 30 minute intervals at night (11 PM to 7 AM) for a period of 24 hours. The investigators will assess 24-hour mean arterial pressure as the primary blood pressure outcome, with additional assessment of nocturnal versus diurnal blood pressure effects.

Sponsors and collaborators

Lead sponsor

VA Office of Research and Development

Fed

Registry information

Official study title

Oxygen Versus PAP for Treatment of Sleep Apnea in Chronic Heart Failure

Acronym: OPTIMAL-HF

Important dates

Study start
2014
Primary completion
2020
Study completion
2020
First posted
Mar 8, 2013
Registry last updated
Jan 25, 2023

OpenTrials presents study information sourced from ClinicalTrials.gov. The official registry record should be consulted for the latest information.

View the official ClinicalTrials.gov record (opens in a new tab)

This listing is for discovery and informational purposes only. It is not medical advice, does not guarantee that a study is recruiting, and does not determine eligibility. Contact the study team and a qualified healthcare professional when considering participation.

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