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NCT Number: NCT07588360

Haplo-Cord HSCT for AML/MDS

This study aims to investigate the clinical efficacy of haploidentical-cord blood hematopoietic stem cell transplantation in patients with acute myeloid leukemia (AML) and high-risk myelodysplastic syndromes (MDS), and to analyze the impact of different engraftment patterns (haploidentical engraftment versus cord blood engraftment) on clinical outcomes. By comparing the efficacy of haploidentical-cord blood transplantation in different subtypes of AML and MDS, this research will explore its unique advantages and comparative effectiveness relative to conventional transplantation strategies, so as to provide new evidence for clinical practice.

Specific research objectives I. To evaluate the efficacy of haploidentical-cord blood hematopoietic stem cell transplantation for AML and high-risk MDS, including the speed of hematopoietic recovery, immune tolerance, and long-term survival rates.

II. To compare the effects of different engraftment patterns (haploidentical engraftment vs. cord blood engraftment) on quality of life, immune tolerance, early complications, and long-term prognosis.

III. To identify the clinical advantages and indications of haploidentical-cord blood transplantation through data analysis, and to provide a theoretical basis for clinical decision-making.

Novelty of the Study I. Innovation in Hematopoietic Stem Cell Infusion Schedule The present study employs a sequential infusion strategy: haploidentical stem cells are infused on Day 0, and umbilical cord blood cells are infused on Day +6 after transplantation.In contrast to the conventional approach used at most domestic and international centers (including the uzhou Protocol), in which both stem cell sources are infused simultaneously on Day 0, the current protocol delays cord blood infusion. This design confers potential advantages for immune reconstitution and long-term cord blood engraftment.

II. Unique Myeloablative Conditioning Regimen

The conditioning regimen used in this study is as follows:

Fludarabine 25 mg/m² for 5 days, Cytarabine 2 mg/m² for 5 days, intravenous Busulfan 3.2 mg/kg for 3 days, ATG 5 mg/m² for 2 days, Melphalan 60 mg/m² for 2 days, and CTX 50.0 mg/kg daily for 2 days.

(For patients in complete remission (CR) with negative MRD before transplantation, Fludarabine and Cytarabine are administered for 3 days instead of 5 days.) Distinct from regimens at other centers, our team administers cyclophosphamide within the critical window after haploidentical stem cell infusion but before cord blood infusion, establishing a novel sequential conditioning model. This approach balances myeloablative intensity and immunomodulation, creating a favorable environment for subsequent long-term cord blood engraftment.

III. Engraftment Outcomes and Clinical Value Preliminary clinical experience demonstrates that haplo-cord sequential transplantation following the FA5Cy2Bu3 conditioning regimen combined with low-dose ATG/PTCY can achieve long-term cord blood engraftment in approximately 50% of patients.

By comparison, other domestic protocols (e.g., the Suzhou Protocol) rarely result in sustained cord blood engraftment.

Achievement of long-term cord blood engraftment is clinically meaningful for reducing relapse rates, lowering the incidence and severity of graft-versus-host disease (GVHD), and improving patient prognosis. These outcomes represent a key advantage of the present protocol.

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Key information

Age range

14 year–60 year

Sex eligibility

All sexes

Study type

Interventional

Phase

Not applicable

Primary location

Fujian Medical University Union Hospital, Fuzhou, Fujian, China

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About this study

Acute myeloid leukemia (AML) and high-risk myelodysplastic syndromes (MDS) are common and rapidly progressive malignant hematologic disorders associated with poor prognosis without effective intervention. Allogeneic hematopoietic stem cell transplantation (allo-HSCT) remains the only first-line therapeutic strategy with curative potential for long-term remission or even definitive cure. However, the efficacy of conventional transplantation approaches is limited by multiple factors, particularly the management of graft-versus-host disease (GVHD) and disease recurrence. Balancing the graft-versus-leukemia (GVL) effect against residual leukemia while effectively mitigating GVHD represents an unresolved challenge in current transplantation strategies.

Although an HLA-matched donor is the optimal choice, access to such donors is restricted by time constraints and availability. In recent years, the widespread use of haploidentical donors has dramatically improved transplant accessibility, enabling nearly all patients to identify a suitable donor. China has emerged as a global leader in the development and application of haploidentical transplantation. Nevertheless, the established Beijing Protocol and the Baltimore post-transplantation cyclophosphamide (PTCY) regimen each have distinct limitations: the former is associated with high engraftment rates and low relapse incidence but a relatively high rate of chronic GVHD (approximately 20%), whereas the latter reduces GVHD risk but carries higher rates of engraftment failure and disease relapse.

Umbilical cord blood transplantation (UCBT) represents an alternative donor source, whose inherent immune properties offer the potential to reduce GVHD while preserving the GVL effect. However, the limited cell dose in single cord blood units results in delayed hematopoietic reconstitution, high infection rates, and elevated early mortality, restricting its broader application in adult patients.

