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NCT Number: NCT07727993

Neoadjuvant Propranolol Plus SOX and Toripalimab for Locally Advanced Gastric/GEJ Adenocarcinoma

This is a single-center, prospective, open-label, single-arm, phase Ib/II study evaluating the safety and efficacy of neoadjuvant propranolol combined with SOX chemotherapy and toripalimab in patients with resectable locally advanced gastric or gastroesophageal junction adenocarcinoma. A total of 49 participants will be enrolled. Stage 1 includes an initial safety lead-in of 12 participants, followed by efficacy evaluation using a Simon two-stage design. Participants will receive propranolol, toripalimab, oxaliplatin, and S-1 during the neoadjuvant period, followed by curative-intent surgery.

The primary efficacy endpoint is pathological complete response. Secondary endpoints include safety and tolerability, major pathological response, R0 resection rate, event-free survival, recurrence-free survival, and overall survival. Exploratory analyses will assess changes in adrenergic stress markers, heart rate variability, peripheral immune parameters, β-adrenergic receptor signaling, and the tumor immune microenvironment.

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Key information

Age range

18 year–75 year

Sex eligibility

All sexes

Study type

Interventional

Phase

Phase 1 / Phase 2

Who can participate

Healthy volunteers accepted: No

Only the study team can determine whether someone qualifies for participation.

Inclusion criteria

  • Voluntary participation in the study, with written informed consent, and willingness and ability to comply with the study treatment and follow-up requirements.
  • Male or female participants aged 18 to 75 years.
  • Histologically or cytologically confirmed gastric or gastroesophageal junction adenocarcinoma.Resectable locally advanced disease as determined by imaging assessment or a multidisciplinary team according to the eighth edition of the American Joint Committee on Cancer staging system, generally defined as cT3-4a with any N category, or any T category with node-positive disease, corresponding to stage II-III disease, without distant metastasis.
  • Eastern Cooperative Oncology Group performance status of 0 or 1.
  • Acceptable cardiopulmonary function, including all of the following:

(1)No clinically significant abnormality on electrocardiography; (2)Resting heart rate of at least 60 beats per minute; (3)Systolic blood pressure of at least 90 mmHg; (4)No progressive or decompensated cardiopulmonary disease; (5)Left ventricular ejection fraction of at least 50%. 6.Adequate organ function during screening, defined as follows:

  • Absolute neutrophil count of at least 1.5 × 10⁹/L;
  • Platelet count of at least 75 × 10⁹/L;
  • Hemoglobin level of at least 90 g/L;
  • Total bilirubin no greater than 1.5 times the upper limit of normal;
  • Aspartate aminotransferase and alanine aminotransferase no greater than 2.5 times the upper limit of normal;
  • Serum creatinine no greater than 1.5 times the upper limit of normal or creatinine clearance of at least 50 mL/min;
  • International normalized ratio no greater than 1.5 times the upper limit of normal, unless the participant is receiving stable anticoagulation and is considered eligible by the investigator.

7.Female participants of childbearing potential must have a negative pregnancy test during screening. Male and female participants of reproductive potential must agree to use effective contraception during the study and for at least 6 months after the last dose of study treatment.

Exclusion criteria

  • Distant metastatic disease confirmed by imaging or diagnostic laparoscopy, including but not limited to peritoneal, hepatic, or bone metastases, or positive peritoneal cytology.
  • Previous systemic anticancer treatment for the current malignancy, including chemotherapy, immunotherapy, or targeted therapy, or previous radiotherapy. Diagnostic endoscopy and biopsy are permitted.
  • Grade 2 or higher peripheral neuropathy at baseline.
  • A second primary malignancy requiring systemic treatment within the previous 3 years, except for adequately treated basal cell or squamous cell carcinoma of the skin, carcinoma in situ of the cervix, low-risk thyroid cancer, or other malignancies considered cured.
  • Inability to tolerate curative-intent surgery or study treatment, as determined by the investigator.
  • Active autoimmune disease, or a clinically significant history of autoimmune disease requiring systemic immunosuppressive treatment within the previous 2 years. Participants with type 1 diabetes mellitus, stable thyroid disease requiring replacement therapy, vitiligo, or grade 2 or lower psoriasis not requiring systemic treatment may be eligible.
  • Use of systemic corticosteroids at a prednisone-equivalent dose of at least 10 mg/day, or other systemic immunosuppressive agents, within 14 days before the planned initiation of immunotherapy. Physiologic replacement therapy, inhaled or topical corticosteroids, and short-term prophylactic treatment related to surgery are permitted.
  • Active infection, including but not limited to active tuberculosis, uncontrolled hepatitis B virus or hepatitis C virus infection, human immunodeficiency virus infection, or another serious infection requiring intravenous antibiotic treatment.
  • Any contraindication to propranolol, including:

