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NCT Number: NCT05989503

Initiation of ARNi and SGLT2i in Patients With HFrEF

Heart failure (HF) is a condition in which the heart does not contract ("pump") or relax well, leading to insufficient perfusion of vital organs. Ankle swelling, fatigue, and breathlessness are some of the features of this syndrome. There are different causes for HF (e.g., infarct and hypertension) and two distinct types: HFpEF - HF with preserved ejection fraction - the heart "pumps" but does not relax well and HFrEF/HFmrEF - HF with reduced or mildly reduced ejection fraction - where the heart does not "pump" properly, here referred to as having HFrEF.

Patients with HFrEF experience substantially shorter life expectancies compared with people in the general population of similar age. Compared to the different available therapeutics for HFrEF patients, angiotensin receptor-neprilysin inhibitor (ARNi), sacubitril/valsartan, has shown superiority for improving clinical outcomes. Furthermore, the new recently drug sodium-glucose cotransporter 2 inhibitor (SGLT2i) was proven to reduce mortality and morbidity on top of well-adapted background therapy.

This work aims to test the safety of ARNi and SGLT2i initiation by comparing a strategy of simultaneous initiation of ARNi and SGLT2i versus sequential initiation of a SGLT2i first followed by an ARNi.

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Key information

Age range

18 year and older

Sex eligibility

All sexes

Study type

Interventional

Phase

Phase 4

Primary location

Centro Hospitalar Universitário de Santo António, Porto, Porto District, Portugal

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About this study

Sacubitril/valsartan and SGLT2i reduced HF hospitalizations and mortality in patients with heart failure and a reduced ejection fraction with a rapid onset of action, but the timing of initiation of each drug is uncertain. Clinicians may be reluctant to initiate both therapies simultaneously due to fear of adverse events (e.g., hypotension and worsening renal function) which may delay the initiation of (at least one) of these life-saving therapies.

This study aims to fill this gap in knowledge by studying the initiation of sacubitril/valsartan and a SGLT2i simultaneously or in sequence. This study will better inform clinicians on their daily decisions.

Who can participate

Healthy volunteers accepted: No

Only the study team can determine whether someone qualifies for participation.

Inclusion criteria

  • Age ≥ 18 years
  • Heart failure symptoms (NYHA II, III or IV)
  • Left ventricle ejection fraction ≤ 49% (assessed by transthoracic echocardiogram)
  • Glomerular filtration rate ≥ 25 ml/min/1.73m2 (CKD-EPI formula)
  • Serum potassium (K+) ≤ 5.4 mmol/L
  • Systolic blood pressure ≥ 100 mmHg
  • Not treated with ARNi nor with SGLT2i within the previous month (30 days before inclusion, except if initiated 5 days before randomization; patients treated with an ACEi or ARB can be included and maintain their therapy until the switch to an ARNi is performed)
  • If female, she must not be a woman of childbearing potential. That is, she must be:
  • Surgically sterilized (e.g., underwent hysterectomy, bilateral salpingectomy or bilateral oophorectomy)
  • Clinically diagnosed infertile
  • In a post-menopausal state, defined as no menses for 12 months without an alternative medical cause
  • If female patient of childbearing potential, she must have a negative serum pregnancy test at Visit 1 (Day 0) and must agree to consistently and correctly use (from 28 days prior to first study treatment administration until at least 7 days after last study treatment administration) one of the following highly effective methods of contraception:
  • Abstinence of heterosexual intercourse (when this is in line with preferred and usual lifestyle of the subject)
  • Progestogen-only hormonal contraception associated with inhibition of ovulation (oral, injectable, implantable)
  • Combined (estrogen and progestogen containing) hormonal contraception associated with inhibition of ovulation (oral, intravaginal, transdermal)
  • Intrauterine device
  • Intrauterine hormone-releasing system
  • Bilateral tubal occlusion
  • Vasectomized partner, who has received medical assessment of the surgical success, or clinically diagnosed infertile partner

