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NCT Number: NCT07375173

ORI-Guided FiO₂ Titration in Prone Spine Surgery: Impact on Postoperative Atelectasis Assessed by Lung Ultrasound

Atelectasis is a frequent pulmonary complication after general anesthesia, often triggered by preoxygenation and intraoperative hyperoxia. High inspiratory oxygen fractions (FiO₂) can promote absorption atelectasis, ventilation-perfusion mismatch, hemodynamic alterations, and oxidative injury.

This study evaluates the effect of two intraoperative oxygen management strategies-oxygen reserve index (ORI)-guided FiO₂ titration versus fixed 50% FiO₂-on postoperative atelectasis in patients undergoing thoracolumbar spine surgery under general anesthesia. Atelectasis severity will be assessed using lung ultrasonography (LUS), scored across 12 thoracic regions (0-3 per region, total 0-36), while respiratory function changes will be examined via preoperative and 24-hour postoperative spirometry (FVC, FEV₁, FEV₁/FVC).

Because postoperative spirometry may be influenced by pain, Numeric Rating Scale (NRS) scores will be recorded to help distinguish true restrictive patterns from pain-limited respiratory effort.

The study aims to determine whether ORI-guided FiO₂ titration can reduce postoperative atelectasis and improve respiratory outcomes compared with a fixed FiO₂ approach.

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Key information

Age range

18 year–80 year

Sex eligibility

All sexes

Study type

Interventional

Phase

Not applicable

About this study

Atelectasis is one of the most common pulmonary complications following general anesthesia, and both preoxygenation and intraoperative hyperoxia are major contributing factors. Hyperoxia can lead to absorption atelectasis, ventilation-perfusion mismatch, cerebral and coronary vasoconstriction, decreased cardiac output, and oxidative tissue injury caused by reactive oxygen species. The use of a high inspiratory oxygen fraction (FiO₂) during general anesthesia, particularly in prolonged surgeries, increases the risk of absorption atelectasis.

This study aims to investigate the impact of different intraoperative oxygen management strategies-oxygen reserve index (ORI)-guided FiO₂ titration versus fixed 50% FiO₂-on the development of postoperative atelectasis in patients undergoing thoracolumbar spine surgery under general anesthesia. The presence and severity of atelectasis will be assessed using lung ultrasonography (LUS), and changes in respiratory function will be evaluated objectively through spirometry measurements.

Lung ultrasonography will be performed by the same experienced and certified anesthesia practitioner for both groups. LUS assessment will be conducted in 12 regions (superior and inferior zones along the anterior, lateral, and posterior lines of each hemithorax). Each region will be scored from 0 to 3 according to the degree of aeration:

0 = normal aeration (A-lines predominance, <2 B-lines);

  • = mild loss of aeration (≥3 well-defined B-lines);
  • = moderate loss of aeration (multiple coalescent B-lines or "white lung");
  • = severe loss of aeration (subpleural or complete consolidation with air bronchograms).

The total LUS score ranges from 0 to 36, with higher scores indicating greater loss of aeration and presence of atelectasis.

Spirometry will be performed preoperatively and at 24 hours postoperatively, with patients in a seated position using a nose clip and a single-use cardboard mouthpiece. After a maximal inspiration, patients will be instructed to perform a forceful and sustained expiration according to device guidance. At least three maneuvers will be recorded, and the best values for FVC, FEV₁, and FEV₁/FVC will be documented.

Postoperative spirometry results may be influenced by pain, as inadequate inspiration or shortened expiration can lead to artificially reduced FVC and FEV₁ values. Therefore, postoperative pain will be assessed using the Numeric Rating Scale (NRS, 0-10), enabling differentiation between true atelectasis-related restrictive patterns and pain-limited respiratory effort.

This study focuses on optimizing oxygenation and preventing postoperative pulmonary atelectasis caused by higher intraoperative oxygen exposure in patients undergoing elective thoracolumbar spine surgery under general anesthesia.

Who can participate

Healthy volunteers accepted: No

Only the study team can determine whether someone qualifies for participation.

Inclusion criteria

  • Adults aged 18 to 80 years
  • Patients with an ASA physical status of I, II, or III
  • Individuals with a body mass index (BMI) between 18 and 35 kg/m²

Exclusion criteria

  • History of or active upper or lower respiratory tract infection within the past month
  • Pulmonary emphysematous/bullous disease or COPD
  • Pre-existing significant atelectasis or consolidation (Preoperative LUS showing a score of 3 consolidation or ≥2 regions with a score ≥2)
  • Severe obstructive sleep apnea requiring CPAP therapy
  • NYHA class III-IV heart failure, EF <35%, or severe valvular disease
  • Severe arrhythmia or hemodynamic instability requiring high-dose vasopressors
  • Body mass index (BMI) >35 kg/m²
  • Severe anemia (Hb <9 g/dL) or polycythemia (Hb >18 g/dL)
  • Non-diagnostic or unclear preoperative lung ultrasound images
  • Preoperative SpO₂ ≤ 94%
  • Inability to apply the sensor due to finger deformity, or inadequate signal caused by digital hypoperfusion

