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NCT Number: NCT03820063

Image-guided De-escalation of Neo-adjuvant Chemotherapy in HER2-positive Breast Cancer: the TRAIN-3 Study

This is a multicenter, single arm, phase II study evaluating the efficacy of image-guided de-escalating neoadjuvant treatment with paclitaxel, Herceptin® (trastuzumab), carboplatin, and pertuzumab (PTC-Ptz) in stage II-Ill HER2-positive breast cancer.

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Key information

Age range

18 year and older

Sex eligibility

All sexes

Study type

Interventional

Phase

Phase 2

Primary location

Jeroen Bosch Ziekenhuis, 's-Hertogenbosch, Netherlands

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About this study

High pathological complete response (pCR)-rates are seen using different neoadjuvant chemotherapy schedules with trastuzumab and pertuzumab in HER2-positive stage II - III breast cancer patients. Total pCR rates in breast and axilla have been described as high as 64%, and with an even higher rate of >80% in patients with HER2-positive and hormone receptor (HR) negative tumors. PCR is associated with better long-term outcomes in patients with HER2-positive breast cancer. Three year progression-free survival ranges between 85-90%. Neoadjuvant treatment of HER2-positive breast cancer typically consists of six to nine cycles of treatment. Longer duration of treatment is associated with higher pCR-rates but gives more toxicity. Pathological complete responses are sometimes seen after only 10-12 days of neoadjuvant treatment. It is therefore important to investigate which patients can safely be treated with less than six cycles of chemotherapy and who requires more than six cycles for maximum activity.

The radiologic response of a breast tumor after neoadjuvant therapy is predictive of the pathologic response, although the accuracy differs between breast cancer subtypes. It is hypothesized that patients with an early complete radiologic response may not benefit from additional chemotherapy and can be referred for early surgery. Patients who have not achieved pCR after early surgery despite radiologic complete response (rCR) are candidates for further adjuvant chemotherapy to complete the initially planned number of treatment cycles and maintain maximum treatment activity. Imaged guided de-escalation in which the number of treatment cycles is determined by the radiologic response could thus reduce toxicity in neoadjuvant treatment while maintaining activity.

This study will evaluate the efficacy of image-guided de-escalation of neoadjuvant chemotherapy in patients with HER2-positive breast cancer.

To maintain efficacy, patients who do not achieve pCR will complete a total of nine cycles taxane-containing chemotherapy followed by 14 cycles of treatment with adjuvant T-DM1. Patients who achieve early pCR will continue treatment with Herceptin® and pertuzumab to complete one full year of treatment.

Who can participate

Healthy volunteers accepted: No

Only the study team can determine whether someone qualifies for participation.

Inclusion criteria

  • Histologically confirmed primairy infiltrating breast cancer.
  • Stage II or Ill disease.
  • Overexpression and/or amplification of HER2 in an invasive component of the core biopsy.
  • Age <:18
  • ECOG Group performance status
  • LVEF >50% measured by echocardiography, MRI or MUGA
  • Known HR-status ( in percentages)

Exclusion criteria

  • Previous radiation therapy of chemotherapy
  • Pregnancy or breastfeeding
  • Evidence of distant metastases
  • Evidence of bilateral infiltrating breast cancer
  • Concurrent anti-cancer treatment or another investigational drug

Treatment and study plan

PTC-Pz

Drug
  • Paclitaxel 80mg/m2 administered intravenously on day 1 and day 8
  • Herceptin® 6mg/kg administered intravenously on day 1 (loading dose 8mg/kg) or Herceptin® administered subcutaneously 600mg on day 1
  • Carboplatin AUC 6mg•ml/min administered intravenously on day 1
  • Pertuzumab 420mg administered intravenously on day 1 (loading dose 840mg)
  • Treatment cycles are repeated on day 22

In case of non pCR; Adjuvant T-DM1, 3.6mg/kg Q 22 days, for 14 cycles.

Primary outcomes

  1. Event free survival at three years

    Time frame: 3 years

    Number of patients without progression of disease recurrence, second primary or death

Secondary outcomes

  1. Overall survival at three years

    Time frame: 3 years

    Number of patients alive at three years

  2. Pathologic complete response in breast and axilla

    Time frame: an average of 6 months

    Number of patients with absence of invasive tumor cells in breast and axilla at surgery

  3. Radiologic complete response

    Time frame: an average of 6 months

    Number of patients with absence of pathologic enhancement on MRI

  4. Number of neoadjuvant chemotherapy cycles administered

    Time frame: an average of 1 year

    Number of neoadjuvant chemotherapy cycles administered per patient

  5. Number of radical and non-radical resections

    Time frame: an average of 6 months

    Number of patients with radical and non-radical resections

  6. Incidence and severity of adverse events

    Time frame: an average of 1 year

    Number of patients with toxicity grade >= 3 (CTCAE v5.0) until 30 days after last adjuvant administration

  7. Incidence and severity of cardiotoxicity and neuropathy

    Time frame: an average of 1 year

    Number of patients with cardiotoxicity and neuropathy grade >= 2 (CTCAE v5.0) until 30 days after last adjuvant administration

  8. Incidence of symptomatic LVSD (heart failure),

    Time frame: an average of 1 year

    Number of patients with an asymptomatic decline in LVEF requiring treatment or leading to discontinuation of pertuzumab and Herceptin, or a decrease ≥10 percentage points from baseline to a LVEF <50%

  9. Grade ≥3 laboratory test abnormalities

    Time frame: an average of 1 year

    Number of patients with Grade ≥3 laboratory test abnormalities

  10. Incidence of number of tumor positive Vacuum Assisted Core Biopsy

    Time frame: an average 6 months

    Number of patients with tumor present at Vacuum Assisted Core Biopsy at the moment of radiological complete response on MRI

Sponsors and collaborators

Lead sponsor

Borstkanker Onderzoek Groep

Network

Collaborators

  • BOOG Study Center
  • Roche Pharma AG

Registry information

Acronym: TRAIN-3

Important dates

Study start
2019
Primary completion
2022
Study completion
2032
First posted
Jan 29, 2019
Registry last updated
Sep 19, 2025

OpenTrials presents study information sourced from ClinicalTrials.gov. The official registry record should be consulted for the latest information.

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This listing is for discovery and informational purposes only. It is not medical advice, does not guarantee that a study is recruiting, and does not determine eligibility. Contact the study team and a qualified healthcare professional when considering participation.

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