Skip to main content
OpenTrials
Active, Not Recruiting

NCT Number: NCT03573648

Neoadjuvant Endocrine Therapy, Palbociclib, Avelumab in Estrogen Receptor Positive Breast Cancer

Eligible patients with estrogen receptor positive breast cancer will undergo a biopsy and be randomized to receive endocrine therapy (ET) versus endocrine therapy with palbociclib (PET) in a 1:2 ratio. After 1 cycle (28 days) another biopsy will be obtained, and both arms will receive avelumab (A) for 3 additional cycles. Patients will then undergo breast surgery.

Active, Not Recruiting

This study is active but is not currently recruiting participants.

Notify Me

Key information

Age range

18 year and older

Sex eligibility

All sexes

Study type

Interventional

Phase

Phase 2

Primary location

University of Alabama at Birmingham, Birmingham, Alabama, United States

Loading trial locations.

About this study

Patients will be treated with endocrine therapy +/- palbociclib (125mg, taken orally, daily for 21 days, 7 days off ) for 1 cycle (1 cycle =28 days) and undergo a repeat biopsy, MRI, and blood draw at Cycle 2, Day 1. Afterwards avelumab will be added to both arms. Avelumab will be administered 10mg/kg IV every 14 days (1 cycle = 2 doses = 28 days). Patients will be treated for 3 cycles of avelumab with endocrine therapy +/- palbociclib (thus 4 cycles total, including run-in without avelumab).

The kind of endocrine therapy given will depend on menopausal status and will be a standard treatment. For premenopausal women, the endocrine therapy will be daily tamoxifen (20mg taken orally daily for 28 days), plus either Leuprolide (3.75mg taken intramuscularly) or Goserelin (3.6mg taken subcutaneously) on Day 1 of each cycle. For postmenopausal women, it will be daily letrozole (2.5mg taken orally).

Patients will be treated so long as there is no clinical evidence of progression and therapy is tolerated. Patients who experience progressive disease (25% increase) of their tumor will cease study treatment and undergo end-of-study assessment (including repeat MRI) and surgery. Otherwise, patients completing all 4 cycles of therapy will undergo MRI and surgery.

Who can participate

Healthy volunteers accepted: No

Only the study team can determine whether someone qualifies for participation.

Inclusion criteria

  • Stage II-III ER-positive breast cancer
  • Tumor evaluable either by ultrasound or by touch.
  • Age ≥ 18 years.
  • Eastern Cooperative Oncology Group performance status of 1 or less.
  • Adequate organ and bone marrow function within 28 days prior to registration.
  • Females of child-bearing potential and males must agree to use adequate contraception prior to study entry, for the duration of study participation, and for 30 days following completion of therapy.
  • Females of child-bearing potential must have a negative pregnancy test within 7 days prior to registration on study.
  • Patients must have the ability to understand and the willingness to sign a written informed consent prior to registration on study

