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Completed

NCT Number: NCT03904043

Non-Operative Management and Early Response Assessment in Rectal Cancer

The investigators' data from a phase I study of short course radiation therapy followed by chemotherapy showed 74% complete clinical response (cCR). Given the promising response rate, the investigators are evaluating short course radiation therapy (SCRT) followed by chemotherapy in a multi-institution phase II trial to validate the cCR rate of this treatment paradigm. SCRT has not been prospectively evaluated in non-operative management for patients with non-metastatic rectal adenocarcinoma.

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Key information

Age range

18 year and older

Sex eligibility

All sexes

Study type

Interventional

Phase

Not applicable

Primary location

University of Colorado, Aurora, Colorado, United States

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Who can participate

Healthy volunteers accepted: No

Only the study team can determine whether someone qualifies for participation.

Inclusion criteria

  • Diagnosis of biopsy proven stage I-IIIB (cT1-3, N0-2a, M0) adenocarcinoma of the rectum; staging must also be based on multidisciplinary evaluation including MRI
  • Tumor ≤ 12 cm from anal verge as determined by MRI or endoscopy
  • Clinically detectable (MR, endoscopy, or DRE) tumor present
  • Eastern Cooperative Oncology Group (ECOG) performance status 0-2
  • At least 18 years of age
  • Adequate bone marrow function defined as:
  • Absolute neutrophil count (ANC) > 1,500 cells/mm3
  • Hemoglobin> 8 g/dl
  • Platelets >100,000 cells/mm3
  • Women of childbearing potential and men must agree to use adequate contraception (hormonal or barrier method of birth control, abstinence) prior to study entry and for the duration of study participation. Should a woman become pregnant or suspect she is pregnant while participating in this study, she must inform her treating physician immediately.
  • Able to understand and willing to sign an Institutional Review Board (IRB)-approved written informed consent document.

Exclusion criteria

  • Prior radiation therapy, chemotherapy or extirpative surgery for rectal cancer.
  • Prior oxaliplatin or capecitabine use for any malignancy
  • No prior radiation therapy to the pelvis.
  • A history of other malignancy (except non-melanomatous skin cancers) with the exception of malignancies for which all treatment was completed at least 2 years before registration and the patient has no evidence of disease.
  • Currently receiving any investigational agents.
  • A history of allergic reaction attributed to compounds of similar chemical or biologic composition to capecitabine, 5FU, oxaliplatin, or leucovorin.
  • Uncontrolled intercurrent illness including, but not limited to, ongoing or active infection, symptomatic congestive heart failure, unstable angina pectoris, or cardiac arrhythmia.
  • Pregnant and/or breastfeeding. Women of childbearing potential must have a negative serum pregnancy test within 14 days of study entry.
  • Patients with HIV are eligible unless their CD4+ T-cell counts are < 350 cells/mcL or they have a history of AIDS-defining opportunistic infection within the 12 months prior to registration. Concurrent treatment with effective antiretroviral therapy (ART) according to Department of Health and Human Services (DHHS) treatment guidelines is recommended. HIV testing for patients without a history of HIV is not a protocol requirement.

Treatment and study plan

radiation therapy

Radiation

-Monday-Friday treatment is strongly recommended

FOLFOX regimen

Drug

-CAPOX can be given as alternative

CAPOX regimen

Drug

Given as an alternative to FOLFOX

Primary outcomes

  1. Clinical Complete Response Rate

    Time frame: Completion of treatment (estimated to be 22 weeks)

    • Criteria for clinical complete response:
    • No residual gross tumor at procto/sigmoidoscopy; or only erythematous scar or ulcer
    • No palpable tumor on DRE
    • No radiographic evidence of tumor on MRI
    • No suspicious mesorectal lymph nodes on MRI
    • Negative biopsy from scar, ulcer, or former tumor site (if necessary according to surgeon's judgment)

Secondary outcomes

  1. Progression-free Survival (PFS)

    Time frame: At 2 years

    • Criteria for progressive disease:
    • Increase in the size of primary tumor by RECIST criteria (increase of at least 20% from nadir in the sum of the target lesion, with an absolute increase of at least 5 mm)
    • New metastatic disease
    • PFS is defined as the time from date of treatment to death or progression, which occurs first. The alive patients without progression are censored as the last date follow-up.
  2. Incidence of Any Grade 3 or Higher Toxicity During Treatment

    Time frame: From start of treatment through the completion of treatment (estimated to be 22 weeks)

    • The descriptions and grading scales found in the revised NCI Common Terminology Criteria for Adverse Events (CTCAE) version 4.0 will be utilized for all toxicity reporting.
  3. Incidence of Post Chemoradiotherapy Grade 3 or Higher Toxicity

