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NCT Number: NCT07437846

Impact of PEEP on Respiratory Effort During Assisted Ventilation

Assisted mechanical ventilation is widely used to preserve diaphragmatic activity and improve lung aeration in patients with acute respiratory failure. However, during assisted ventilation, excessive inspiratory effort may develop and contribute to lung injury, diaphragmatic overload, and patient self-inflicted lung injury.

Optimizing ventilator settings to modulate respiratory effort therefore represents a major physiological and clinical challenge.

Positive end-expiratory pressure (PEEP) is a key determinant of lung recruitment and respiratory system mechanics and may influence inspiratory effort by modifying lung volume, compliance, and respiratory drive. Despite its widespread use, PEEP titration in clinical practice is still mainly guided by oxygenation parameters, while its direct effects on inspiratory effort during assisted mechanical ventilation remain insufficiently characterized.

This physiological randomized crossover study aims to evaluate the effect of four predefined levels of positive end-expiratory pressure (0, 5, 10, and 15 cmH₂O) on the respiratory system and inspiratory effort in adult patients receiving assisted mechanical ventilation. Patients will be exposed to each PEEP level in randomized order, with stabilization and washout periods between conditions, while ventilatory support settings other than PEEP are kept constant.

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Key information

Age range

18 year and older

Sex eligibility

All sexes

Study type

Interventional

Phase

Not applicable

Primary location

Hospital Clinico UC

Santiago, Santiago Metropolitan, Chile

Location status: Recruiting

Location contact

Diego Lopez Arnello, Physioterapy

CONTACT

[email protected]

973805897

Diego Lopez Arnello, Physioterapy

PRINCIPAL_INVESTIGATOR

Felipe Damiani, PhD, Msc, Physioterapy

PRINCIPAL_INVESTIGATOR

Roque Basoalto, PhD, Msc, Physioterapy

CONTACT

[email protected]

+56 9 8446 3575

Roque Basoalto, PhD, Msc, Physioterapy

PRINCIPAL_INVESTIGATOR

Who can participate

Healthy volunteers accepted: No

Only the study team can determine whether someone qualifies for participation.

Inclusion criteria

  • Age ≥18 years.
  • ICU patients receiving invasive mechanical ventilation (endotracheal tube or tracheostomy).
  • Ventilated in an assisted mode with spontaneous breathing
  • Clinically stable to undergo protocolized PEEP changes.
  • Sedation level compatible with spontaneous breathing and ventilator triggering
  • Informed consent from the patient or legally authorized representative.

Exclusion criteria

  • Contraindication to esophageal balloon placement (if applicable).
  • Significant hemodynamic instability or unstable vasopressor requirements.
  • Unstable arrhythmia or active myocardial ischemia.
  • Undrained pneumothorax or major air leak.
  • Controlled ventilation without effective spontaneous effort (apnea, neuromuscular blockade, deep sedation).
  • Pregnancy
  • Acute or chronic neurological conditions that may impair respiratory drive or interfere with the regulation of spontaneous breathing.

Treatment and study plan

PEEP Level Adjustment

Other

Positive end-expiratory pressure (PEEP) will be adjusted to four predefined levels (0, 5, 10, and 15 cmH₂O) following a randomized crossover protocol during assisted mechanical ventilation. Only the PEEP level will be modified, while all other ventilator settings will be kept constant. Each PEEP level will be maintained for 15 minutes, followed by a 15-minute washout period between levels. Physiological measurements will be obtained during the last 5 minutes of each PEEP level, including respiratory effort assessed using invasive and non-invasive methods, respiratory mechanics, and hemodynamic parameters.

Other names: PEEP levels

Primary outcomes

  1. Esophageal pressure swing (ΔPes)

    Time frame: During the last 5 minutes of each PEEP level

    Esophageal pressure swing (ΔPes), defined as the absolute difference between end-expiratory and end-inspiratory esophageal pressure, measured using an esophageal balloon catheter.

  2. Pressure-time product per minute (PTPmin)

    Time frame: During the last 5 minutes of each PEEP level

    Pressure-time product per minute (PTPmin), expressed as cmH₂O·s/min, measured using an esophageal balloon catheter as an index of global inspiratory effort.

  3. Delta Pocc (ΔPocc)

    Time frame: During the last 5 minutes of each PEEP level

    Airway occlusion pressure-derived index (ΔPocc) obtained from brief ventilator-based airway occlusion maneuvers as a non-invasive measurement of inspiratory effort.

  4. Muscular Pressure Index (PMI)

    Time frame: During the last 5 minutes of each PEEP level

    Muscular Pressure Index (PMI) calculated from ventilator-based airway occlusion maneuvers as a non-invasive estimate of inspiratory muscle pressure.

Secondary outcomes

  1. Airway occlusion pressure at 100 ms (P0.1)

    Time frame: During the last 5 minutes of each PEEP level

    Airway occlusion pressure at 100 milliseconds (P0.1), measured by the mechanical ventilator as an index of respiratory drive.

  2. Respiratory system compliance (Cest)

    Time frame: During the last 5 minutes of each PEEP level

    Static compliance of the respiratory system (Cest) measured during assisted mechanical ventilation at each PEEP level.

  3. Driving pressure

    Time frame: During the last 5 minutes of each PEEP level

    Driving pressure calculated as the difference between airway plateau pressure and total PEEP during assisted mechanical ventilation at each PEEP level.

  4. Plateau pressure

    Time frame: During the last 5 minutes of each PEEP level

    Airway plateau pressure measured during assisted mechanical ventilation at each PEEP level.

  5. Hemodynamic response

    Time frame: During the last 5 minutes of each PEEP level

    Hemodynamic response assessed using heart rate, arterial blood pressure, respiratory rate and oxygen saturation during assisted mechanical ventilation at different PEEP levels.

  6. Gas exchange (SaFi index)

    Time frame: During the last 5 minutes of each PEEP level

    Gas exchange assessed using the SaFi index (SpO₂/FiO₂ ratio) at each PEEP level.

  7. Dynamic transpulmonary pressure

    Time frame: During the last 5 minutes of each PEEP level

    ynamic transpulmonary pressure calculated during assisted mechanical ventilation using airway pressure and esophageal pressure measurements obtained with an esophageal balloon catheter.

Study contacts

Contact information is provided by the study sponsor or research team.

Diego Lopez Arnello, Physioterapy

CONTACT

[email protected]

+56973805897

Felipe Damiani, PhD, Msc, Physioterapy

CONTACT

+56 9 6669 8823

Sponsors and collaborators

Lead sponsor

Pontificia Universidad Catolica de Chile

Other

Collaborators

  • Clínica Universidad de los Andes

Registry information

Official study title

Impact of Positive End-Expiratory Pressure on the Modulation of Respiratory Effort During Assisted Ventilation: A Physiological Randomized Crossover Study

Acronym: PEEP-EFFORT

Important dates

Study start
2025
Primary completion
2026
Study completion
2026
First posted
Feb 27, 2026
Registry last updated
Feb 27, 2026

OpenTrials presents study information sourced from ClinicalTrials.gov. The official registry record should be consulted for the latest information.

View the official ClinicalTrials.gov record (opens in a new tab)

This listing is for discovery and informational purposes only. It is not medical advice, does not guarantee that a study is recruiting, and does not determine eligibility. Contact the study team and a qualified healthcare professional when considering participation.

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