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NCT Number: NCT07528898

Neoadjuvant SHR-A1811 Combined With Pertuzumab in HER2-Positive Breast Cancer: An Exploratory Clinical Study.

This is a multicenter, two-arm, exploratory clinical study designed to evaluate the efficacy and safety of a response-guided neoadjuvant treatment strategy in patients with HER2-positive early or locally advanced breast cancer.

Breast cancer is the most common malignancy in women worldwide, and HER2-positive disease accounts for approximately 15-20% of cases and is associated with aggressive tumor biology and a higher risk of recurrence. The introduction of HER2-targeted therapies, including trastuzumab and pertuzumab, has significantly improved patient outcomes. However, a proportion of patients exhibit suboptimal response to standard neoadjuvant therapy, highlighting the need for more effective treatment strategies.

In this study, approximately 100 eligible patients will be enrolled. All patients will initially receive 2 cycles of standard neoadjuvant therapy with trastuzumab, pertuzumab, and chemotherapy (THP or TCbHP). Tumor response will be assessed according to RECIST version 1.1 criteria. Patients with tumor reduction greater than 40% will continue the same regimen for an additional 4 cycles. Patients with tumor reduction of 40% or less will switch to an alternative regimen consisting of SHR-A1811, a novel HER2-targeted antibody-drug conjugate, in combination with pertuzumab for 4 cycles.

SHR-A1811 is an investigational HER2-targeted antibody-drug conjugate designed to deliver a cytotoxic payload directly to tumor cells, potentially overcoming resistance to prior HER2-targeted therapies. Emerging clinical data have demonstrated promising anti-tumor activity and manageable safety in HER2-positive breast cancer.

Clinical data, including baseline characteristics, imaging findings, and pathological markers such as Ki-67, will be collected throughout the study. Efficacy will be evaluated based on imaging assessments according to RECIST 1.1 criteria and pathological response at surgery, while safety will be monitored during treatment.

The primary objective of this study is to explore whether switching to SHR-A1811 in combination with pertuzumab in patients with suboptimal early response can improve pathological complete response (pCR) rates. Secondary objectives include evaluation of safety and tolerability of the treatment strategies.

This study aims to provide evidence for an individualized, response-adapted neoadjuvant treatment approach in HER2-positive breast cancer, and to optimize treatment outcomes for patients with inadequate response to standard therapy.

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Key information

Age range

18 year–70 year

Sex eligibility

All sexes

Study type

Interventional

Phase

Phase 2

Primary location

The Fourth Hospital of Hebei Medical University

Shijiazhuang, Hebei, 050000, China

Location contact

Li Ma, MD

CONTACT

[email protected]

13932116886

About this study

HER2-positive breast cancer is driven by overexpression or amplification of the HER2 receptor, leading to activation of downstream signaling pathways such as MAPK and PI3K/AKT that promote tumor growth and survival. Although dual HER2 blockade with trastuzumab and pertuzumab in combination with chemotherapy has become a standard neoadjuvant treatment, a subset of patients exhibit insufficient tumor response, indicating biological heterogeneity and potential resistance to therapy.

Pathological complete response (pCR) after neoadjuvant treatment is associated with improved long-term outcomes in HER2-positive breast cancer. Therefore, early identification of patients with suboptimal response and timely treatment modification may represent an effective strategy to improve prognosis.

Antibody-drug conjugates (ADCs) are designed to selectively deliver cytotoxic agents to tumor cells through antigen-specific targeting. SHR-A1811 is an investigational HER2-directed ADC composed of a humanized anti-HER2 monoclonal antibody linked to a topoisomerase I inhibitor payload via a cleavable linker. Preclinical data have demonstrated potent anti-tumor activity in HER2-expressing models, including those with reduced sensitivity to prior HER2-targeted therapies.

Emerging clinical evidence supports the antitumor activity and manageable safety profile of SHR-A1811 in HER2-positive breast cancer. Its mechanism of action suggests potential benefit in patients with inadequate response to standard HER2-targeted neoadjuvant regimens.

