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Completed

NCT Number: NCT06150079

Individualized PEEP Titration on Postoperative Pulmonary Complications

This study aims to investigate the effectiveness and safety of implementing a personalized positive end-expiratory pressure (PEEP) management strategy guided by esophageal pressure (Pes), as well as its potential to reduce the occurrence of postoperative pulmonary complications (PPCs) in elderly patients undergoing laparoscopic surgery.

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Key information

Age range

65 year and older

Sex eligibility

All sexes

Study type

Interventional

Phase

Not applicable

Primary location

180 Fenglin Road, Shanghai, China

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About this study

This trial is a single-blind, randomized, controlled, multicenter study. Elderly patients undergoing laparoscopic surgery under general anesthesia will be recruited according the inclusion and exclusion criteria. Participants in this study will be randomly assigned into two groups. The total sample size will be 232, with 116 participants in the experimental group and 116 participants in the control group. A stratified block randomization method will be employed, using the ARISCAT score for PPCs risk assessment and individual study centers as stratification factors. Anesthesia routine will be applied during pre-anesthetic preparation, anesthetic induction, maintenance and emergence except intraoperative respiratory management. In the control group, fixed PEEP of 3 cmH2O is applied throughout the procedure without lung recruitment maneuvers. While in the experimental group (Pes-Guided Group), continuous monitoring of end-expiratory esophageal pressure (Pes) is conducted. PEEP is chosen to maintain a positive transpulmonary pressure at end-expiration (PL = PEEP - Pes) after lung recruitment. PEEP titration following lung recruitment should be performed after endotracheal intubation or any procedure that may cause lung collapse, such as pneumoperitoneum, deflation or inflation of the endotracheal tube cuff, changes in position, or endotracheal suctioning. PEEP Titration is also required every hour after the establishment of pneumoperitoneum. Patients will be followed up within 7 days after surgery to assess basic vital signs, potential postoperative pulmonary complications (PPCs). Additionally, postoperative non-respiratory complications will be evaluated. Laboratory tests, the 15-item Quality of Recovery-15 (QoR-15) questionnaire, complications within 30 days after surgery, and 90-day survival rates will also be recorded.

Who can participate

Healthy volunteers accepted: No

Only the study team can determine whether someone qualifies for participation.

Inclusion criteria

  • Patients aged 65 years or older, male or female
  • Scheduled to perform major laparoscopic surgery under general anesthesia
  • Expected duration of surgery ≥ 2 hours
  • Written informed consent is obtainable either from the patient or from a legal surrogate

Exclusion criteria

  • BMI ≥ 35 kg/m2.
  • History of pulmonary surgery (of any type).
  • History of severe chronic obstructive pulmonary disease (COPD) requiring non-invasive ventilation and/or home oxygen therapy.
  • Patients on systemic corticosteroid treatment for acute chronic obstructive pulmonary disease exacerbation.
  • Severe pulmonary arterial hypertension, defined as systolic pulmonary artery pressure > 40 mmHg.
  • Heart failure according to the New York Heart Association classification (class III or IV), ongoing hemodynamic instability, or severe shock (determined by the attending internist, cardiac index < 2.5 L/min/m2, or the requirement for positive inotropic drugs to maintain blood pressure).
  • Severe cardiac disease (acute coronary syndrome according to Canadian Cardiovascular Society, atrial flutter/fibrillation, sustained ventricular tachyarrhythmias, metabolic equivalent of tasks (METs) < 4) (METs < 4, determined by the inability to climb ≥ 2 flights of stairs).
  • Severe liver or renal dysfunction (Child-Pugh score 10-15, serum creatinine ≥ 2 mg/dL, or patients requiring peritoneal dialysis or hemodialysis).
  • Neuromuscular disease (of any type).
  • History of bone marrow transplantation or recent history of immunosuppressive drugs (chemotherapy or radiotherapy within 2 months before surgery).
  • Mechanical ventilation duration > 30 minutes within the past 30 days (e.g., surgery under general anesthesia).
  • Requirement for one-lung ventilation.
  • History of acute respiratory distress syndrome with potential need for prolonged postoperative mechanical ventilation.
  • Planned re-intubation after surgery.
  • Pregnancy (excluded by medical history and/or laboratory tests).
  • Brain injury or tumor.
  • Requirement for prone or lateral position during surgery.
  • Severe esophagogastric varices.
  • Enrollment in other interventional studies or refusal to sign informed consent.

Treatment and study plan

Pes-Guided PEEP titration

Procedure

Lung recruitment is performed at each time point, involving a switch from volume-controlled (VCV) mode to pressure-controlled (PCV) mode with a pressure setting of 20 cmH2O, RR of 15 bpm, I:E ratio of 1:1, FiO2 of 0.4, and PEEP of 5 cmH2O. During lung recruitment, PEEP is gradually increased in increments of 5 cmH2O, maintained for 5 respiratory cycles until PEEP reaches 20 cmH2O and airway pressure reaches 40 cmH2O, and then maintained for 10 respiratory cycles. After lung recruitment, ventilation is adjusted based on the target PEEP. Each PEEP titration should ensure adequate muscle relaxation, volume status, and hemodynamic stability. PEEP is chosen to maintain a positive transpulmonary pressure at end-expiration (PL = PEEP - Pes). Each PEEP titration should ensure adequate muscle relaxation, volume status, and hemodynamic stability.