Against this background, transplantation strategies combining the advantages of different donor sources have become a major research focus. The 'haplo-cord hematopoietic stem cell transplantation' strategy, which combines haploidentical peripheral blood stem cells with unrelated umbilical cord blood stem cells, has been proposed. This approach integrates the rapid hematopoietic engraftment of haploidentical stem cells with the immunomodulatory properties of cord blood, thereby accelerating hematopoietic recovery and reducing the risk of acute and chronic GVHD. Furthermore, the incorporation of immunomodulatory agents such as low-dose anti-thymocyte globulin (ATG) and post-transplantation cyclophosphamide (PTCY) has led to simultaneous control of both transplantation-related mortality and relapse.

Domestic investigators reported that patients with relapsed/refractory acute leukemia (r/r-AL) who received combined haplo-HSCT and UCB-assisted transplantation exhibited superior leukemia-free survival and lower relapse rates compared with haploidentical transplantation alone, with 2-year overall survival, progression-free survival, cumulative incidence of relapse, and non-relapse mortality of 35.5%, 35.5%, 25.9%, and 38.0%, respectively. An international study comparing double UCBT (dUCBT) with haplo-cord transplantation for hematologic malignancies demonstrated that haplo-cord transplantation was associated with faster neutrophil and platelet engraftment, lower risks of grade II-IV acute GVHD and chronic GVHD, reduced relapse risk, and superior GVHD- and relapse-free survival compared with dUCBT.

In recent years, with the increasing incidence of AML and MDS, post-transplant relapse has become the primary obstacle to long-term therapeutic success. International multicenter data indicate that disease relapse remains the leading cause of transplant failure (59% for matched sibling donors vs. 51% for unrelated donors), followed by severe GVHD and infection. Although conventional strategies including re-induction chemotherapy, second transplantation, and donor lymphocyte infusion (DLI) have been explored, their efficacy is limited by high relapse rates, severe toxicities, and modest survival benefits, failing to meet current clinical needs.

Therefore, the development of novel transplantation models that enhance GVL while controlling GVHD has become an urgent bottleneck to address. Combined donor transplantation strategies represent one promising approach toward this goal. To date, several countries have conducted exploratory studies of the haplo-cord regimen, reporting faster hematopoietic recovery, lower rejection risk, and reduced relapse rates. Multiple centers in China have also initiated clinical validation with encouraging results.

The applicant's research team has developed and implemented a haplo-cord HSCT protocol based on low-dose ATG plus PTCY, with proven safety and efficacy in clinical practice. Compared with conventional haploidentical or single cord blood transplantation, this regimen achieved significantly higher relapse-free survival in patients with relapsed/refractory disease, effectively reduced the incidence of chronic GVHD, and improved quality of life and survival expectancy, with 2-year overall survival, disease-free survival, and GVHD- and relapse-free survival of 64.9%, 64.5%, and 60.8%, respectively. Notably, nearly half of the patients achieved dominant cord blood engraftment, challenging the traditional view that cord blood serves only an auxiliary role.

In the present prospective multicenter cohort study, we aim to further investigate the long-term efficacy of this combined transplantation strategy in patients with AML and high-risk MDS. By comparing immune reconstitution, relapse rates, GVHD, and other prognostic outcomes between cord blood-dominant and haploidentical-dominant engraftment, we intend to define its optimal indications and establish high-level evidence to optimize hematopoietic stem cell transplantation regimens.

This study aims to investigate the clinical efficacy of haploidentical-cord blood hematopoietic stem cell transplantation in patients with acute myeloid leukemia (AML) and high-risk myelodysplastic syndromes (MDS), and to analyze the impact of different engraftment patterns (haploidentical engraftment versus cord blood engraftment) on clinical outcomes. By comparing the efficacy of haploidentical-cord blood transplantation in different subtypes of AML and MDS, this research will explore its unique advantages and comparative effectiveness relative to conventional transplantation strategies, so as to provide new evidence for clinical practice.

Specific research objectives: 1. To evaluate the efficacy of haploidentical-cord blood hematopoietic stem cell transplantation for AML and high-risk MDS, including the speed of hematopoietic recovery, immune tolerance, and long-term survival rates. 2. To compare the effects of different engraftment patterns (haploidentical engraftment vs. cord blood engraftment) on quality of life, immune tolerance, early complications, and long-term prognosis. 3. To identify the clinical advantages and indications of haploidentical-cord blood transplantation through data analysis, and to provide a theoretical basis for clinical decision-making.

Who can participate

Healthy volunteers accepted: No

Only the study team can determine whether someone qualifies for participation.