This study is designed to investigate a response-adapted treatment strategy, in which early tumor response is used to guide subsequent therapy selection. By incorporating an alternative HER2-targeted approach for patients with suboptimal response, this study aims to explore strategies to improve treatment efficacy while maintaining an acceptable safety profile.

The results of this study are expected to provide evidence to support individualized neoadjuvant treatment strategies for patients with HER2-positive breast cancer.

Who can participate

Healthy volunteers accepted: No

Only the study team can determine whether someone qualifies for participation.

Inclusion criteria

Participants must meet all of the following criteria:

  • Age ≥18 and ≤70 years.
  • Eastern Cooperative Oncology Group (ECOG) performance status of 0-1.
  • At least one measurable lesion according to RECIST version 1.1.
  • Histologically confirmed invasive breast cancer with clinical stage:

Stage II (T2N0-1M0 or T3N0M0), or Stage III (T2N2-3M0, T3N1-3M0, or T4N0-3M0). 5.HER2-positive invasive breast cancer confirmed by histopathology, defined as: HER2 immunohistochemistry (IHC) 3+, or HER2 IHC 2+ with fluorescence in situ hybridization (FISH) positivity, as determined by the pathology department of the participating center. 6.Adequate organ function, defined as:

  • Hematologic function (no blood transfusion, blood products, granulocyte colony-stimulating factor [G-CSF], or other hematopoietic growth factors within 14 days prior to testing):

Hemoglobin (Hb) ≥100 g/L; Absolute neutrophil count (ANC) ≥1.5 × 10⁹/L; Platelet count (PLT) ≥100 × 10⁹/L.

  • Biochemical function:

Total bilirubin (TBIL) ≤1 × upper limit of normal (ULN); Alanine aminotransferase (ALT) and aspartate aminotransferase (AST) ≤1.5 × ULN; Alkaline phosphatase (ALP) ≤2.5 × ULN; Blood urea nitrogen (BUN) and serum creatinine (Cr) ≤1.5 × ULN.

  • Cardiac function:

Left ventricular ejection fraction (LVEF) ≥55% by echocardiography; QT interval corrected by Fridericia's formula (QTcF) ≤450 ms. 7.Women of childbearing potential must have a negative serum pregnancy test within 14 days prior to enrollment and agree to use effective contraception during the study and for at least 8 weeks after the last dose of study treatment.

8.Willingness to participate in the study, provide written informed consent, and comply with study procedures and follow-up.

Exclusion criteria

Participants meeting any of the following criteria will be excluded:

  • Prior receipt of any anti-tumor therapy not specified in the study protocol, including but not limited to chemotherapy, radiotherapy, targeted therapy, or endocrine therapy for the current breast cancer.
  • Concurrent receipt of any other anti-tumor therapy during the study. Bilateral breast cancer, inflammatory breast cancer, or occult breast cancer. Stage IV (metastatic) breast cancer.
  • History of other malignancies within the past 5 years, except for adequately treated carcinoma in situ of the cervix.
  • Severe dysfunction of major organs, including but not limited to cardiac, hepatic, or renal insufficiency.
  • Participation in another interventional clinical trial within 4 weeks prior to enrollment.
  • Known hypersensitivity to any component of the study drugs; history of immunodeficiency, including positive human immunodeficiency virus (HIV) test, active hepatitis C virus (HCV) infection, active hepatitis B infection, congenital or acquired immunodeficiency disorders, or history of organ transplantation.

History of significant cardiac disease, including but not limited to:

Clinically significant arrhythmia requiring treatment; Myocardial infarction; Heart failure;

  • Any other cardiac condition that, in the investigator's judgment, makes the participant unsuitable for the study.
  • Pregnant or breastfeeding women; women of childbearing potential with a positive pregnancy test at baseline or unwilling to use effective contraception throughout the study period.
  • Any serious concomitant disease that, in the investigator's judgment, may compromise patient safety or interfere with study participation, including but not limited to uncontrolled hypertension, severe diabetes, or active infection.

History of neurological or psychiatric disorders, including epilepsy or dementia.