Exclusion criteria

  • Involvement in the planning and/or conduct of the study (applies to both Investigator staff and/or staff at the study site)
  • Participation in another clinical study with an investigational product during the last month
  • Unwilling to sign inform consent
  • Patients with a known hypersensitivity or intolerance to ARNi or SGLT2i or any of the excipients of the products
  • Hospitalization due to non-cardiovascular causes, surgical procedure, coronary, cerebral or peripheral vascular events or sepsis in the prior month
  • Cancer (life limiting with an estimated life expectancy of less than 2 years based on investigator's judgement)
  • Previously confirmed cardiac amyloidosis
  • History of angioedema
  • Implantable cardioverter-defibrillators or cardiac resynchronization therapy within 3 months prior to screening or if there is an intent to implant either device in the 3 months following screening
  • Female patients currently pregnant (confirmed by a positive pregnancy test) or intent to become pregnant or breast feeding
  • Severe valvulopathy according to the echocardiogram report
  • Previous history of ketoacidosis due to SGLT2i

Treatment and study plan

Sacubitril-valsartan

Drug

Sacubitril-valsartan titration at the discretion of the treating physician

SGLT2 inhibitor

Drug

Either empagliflozin or dapagliflozin 10 mg/day

Primary outcomes

  1. Composite outcome (time-to-first event' occurrence during the 6 months of follow-up):

    Time frame: visit 2 (day 23 to 37); visit 3 (visit 2 + 60 ±15 days); visit 4 (visit 3 + 90±15 days)

    • Symptomatic hypotension (systolic blood pressure <100 mmHg with signs or symptoms compatible with hypoperfusion);
    • Hyperkalaemia (serum potassium >6.0 mmol/L);
    • Hypokalemia (serum potassium <3.0 mmol/L);
    • eGFR drop ≥50% from baseline or eGFR <15 ml/min/1.73m2 or renal transplant or dialysis;
    • Increase in diuretic dose due to worsening heart failure;
    • Use of intravenous diuretics for worsening heart failure;
    • Heart failure hospitalization;
    • Death from cardiovascular causes.

Secondary outcomes

  1. Symptomatic hypotension (systolic blood pressure <100 mmHg with signs or symptoms compatible with hypoperfusion)

    Time frame: visit 2 (day 23 to 37); visit 3 (visit 2 + 60 ±15 days); visit 4 (visit 3 + 90±15 days)

    Time to event' occurrence during the 6 months of follow-up

  2. Hyperkalaemia (serum potassium >6.0 mmol/L)

    Time frame: visit 2 (day 23 to 37); visit 3 (visit 2 + 60 ±15 days); visit 4 (visit 3 + 90±15 days)

    Time to event' occurrence during the 6 months of follow-up

  3. Hypokalemia (serum potassium <3.0 mmol/L)

    Time frame: visit 2 (day 23 to 37); visit 3 (visit 2 + 60 ±15 days); visit 4 (visit 3 + 90±15 days)

    Time to event' occurrence during the 6 months of follow-up

  4. eGFR drop ≥50% from baseline or eGFR <15 ml/min/1.73m2 or renal transplant or dialysis

    Time frame: visit 2 (day 23 to 37); visit 3 (visit 2 + 60 ±15 days); visit 4 (visit 3 + 90±15 days)

    Time to event' occurrence during the 6 months of follow-up

  5. Increase in diuretic dose due to worsening heart failure

    Time frame: visit 2 (day 23 to 37); visit 3 (visit 2 + 60 ±15 days); visit 4 (visit 3 + 90±15 days)

    Time to event' occurrence during the 6 months of follow-up

  6. Use of intravenous diuretics for worsening heart failure

    Time frame: visit 2 (day 23 to 37); visit 3 (visit 2 + 60 ±15 days); visit 4 (visit 3 + 90±15 days)

    Time to event' occurrence during the 6 months of follow-up

  7. Heart failure hospitalization

    Time frame: visit 2 (day 23 to 37); visit 3 (visit 2 + 60 ±15 days); visit 4 (visit 3 + 90±15 days)

    Time to event' occurrence during the 6 months of follow-up

  8. Death from cardiovascular causes

    Time frame: visit 2 (day 23 to 37); visit 3 (visit 2 + 60 ±15 days); visit 4 (visit 3 + 90±15 days)

    Time to event' occurrence during the 6 months of follow-up

  9. NT-pro BNP or BNP (log)

    Time frame: visit 1 (day 0); visit 2 (day 23 to 37); visit 3 (visit 2 + 60 ±15 days); visit 4 (visit 3 + 90±15 days)

    Concentration measured in blood samples

  10. High sensitivity C-reactive protein

    Time frame: visit 1 (day 0); visit 4 (visit 3 + 90±15 days)

    Concentration measured in blood samples

  11. Atrial fibrillation/flutter

    Time frame: visit 1 (day 0); visit 3 (visit 2 + 60 ±15 days); visit 4 (visit 3 + 90±15 days)