Exclusion criteria

  • Evidence of metastatic disease or inflammatory breast cancer.
  • Patients not felt to be sensitive to endocrine therapy, such that a neoadjuvant endocrine-based approach would not be appropriate (i.e. PR-negative, high grade/Ki67, high gene expression profile, clinically aggressive presentation)
  • Previous treatment with endocrine therapy within the last 10 years (i.e. tamoxifen, aromatase inhibitors).
  • Previous treatment with CDK4/6 inhibitors, or immune checkpoint inhibitors.
  • Use of SSRIs and/or any concomitant use of medications outlined in section 6.5 within 4 days prior to enrollment. If patients are on stable doses and there are no good alternatives, the treating physician may discuss with Study Chair.
  • May not be receiving any other investigational agents.
  • May not be receiving immunosuppressive therapy within 2 weeks of study entry.
  • History of allergic reactions attributed to compounds of similar chemical or biologic composition to corresponding endocrine therapy (tamoxifen, aromatase inhibitors, GnRH agonists), palbociclib, and avelumab are not eligible.
  • May not have had a prior diagnosis of cancer if it has been < 3 years since their last treatment (with the exception of squamous cell carcinoma or basal cell carcinoma of the skin or cervical intraepithelial neoplasia). NOTE: Patients with a history of breast cancer or breast cancer treatment within the last 10 years are also excluded. Any previous radiation to affected breast is excluded.
  • Autoimmune disease within the last 3 years with the exception of: Vitiligo or alopecia; Hypothyroidism on stable doses of thyroid medication; and Psoriasis not requiring systemic therapy
  • Uncontrolled intercurrent illness including, but not limited to any of the following, are not eligible: Ongoing or active infection requiring systemic treatment (including HIV, TB, hepatitis viruses), symptomatic congestive heart failure, cerebral vascular accident/stroke (< 6 months prior to enrollment), myocardial infarction (< 6 months prior to enrollment), unstable angina pectoris, cardiac arrhythmia, psychiatric illness/social situations that would limit compliance with study requirements, any other illness or condition that the treating investigator feels would interfere with study compliance or would compromise the patient's safety or study endpoints
  • Other severe acute or chronic medical conditions including immune colitis, inflammatory bowel disease, immune pneumonitis, pulmonary fibrosis or psychiatric conditions including recent (within the past year) or active suicidal ideation or behavior; or laboratory abnormalities that may increase the risk associated with study participation or study treatment administration or may interfere with the interpretation of study results and, in the judgment of the investigator, would make the patient inappropriate for entry into this study
  • Vaccination within 4 weeks of the first dose of avelumab and while on trials is prohibited except for administration of inactivated vaccines
  • Prior organ transplantation including allogenic stem-cell transplantation
  • Female patients who are pregnant or nursing are not eligible.

Treatment and study plan

Avelumab

Drug

Avelumab (10 mg/kg) will be given intravenously on cycles 2 - 4, every 2 weeks.

Other names: Bavencio

endocrine therapy

Drug

The endocrine therapy given will depend on menopausal status.

Premenopausal women will receive tamoxifen AND either Goserelin or Leuprolide:

  • Tamoxifen (20mg) will be given orally daily x 4 cycles. (Other Names: Nolvadex)
  • Goserelin (3.6mg) will be given subcutaneously (under the skin) on Day 1 of each cycle x 4 cycles. (Other Names: Zoladex)
  • Leuprolide (3.75mg) will be given intramuscularly (in the buttock, thigh, or upper arm) on Day 1 of each cycle x 4 cycles. (Other Names: Leuprorelin, Lupron, Eligard)

Postmenopausal women will receive letrozole:

  • Letrozole (2.5mg) will be given orally daily each cycle x 4 cycles. (Other Names: Femara)

Other names: Hormone therapy

Palbociclib

Drug

Palbociclib (125 mg) will be given orally on days 1-21 of each cycle x 4 cycles.

Other names: Ibrance

Primary outcomes

  1. Clinical Complete Response

    Time frame: 2 years

    The number of patients with a response to treatment as assessed by MRI breast imaging

Secondary outcomes

  1. Safety and Tolerability as determined by number of patients who experience Adverse Events

    Time frame: 2 years

    Adverse events will be assessed by CTCAE at each treatment visit and 30 days after completion of therapy.

Sponsors and collaborators

Lead sponsor

Sidney Kimmel Comprehensive Cancer Center at Johns Hopkins

Other

Collaborators

  • Allegheny Health Network
  • National Institutes of Health (NIH)
  • Pfizer

Registry information

Official study title

A Pilot Study of IMMUNe mOdulation in Early Stage Estrogen Receptor Positive Breast Cancer Treated With neoADjuvant Avelumab, Palbociclib, and Endocrine Therapy: The ImmunoADAPT Study

Acronym: ImmunoADAPT

Important dates

Study start
2018
Primary completion
2026
Study completion
2026
First posted
Jun 29, 2018
Registry last updated
Mar 19, 2026

OpenTrials presents study information sourced from ClinicalTrials.gov. The official registry record should be consulted for the latest information.

View the official ClinicalTrials.gov record (opens in a new tab)

This listing is for discovery and informational purposes only. It is not medical advice, does not guarantee that a study is recruiting, and does not determine eligibility. Contact the study team and a qualified healthcare professional when considering participation.

Published trials that share one or more normalized conditions with this study.