(1)Bronchial asthma or a risk of bronchospasm; (2)Diabetic ketoacidosis or metabolic acidosis; (3)Severe or symptomatic bradycardia; (4)Second- or third-degree atrioventricular block, sinoatrial block, or sick sinus syndrome; (5)Cardiogenic shock; (6)Right-sided heart failure caused by pulmonary hypertension; (7)Congestive heart failure; (8)Clinically significant hypotension; (9)Prolonged fasting; (10)Severe peripheral circulatory failure; (11)Untreated pheochromocytoma; (12)Variant angina; (13)Concomitant treatment with rizatriptan benzoate. 10.Moderate or severe chronic obstructive pulmonary disease with a recent acute exacerbation.

11.Active upper gastrointestinal bleeding at baseline, melena or hematemesis within the previous 4 weeks, bleeding requiring blood transfusion or endoscopic hemostasis, uncontrolled peptic ulcer disease, or a high risk of recent bleeding as determined by the investigator.

12.Requirement for continuous full-dose anticoagulation, dual antiplatelet therapy that cannot be interrupted, or a bleeding disorder that cannot be adequately managed during the perioperative period.

13.Known hypersensitivity to propranolol, oxaliplatin, S-1 or fluoropyrimidines, toripalimab, or any of their excipients, or a history of a severe adverse reaction to any of these agents.

14.Concomitant use of medications that cannot be discontinued or replaced and that may cause clinically significant interactions with propranolol, including verapamil, diltiazem, class I or class III antiarrhythmic agents, strong CYP2D6 or CYP1A2 inhibitors, or other medications considered by the investigator to pose a major drug-drug interaction risk.

15.Uncontrolled bleeding disorder, or major surgery or serious trauma within 4 weeks before enrollment, excluding the curative-intent surgery planned as part of this study.

16.Pregnancy or breastfeeding, or unwillingness to use the required contraceptive measures.

17.Any medical, psychiatric, social, or other condition that, in the investigator's judgment, may compromise participant safety, treatment compliance, or completion of the required follow-up, including severe psychiatric illness, substance abuse, or inability to attend scheduled visits.

Treatment and study plan

Propranolol

Drug

Propranolol will be administered orally at 10 mg twice daily beginning on Day 1 of the first neoadjuvant treatment cycle. The dose may be reduced to 5 mg twice daily, temporarily interrupted, or discontinued according to tolerability and predefined safety criteria, including heart rate, blood pressure, respiratory symptoms, and cardiac conduction abnormalities. Propranolol may be continued during postoperative treatment until completion of adjuvant therapy or the occurrence of unacceptable toxicity.

Toripalimab

Drug

Toripalimab will be administered intravenously at a fixed dose of 240 mg on Day 1 of each 21-day cycle. Participants will receive 3 neoadjuvant cycles before surgery. After surgery, 3 additional cycles are recommended, followed by toripalimab maintenance as clinically appropriate for a total immunotherapy duration of up to 1 year from the first dose.

Oxaliplatin

Drug

Oxaliplatin will be administered intravenously at 130 mg/m² on Day 1 of each 21-day cycle. Participants will receive 3 neoadjuvant cycles before surgery. Three additional postoperative cycles are recommended according to postoperative recovery, tolerability, and the investigator's assessment. Dose modification, interruption, or discontinuation will be permitted for treatment-related toxicity.

S-1

Drug

S-1 will be administered orally twice daily on Days 1-14 of each 21-day cycle, followed by a 7-day rest period. The total daily dose will be determined according to body surface area: 80 mg/day for body surface area below 1.25 m², 100 mg/day for body surface area of 1.25-1.49 m², and 120 mg/day for body surface area of 1.50 m² or greater. Participants will receive 3 neoadjuvant cycles, with 3 additional postoperative cycles recommended according to tolerability and postoperative recovery.

Primary outcomes

  1. Pathological Complete Response (pCR) Rate

    Time frame: At curative-intent surgery following completion of 3 neoadjuvant treatment cycles, approximately 13 to 15 weeks after treatment initiation.

    The proportion of participants with no residual viable tumor cells in the resected primary tumor and all dissected regional lymph nodes following neoadjuvant treatment, corresponding to Becker grade 1a. Participants who do not undergo surgery or do not have an assessable pathological result will be classified as non-pCR in the intention-to-treat analysis.