    Electrocardiogram (yes/no)

  12. Systolic and diastolic blood pressure

    Time frame: visit 1 (day 0); visit 2 (day 23 to 37); visit 3 (visit 2 + 60 ±15 days); visit 4 (visit 3 + 90±15 days)

    Measure in the clinical appointments

  13. High sensitivity Troponin

    Time frame: visit 1 (day 0); visit 2 (day 23 to 37); visit 3 (visit 2 + 60 ±15 days); visit 4 (visit 3 + 90±15 days)

    Concentration measured in blood samples

  14. Left atrial volume

    Time frame: visit 1 (day 0); visit 4 (visit 3 + 90±15 days)

    Transthoracic echocardiogram

  15. Left ventricular systolic volume

    Time frame: visit 1 (day 0); visit 4 (visit 3 + 90±15 days)

    Transthoracic echocardiogram

  16. Left ventricular diastolic volume

    Time frame: visit 1 (day 0); visit 4 (visit 3 + 90±15 days)

    Transthoracic echocardiogram

  17. LV mass

    Time frame: visit 1 (day 0); visit 4 (visit 3 + 90±15 days)

    Transthoracic echocardiogram

  18. LV ejection fraction

    Time frame: visit 1 (day 0); visit 4 (visit 3 + 90±15 days)

    Transthoracic echocardiogram

  19. Pulmonary artery systolic pressure

    Time frame: visit 1 (day 0); visit 4 (visit 3 + 90±15 days)

    Transthoracic echocardiogram

  20. Serum sodium

    Time frame: visit 1 (day 0); visit 2 (day 23 to 37); visit 3 (visit 2 + 60 ±15 days); visit 4 (visit 3 + 90±15 days)

    Concentration measured in blood samples

  21. Serum potassium

    Time frame: visit 1 (day 0); visit 2 (day 23 to 37); visit 3 (visit 2 + 60 ±15 days); visit 4 (visit 3 + 90±15 days)

    Concentration measured in blood samples

  22. Serum creatinine

    Time frame: visit 1 (day 0); visit 2 (day 23 to 37); visit 3 (visit 2 + 60 ±15 days); visit 4 (visit 3 + 90±15 days)

    Concentration measured in blood samples

  23. Glomerular filtration rate (eGFR)

    Time frame: visit 1 (day 0); visit 2 (day 23 to 37); visit 3 (visit 2 + 60 ±15 days); visit 4 (visit 3 + 90±15 days)

    Calculated from the serum creatinine using the 2021 CKD-EPI creatinine-based formula

  24. Urinary sodium

    Time frame: visit 1 (day 0); visit 3 (visit 2 + 60 ±15 days); visit 4 (visit 3 + 90±15 days)

    Spot urine sample

  25. Urinary potassium

    Time frame: visit 1 (day 0); visit 3 (visit 2 + 60 ±15 days); visit 4 (visit 3 + 90±15 days)

    Spot urine sample

  26. Microalbuminuria

    Time frame: visit 1 (day 0); visit 3 (visit 2 + 60 ±15 days); visit 4 (visit 3 + 90±15 days)

    Spot urine sample

  27. Total Cholesterol

    Time frame: visit 1 (day 0); visit 4 (visit 3 + 90±15 days)

    Concentration measured in blood samples

  28. LDL Cholesterol

    Time frame: visit 1 (day 0); visit 4 (visit 3 + 90±15 days)

    Concentration measured in blood samples

  29. HDL Cholesterol

    Time frame: visit 1 (day 0); visit 4 (visit 3 + 90±15 days)

    Concentration measured in blood samples

  30. Triglycerides

    Time frame: visit 1 (day 0); visit 4 (visit 3 + 90±15 days)

    Concentration measured in blood samples

  31. Glucose

    Time frame: visit 1 (day 0); visit 2 (day 23 to 37); visit 3 (visit 2 + 60 ±15 days); visit 4 (visit 3 + 90±15 days)

    Measured in blood samples

  32. Glycated hemoglobin (HbA1C)

    Time frame: visit 1 (day 0); visit 4 (visit 3 + 90±15 days)

    Concentration measured in blood samples

  33. Uric acid

    Time frame: visit 1 (day 0); visit 2 (day 23 to 37); visit 3 (visit 2 + 60 ±15 days); visit 4 (visit 3 + 90±15 days)