  • Any other condition that, in the investigator's judgment, makes the participant unsuitable for participation in this study.

Treatment and study plan

SHR-A1811

Drug

SHR-A1811 is a HER2-targeted antibody-drug conjugate administered intravenously in combination with pertuzumab as neoadjuvant therapy.

Pertuzumab

Drug

Pertuzumab is a monoclonal antibody targeting HER2, administered intravenously as part of dual HER2 blockade.

Trastuzumab

Drug

Trastuzumab is a HER2-targeted monoclonal antibody administered intravenously as part of standard neoadjuvant therapy.

Chemotherapy

Drug

Chemotherapy includes taxane-based regimens with or without carboplatin (THP or TCbHP) administered according to institutional standards.

Primary outcomes

  1. Total Pathological Complete Response (tpCR)

    Time frame: At surgery (approximately 18 weeks after initiation of treatment)

    Number of participants achieving total pathological complete response, defined as no residual invasive cancer in both breast and axillary lymph nodes (ypT0/is ypN0) at the time of surgery following completion of neoadjuvant therapy.Metric:Proportion of participants (%)

Secondary outcomes

  1. Objective Response Rate (ORR) per RECIST v1.1

    Time frame: From baseline to surgery (approximately 18 weeks)

    Proportion of participants with a best overall response of complete response (CR) or partial response (PR) according to RECIST version 1.1.

  2. Event-Free Survival (EFS)

    Time frame: From first dose up to 3 years

    Time from treatment initiation to the occurrence of disease progression, local or distant recurrence, or death from any cause.Metric:Time-to-event (months).

  3. Breast Conservation Rate

    Time frame: At surgery (approximately 18 weeks)

    Proportion of participants who undergo breast-conserving surgery after completion of neoadjuvant therapy.

  4. Number of Participants With Treatment-Related Adverse Events (TRAEs)

    Time frame: From first dose to 30 days after last dose

    Number of participants experiencing treatment-related adverse events, assessed according to CTCAE version 5.0.

  5. Number of Participants With Grade ≥3 Adverse Events

    Time frame: From first dose to 30 days after last dose

    Number of participants experiencing Grade 3 or higher adverse events according to CTCAE version 5.0.

  6. Number of Participants With Serious Adverse Events (SAEs)

    Time frame: From first dose to 30 days after last dose

    Number of participants experiencing serious adverse events as defined by ICH guidelines.

Other outcomes

  1. Change in Circulating Tumor DNA (ctDNA) Levels

    Time frame: Baseline, after 2 cycles (~6 weeks), and pre-surgery (~18 weeks)

    Change in ctDNA levels from baseline to post-treatment timepoints (after 2 cycles and pre-surgery), measured using next-generation sequencing.

  2. Predictive Performance of Multi-modal Biomarker Model for Treatment Response

    Time frame: Up to surgery (~18 weeks)

    Evaluation of a predictive model integrating genomic features, clinicopathological characteristics, imaging findings, and laboratory biomarkers to predict pathological response.Metric:Area under the curve (AUC).

Study contacts

Contact information is provided by the study sponsor or research team.

Li Ma, MD

CONTACT

[email protected]

13932116886

Sponsors and collaborators

Lead sponsor

Hebei Medical University Fourth Hospital

Other

Collaborators

  • Jiangsu Hengrui Pharmaceutical Co., Ltd.

Registry information

Official study title

Exploratory Clinical Study of Neoadjuvant SHR-A1811 Combined With Pertuzumab in Patients With HER2-Positive Breast Cancer

Important dates

Study start
2026
Primary completion
2027
Study completion
2029
First posted
Apr 14, 2026
Registry last updated
Apr 14, 2026

OpenTrials presents study information sourced from ClinicalTrials.gov. The official registry record should be consulted for the latest information.

View the official ClinicalTrials.gov record (opens in a new tab)

This listing is for discovery and informational purposes only. It is not medical advice, does not guarantee that a study is recruiting, and does not determine eligibility. Contact the study team and a qualified healthcare professional when considering participation.

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