Treatment and study plan

Titrated Oxygen

Procedure

This intervention is distinguished by the use of real-time Oxygen Reserve Index (ORI) monitoring to guide individualized intraoperative FiO₂ titration. Unlike fixed-FiO₂ strategies commonly used in anesthesia practice, this protocol continuously adjusts FiO₂ based on ORI values measured with the Masimo Rad-97 device. FiO₂ is increased or decreased in increments of 0.05 according to predefined ORI thresholds to maintain patients within a targeted normoxemic range. The intervention is entirely noninvasive and integrates standardized lung ultrasound (LUS) assessments and spirometry to evaluate postoperative aeration loss and respiratory function. This dynamic, physiology-based oxygen management approach differentiates the intervention from routine fixed-oxygen administration used in other clinical studies.

Other names: Oxygen Reserve Index-Guided Oxygen Titration

Fixed oxygen

Procedure

This intervention uses a standard, non-individualized oxygen administration approach in which FiO₂ is maintained at a constant 50% throughout the entire surgical procedure. After preoxygenation with 80% FiO₂ for 3 minutes, the FiO₂ is set at 0.50 immediately after intubation and is not modified in response to patient physiology or ORI measurements. PEEP is fixed at 5 cmH₂O, and a standardized alveolar recruitment maneuver is applied at the beginning of surgery. This fixed-FiO₂ strategy differs from the ORI-guided titration group by avoiding dynamic oxygen adjustments and reflects conventional intraoperative oxygen management commonly used in clinical practice.

Other names: fixed 50:50 oxygen and air combination

Primary outcomes

  1. Change in Total Lung Ultrasound (LUS) Score

    Time frame: Baseline (Preoperative) and 30 Minutes After Extubation

    The primary outcome of the study is the change in the total Lung Ultrasound (LUS) score obtained using a standardized 12-zone lung ultrasound protocol. Each hemithorax was evaluated in six regions-anterior, lateral, and posterior lines, each divided into superior and inferior zones-resulting in a total of 12 assessed areas. Each zone was scored from 0 to 3 based on the degree of aeration, yielding a total score ranging from 0 to 36, with higher scores indicating greater aeration loss and atelectasis. Accordingly, the difference between the preoperative LUS score and the LUS score measured at 30 minutes after extubation was defined as the primary endpoint of the study.

Secondary outcomes

  1. Change in Forced Vital Capacity (FVC)

    Time frame: Baseline (Preoperative) and Postoperative 24th Hour

    Spirometry is performed preoperatively and repeated at 24 hours postoperatively. Forced Vital Capacity (FVC) is defined as the total volume of air that can be forcibly exhaled from the lungs after a maximal inhalation.

  2. Change in Forced Expiratory Volume in 1 Second (FEV1)

    Time frame: Baseline (Preoperative) and Postoperative 24th Hour

    Spirometry is performed preoperatively and repeated at 24 hours postoperatively. FEV1 is defined as the volume of air exhaled during the first second of a forced expiration.

  3. Change in FEV1/FVC Ratio

    Time frame: Baseline (Preoperative) and Postoperative 24th Hour

    Spirometry is performed preoperatively and repeated at 24 hours postoperatively. The ratio is calculated by dividing the Forced Expiratory Volume in 1 Second (FEV1) by the Forced Vital Capacity (FVC). The result is multiplied by 100 and expressed as a percentage.

Study contacts

Contact information is provided by the study sponsor or research team.

Derya Özkan, Professor

CONTACT

[email protected]

+90542 584 36 38

Sıla Soytaş, MD

CONTACT

[email protected]

+905352035289

Sponsors and collaborators

Lead sponsor

Ankara Etlik City Hospital

Other Gov

Registry information

Official study title

Oxygen Reserve Index-Guided FiO₂ Titration in Prone Spine Surgery: Impact on Postoperative Atelectasis Assessed by Lung Ultrasound

Important dates

Study start
2026
Primary completion
2026
Study completion
2026
First posted
Jan 29, 2026
Registry last updated
Jan 29, 2026

OpenTrials presents study information sourced from ClinicalTrials.gov. The official registry record should be consulted for the latest information.

View the official ClinicalTrials.gov record (opens in a new tab)

This listing is for discovery and informational purposes only. It is not medical advice, does not guarantee that a study is recruiting, and does not determine eligibility. Contact the study team and a qualified healthcare professional when considering participation.

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