Primary outcomes

  1. postoperative pulmonary complications

    Time frame: within 7 days after surgery

    the incidence of postoperative pulmonary complications

Secondary outcomes

  1. airway peak pressure (cmH2O)

    Time frame: intraoperative

    intraoperative mechanical ventilation parameters

  2. plateau pressure

    Time frame: intraoperative

    intraoperative mechanical ventilation parameters

  3. positive end-expiratory pressure

    Time frame: intraoperative

    intraoperative mechanical ventilation parameters

  4. esophageal pressure (Pes)

    Time frame: intraoperative

    a classical and most widely used marker of pleural pressure which is usually measured by air-filled balloons

  5. driving pressure (cmH2O)

    Time frame: intraoperative

    intraoperative mechanical ventilation parameters

  6. transpulmonary pressure (PL)

    Time frame: intraoperative

    equal to the difference between alveolar pressure and pleural pressure

  7. dynamic lung compliance (mL/cmH20)

    Time frame: intraoperative

    Cdyn = Vt/(Ppeak - PEEP)

  8. static compliance (mL/cmH20)

    Time frame: intraoperative

    pulmonary compliance measured at a fixed volume with no airflow and fully relaxed muscles. static compliance = VT / (Pplat - PEEP)

  9. PaO2/FiO2 ratio

    Time frame: before surgery, intraoperative, and in post-anesthetic care unit

    the ratio of partial pressure of oxygen in arterial blood (PaO2) to the fraction of inspiratory oxygen concentration (FiO2), measured through blood gas analysis

  10. non-respiratory complications

    Time frame: within 7 days after surgery

    the incidence of stroke, myocardial infarction, acute renal failure, DIC, SIRS, sepsis, septic shock, wound infection

  11. QoR-15 scores

    Time frame: day 1 and day 7 after surgery, the day of discharge

    early quality of recovery

  12. unplanned reintubation

    Time frame: day 1 to day 7 after surgery

    the incidence of unplanned reintubation

  13. unplanned transfer to the ICU

    Time frame: day 1 to day 7 after surgery

    the incidence of unplanned transfer to the ICU

  14. duration of ICU stay

    Time frame: day 1 after surgery to the day of discharge, assessed up to 90 days

    duration of ICU stay

  15. length of hospital stay

    Time frame: from the day of admission to the day of discharge, assessed up to 90 days

    the number of days from a patient's hospital admission to discharge

  16. Interleukin-6 level

    Time frame: before surgery, before the end of surgery and in post-anesthetic care unit

    biological indices, result from blood sample

  17. Clara cell secretory protein-16 level

    Time frame: before surgery, before the end of surgery and in post-anesthetic care unit

    biological indices, result from blood samples

  18. soluble receptor for advanced glycation end product level

    Time frame: before surgery, before the end of surgery and in post-anesthetic care unit

    biological indices, result from blood samples

  19. angiopoietin-2 level

    Time frame: before surgery, before the end of surgery and in post-anesthetic care unit

    biological indices, result from blood samples

  20. plasminogen activator inhibitor-1

    Time frame: before surgery, before the end of surgery and in post-anesthetic care unit

    biological indices, result from blood samples

  21. mortality rates

    Time frame: at 90 days after surgery

    mortality rates

  22. complications

    Time frame: at 30 days after surgery

    including postoperative respiratory and non-respiratory complications

  23. vital signs

    Time frame: admission to operating room to day 7 after surgery, and the day of discharge

    vital signs will be recorded at any key time points from admission to operating room to extubation

  24. Vasoactive medications dosages

    Time frame: intraoperative

    Vasoactive medications includes norepinephrine, phenylephrine, ephedrine

Sponsors and collaborators

Lead sponsor

Shanghai Zhongshan Hospital

Other

Collaborators

  • Fudan University
  • Shanghai Geriatric Medical Center
  • Zhongshan Hospital (Xiamen), Fudan University

Registry information

Official study title

Effect of Individualized PEEP Titration on Postoperative Pulmonary Complications in Elderly Patients Undergoing Major Laparoscopic Surgery- A Multicenter Randomized Controlled Clinical Trial

Important dates

Study start
2023
Primary completion
2024
Study completion
2025
First posted
Nov 29, 2023
Registry last updated
Jul 11, 2025

OpenTrials presents study information sourced from ClinicalTrials.gov. The official registry record should be consulted for the latest information.

View the official ClinicalTrials.gov record (opens in a new tab)

This listing is for discovery and informational purposes only. It is not medical advice, does not guarantee that a study is recruiting, and does not determine eligibility. Contact the study team and a qualified healthcare professional when considering participation.

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