    Concentration measured in blood samples

  34. TSH

    Time frame: visit 1 (day 0); visit 4 (visit 3 + 90±15 days)

    Concentration measured in blood samples

  35. Free thyroxin

    Time frame: visit 1 (day 0); visit 4 (visit 3 + 90±15 days)

    Concentration measured in blood samples

  36. ALAT

    Time frame: visit 1 (day 0); visit 2 (day 23 to 37); visit 3 (visit 2 + 60 ±15 days); visit 4 (visit 3 + 90±15 days)

    Concentration measured in blood samples

  37. ASAT

    Time frame: visit 1 (day 0); visit 2 (day 23 to 37); visit 3 (visit 2 + 60 ±15 days); visit 4 (visit 3 + 90±15 days)

    Concentration measured in blood samples

  38. Gamma-GT

    Time frame: visit 1 (day 0); visit 2 (day 23 to 37); visit 3 (visit 2 + 60 ±15 days); visit 4 (visit 3 + 90±15 days)

    Concentration measured in blood samples

  39. Alkaline Phosphatase

    Time frame: visit 1 (day 0); visit 2 (day 23 to 37); visit 3 (visit 2 + 60 ±15 days); visit 4 (visit 3 + 90±15 days)

    Concentration measured in blood samples

  40. Total bilirubin

    Time frame: visit 1 (day 0); visit 2 (day 23 to 37); visit 3 (visit 2 + 60 ±15 days); visit 4 (visit 3 + 90±15 days)

    Concentration measured in blood samples

  41. Serum iron

    Time frame: visit 1 (day 0); visit 2 (day 23 to 37); visit 3 (visit 2 + 60 ±15 days); visit 4 (visit 3 + 90±15 days)

    Concentration measured in blood samples

  42. Ferritin

    Time frame: visit 1 (day 0); visit 3 (visit 2 + 60 ±15 days); visit 4 (visit 3 + 90±15 days)

    Concentration measured in blood samples

  43. Transferrin saturation

    Time frame: visit 1 (day 0); visit 3 (visit 2 + 60 ±15 days); visit 4 (visit 3 + 90±15 days)

    Concentration measured in blood samples

  44. Functional class (NYHA, New York Heart Association)

    Time frame: visit 1 (day 0); visit 2 (day 23 to 37); visit 3 (visit 2 + 60 ±15 days); visit 4 (visit 3 + 90±15 days)

    Assessed by the medical doctors in the clinical appointments (I / II / III / IV)

  45. Quality of life (KCCQ, Kansas City Cardiomyopathy Questionnaire)

    Time frame: visit 1 (day 0); visit 3 (visit 2 + 60 ±15 days); visit 4 (visit 3 + 90±15 days)

    HR-QoL assessed by the Kansas City Cardiomyopathy Questionnaire a 12-item instrument. All items are measured on a Likert scale with 5-7 response options. KCCQ scores are scaled from 0 to 100 and summarized in 25-point ranges, where scores represent health status as follows: 0 to 24: very poor to poor; 25 to 49: poor to fair; 50 to 74: fair to good; and 75 to 100: good to excellent

  46. Dosage titration of sacubitril/valsartan up to the dose 97/103 mg (b.i.d.) at 3 months

    Time frame: visit 2 (day 23 to 37); visit 3 (visit 2 + 60 ±15 days)

    Assessed by the medical doctors in the clinical appointments

Sponsors and collaborators

Lead sponsor

Universidade do Porto

Other

Collaborators

  • Rede de Investigação em Saúde
  • Unidade de Investigação e Desenvolvimento Cardiovascular (UnIC)

Registry information

Official study title

Initiation of Angiotensin Receptor-neprilysin Inhibitor (ARNi) and Sodium-glucose Cotransporter-2 Inhibitors (SGLT2i) in Patients With Heart Failure With Reduced Ejection Fraction (HFrEF): the INITIATE-HFrEF Randomized Open-label Trial

Acronym: INITIATE

Important dates

Study start
2023
Primary completion
2025
Study completion
2025
First posted
Aug 14, 2023
Registry last updated
Nov 19, 2025

OpenTrials presents study information sourced from ClinicalTrials.gov. The official registry record should be consulted for the latest information.

View the official ClinicalTrials.gov record (opens in a new tab)

This listing is for discovery and informational purposes only. It is not medical advice, does not guarantee that a study is recruiting, and does not determine eligibility. Contact the study team and a qualified healthcare professional when considering participation.

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