Secondary outcomes

  1. Dose-Limiting Toxicity (DLT) Rate During the Safety Lead-in

    Time frame: From the first dose of study treatment through 30 days after surgery

    The proportion of participants in the initial safety lead-in cohort who experience a dose-limiting toxicity related to study treatment. DLTs include predefined severe hematologic, nonhematologic, immune-related, cardiovascular, respiratory, or gastrointestinal toxicities; treatment-related death; or treatment-related toxicity resulting in a treatment delay of more than 21 days or inability to undergo planned surgery.

  2. Incidence of Treatment-Related Adverse Events

    Time frame: From the first dose of study treatment through at least 30 days after the last dose, or until treatment-related adverse events have resolved or stabilized

    The proportion of participants who experience treatment-related adverse events, serious adverse events, or immune-related adverse events. Adverse events will be graded according to the Common Terminology Criteria for Adverse Events, version 5.0.

  3. Postoperative Complication Rate

    Time frame: Within 30 days after surgery

    The proportion of participants who experience postoperative complications following curative-intent surgery. Complications will be classified according to the Clavien-Dindo classification.

  4. Major Pathological Response (MPR) Rate

    Time frame: At curative-intent surgery following completion of neoadjuvant treatment, approximately 13 to 15 weeks after treatment initiation

    The proportion of participants with 10% or less residual viable tumor cells in the resected primary tumor following neoadjuvant treatment. Participants who do not undergo surgery or do not have an assessable pathological result will be classified as non-MPR in the intention-to-treat analysis.

  5. R0 Resection Rate

    Time frame: At curative-intent surgery following completion of neoadjuvant treatment, approximately 13 to 15 weeks after treatment initiation

    The proportion of participants undergoing curative-intent resection who achieve microscopically margin-negative resection, with no residual tumor at the proximal, distal, or applicable circumferential resection margins.

  6. Event-Free Survival (EFS)

    Time frame: From the first dose of study treatment through up to 5 years

    Event-free survival is defined as the time from the first dose of study treatment to the earliest occurrence of disease progression during neoadjuvant treatment, clinical deterioration preventing planned surgery, unresectable disease identified at surgery, postoperative recurrence, or death from any cause. Participants without an event will be censored at the date of their last event-free assessment.

  7. Recurrence-Free Survival (RFS)

    Time frame: From curative-intent surgery through up to 5 years

    Recurrence-free survival is defined as the time from curative-intent resection to the first documented local, regional, or distant recurrence, or death from any cause, whichever occurs first. Participants without recurrence or death will be censored at the date of their last disease assessment.

  8. Overall Survival (OS)

    Time frame: From the first dose of study treatment through up to 5 years

    Overall survival is defined as the time from the first dose of study treatment to death from any cause. Participants who are alive or lost to follow-up will be censored at the date they were last known to be alive.

Other outcomes

  1. Tumor Beta-Adrenergic Receptor Expression and Localization

    Time frame: At curative-intent surgery following completion of neoadjuvant treatment, approximately 13 to 15 weeks after treatment initiation

    Beta-adrenergic receptor expression and cellular localization in resected tumor tissue will be evaluated using immunohistochemical and spatial analyses. Associations with pathological response and tumor immune microenvironment features will be explored.

  2. Tumor Immune Microenvironment Features

    Time frame: At curative-intent surgery following completion of neoadjuvant treatment, approximately 13 to 15 weeks after treatment initiation

    The density, phenotype, and spatial distribution of immune cells in resected tumor tissue will be evaluated using multiplex immunohistochemistry and digital pathology. Exploratory markers may include CD8-positive T cells, regulatory T cells, myeloid-derived suppressor cells, and CD68-positive or CD163-positive macrophages.

Study contacts

Contact information is provided by the study sponsor or research team.

Qing Li, PhD

CONTACT

[email protected]

+8618702848178

Sponsors and collaborators

Lead sponsor

Ting Liu

Other

Registry information

Official study title

A Prospective, Open-Label, Single-Arm, Phase Ib/II Study of Neoadjuvant Propranolol Plus SOX Chemotherapy and Toripalimab in Patients With Resectable Locally Advanced Gastric or Gastroesophageal Junction Adenocarcinoma

Important dates

Study start
2026
Primary completion
2027
Study completion
2027
First posted
Jul 27, 2026
Registry last updated
Jul 27, 2026

OpenTrials presents study information sourced from ClinicalTrials.gov. The official registry record should be consulted for the latest information.

View the official ClinicalTrials.gov record (opens in a new tab)

This listing is for discovery and informational purposes only. It is not medical advice, does not guarantee that a study is recruiting, and does not determine eligibility. Contact the study team and a qualified healthcare professional when considering participation.

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