    Time frame: At 1 year after the start of radiation

    • The descriptions and grading scales found in the revised NCI Common Terminology Criteria for Adverse Events (CTCAE) version 4.0 will be utilized for all toxicity reporting.
  4. Quality of Anorectal Function as Measured by the FACT-C Questionnaire (Physical Well-Being)

    Time frame: Baseline, Completion of chemo (up to 16 weeks), and 10-14 months after radiation therapy

    • Physical Well-Being section of the FACT-C questionnaire consists of 7 questions.
    • Answers to the questions range from 0=not at all to 4=very much. The higher the total score the lower quality of life.
    • The total score for this section ranges from 0-28.
  5. Quality of Anorectal Function as Measured by the FACT-C Questionnaire (Social/Family Well-Being)

    Time frame: Baseline, Completion of chemo (up to 16 weeks), and 10-14 months after radiation therapy

    • Social/Family Well-Being section of the FACT-C questionnaire consists of 7 questions.
    • Answers to the questions range from 0=not at all to 4=very much. The higher the total score the lower quality of life.
    • The total score for this section ranges from 0-28.
  6. Quality of Anorectal Function as Measured by the FACT-C Questionnaire (Emotional Well-Being)

    Time frame: Baseline, Completion of chemo (up to 16 weeks), and 10-14 months after radiation therapy

    • Emotional Well-Being section of the FACT-C questionnaire consists of 6 questions.
    • Answers to the questions range from 0=not at all to 4=very much. The higher the total score the lower quality of life.
    • The total score for this section ranges from 0-24.
  7. Quality of Anorectal Function as Measured by the FACT-C Questionnaire (Functional Well-Being)

    Time frame: Baseline, Completion of chemo (up to 16 weeks), and 10-14 months after radiation therapy

    • Functional Well-Being section of the FACT-C questionnaire consists of 7 questions.
    • Answers to the questions range from 0=not at all to 4=very much. The higher the total score the lower quality of life.
    • The total score for this section ranges from 0-28.
  8. Quality of Anorectal Function as Measured by the FACT-C Questionnaire (Colorectal Cancer Subscale)

    Time frame: Baseline, Completion of chemo (up to 16 weeks), and 10-14 months after radiation therapy

    • Colorectal Cancer Subscale section of the FACT-C questionnaire consists of 7 scored questions.
    • Answers to the questions range from 0=not at all to 4=very much. The higher the total score the lower quality of life.
    • The total score for this section ranges from 0-28.
  9. Quality of Anorectal Function as Measured by the FACT-C Questionnaire (FACT-G Total Score)

    Time frame: Baseline, Completion of chemo (up to 16 weeks), and 10-14 months after radiation therapy

    • The FACT-G total score is calculated by adding the Physical Well Being subscale score, Social/Family Well Being subscale score, Emotional Well Being subscale score, and Functional Well Being subscale score
    • Answers to the questions comprising the subscales range from 0=not at all to 4=very much. The higher the total score the lower quality of life.
    • The total score ranges from 0-108.
  10. Quality of Anorectal Function as Measured by the FACT-C Questionnaire (FACT-C-TOI Total Score)

    Time frame: Baseline, Completion of chemo (up to 16 weeks), and 10-14 months after radiation therapy

    • The FACT-C-Trial Outcome Index (TOI) total score is calculated by adding the Physical Well Being subscale score, Functional Well Being subscale score, and the Colorectal Cancer subscale score
    • Answers to the questions comprising the subscales range from 0=not at all to 4=very much. The higher the total score the lower quality of life.
    • The total score ranges from 0-84.
  11. Quality of Anorectal Function as Measured by the FACT-C Questionnaire (FACT-C Total Score)

    Time frame: Baseline, Completion of chemo (up to 16 weeks), and 10-14 months after radiation therapy

    • The FACT-C total score is calculated by adding the Physical Well Being subscale score, Social/Family Well Being subscale score, Emotional Well Being subscale score, Functional Well Being subscale score, and the Colorectal Cancer subscale score
    • Answers to the questions comprising the subscales range from 0=not at all to 4=very much. The higher the total score the lower quality of life.
    • The total score ranges from 0-136.
  12. Organ Preservation Rate

    Time frame: At 1 year

  13. Organ Preservation Rate

    Time frame: At 2 years

Sponsors and collaborators

Lead sponsor

Washington University School of Medicine

Other

Registry information

Acronym: NOM-ERA

Important dates

Study start
2020
Primary completion
2024
Study completion
2026
First posted
Apr 4, 2019
Registry last updated
May 1, 2026

OpenTrials presents study information sourced from ClinicalTrials.gov. The official registry record should be consulted for the latest information.

View the official ClinicalTrials.gov record (opens in a new tab)

This listing is for discovery and informational purposes only. It is not medical advice, does not guarantee that a study is recruiting, and does not determine eligibility. Contact the study team and a qualified healthcare professional when considering participation.