Inclusion criteria

  • Age between 14 and 60 years, with no gender restriction.
  • Intermediate- or high-risk AML in first complete remission (CR1).
  • AML in second or subsequent complete remission (≥ CR2).
  • Relapsed or refractory AML.
  • Low-risk AML meeting any of the following: Failure to achieve a ≥3-log reduction in RUNX1::RUNX1T1 transcript level compared with baseline after 2 consolidation cycles, or loss of major molecular remission (MMR) within 6 months; CBFB::MYH11/ABL ratio > 0.1% at any time point after 2 consolidation cycles in patients with CBFB::MYH11-rearranged AML; Presence of D816 KIT mutation in patients with CBFB::MYH11-rearranged AML; Flow cytometry-positive MRD at any time point after 2 consolidation cycles in patients with CEBPA double-mutant AML; Persistently positive MRD after chemotherapy in patients with NPM1-mutated AML.
  • Intermediate-2 or high-risk MDS according to the IPSS scoring system.
  • Adequate general health status and ability to tolerate hematopoietic stem cell transplantation.
  • Provision of signed informed consent and willingness to comply with study-required follow-up and examinations.

Exclusion criteria

  • Prior history of other hematopoietic stem cell transplantation.
  • History of ex vivo T-cell-depleted stem cell transplantation.
  • Survival duration of less than 1 month after transplantation.
  • Severe organ dysfunction, including significant impairment of hepatic, renal, cardiac, or pulmonary function.
  • Active severe infection, such as uncontrolled pneumonia, sepsis, or other systemic infections.
  • History of severe hypersensitivity reactions to study medications, including cyclophosphamide or anti-thymocyte globulin (ATG).
  • Presence of severe psychiatric disorders or cognitive impairment that precludes compliance with study treatment and follow-up.
  • Pregnant or lactating women.
  • Concurrent malignancy of other organ system.
  • Any other medical conditions deemed inappropriate for study participation by the treating investigators.

Treatment and study plan

haplo-cord HSCT

Procedure

Patients with disease status in CR and MRD-negative before transplantation received the FA3Cy2Bu3 regimen:

Fludarabine 25 mg/m² for 3 days, Cytarabine 2 mg/m² for 3 days, intravenous Busulfan 3.2 mg/kg for 3 days, ATG 5 mg/m² for 2 days, Melphalan 60 mg/m² for 2 days, and CTX 50.0 mg/kg daily for 2 days.

All other patients received the FA5Cy2Bu3 regimen:

Fludarabine 25 mg/m² for 5 days, Cytarabine 2 mg/m² for 5 days, intravenous Busulfan 3.2 mg/kg for 3 days, ATG 5 mg/m² for 2 days, Melphalan 60 mg/m² for 2 days, and CTX 50.0 mg/kg daily for 2 days.

Following the conditioning regimen, patients underwent haploidentical-cord blood hematopoietic stem cell transplantation.

Haploidentical hematopoietic stem cells were infused on day 0, and umbilical cord blood hematopoietic stem cells were infused on day 6.

Fludarabine, Cytarabine, Busulfan, Antithymocyte Globulin (ATG), Melphalan, Cyclophosphamide (CTX)

Drug

Patients with disease status in CR and MRD-negative before transplantation received the FA3Cy2Bu3 regimen:

Fludarabine 25 mg/m² for 3 days, Cytarabine 2 mg/m² for 3 days, intravenous Busulfan 3.2 mg/kg for 3 days, ATG 5 mg/m² for 2 days, Melphalan 60 mg/m² for 2 days, and CTX 50.0 mg/kg daily for 2 days.

All other patients received the FA5Cy2Bu3 regimen:

Fludarabine 25 mg/m² for 5 days, Cytarabine 2 mg/m² for 5 days, intravenous Busulfan 3.2 mg/kg for 3 days, ATG 5 mg/m² for 2 days, Melphalan 60 mg/m² for 2 days, and CTX 50.0 mg/kg daily for 2 days.

Following the conditioning regimen, patients underwent haploidentical-cord blood hematopoietic stem cell transplantation.

Haploidentical hematopoietic stem cells were infused on day 0, and umbilical cord blood hematopoietic stem cells were infused on day 6.

Primary outcomes

  1. Overall Survival (OS)

    Time frame: 3 years after transplantation

Secondary outcomes

  1. Progression-Free Survival(PFS)

    Time frame: 3 years after transplantation

  2. Disease-Free Survival(DFS)

    Time frame: 3 years after transplantation

  3. GVHD and Relapse-Free Survival(GRFS)

    Time frame: 3 years after transplantation

  4. Non-Relapse Mortality(NRM)

    Time frame: 3 years after transplantation

Study contacts

Contact information is provided by the study sponsor or research team.

Lihua Wu, MD

CONTACT

[email protected]

+86 18359180265

Nainong Li, MD

CONTACT

[email protected]

+86 13365910189

Sponsors and collaborators

Lead sponsor

Fujian Medical University Union Hospital

Other

Registry information

Official study title

Haploidentical Combined With Cord Blood Hematopoietic Stem Cell Transplantation for Acute Myeloid Leukemia and Myelodysplastic Syndromes: A Prospective, Multicenter Clinical Study

Important dates

Study start
2025
Primary completion
2028
Study completion
2029
First posted
May 14, 2026
Registry last updated
Jun 10, 2026

OpenTrials presents study information sourced from ClinicalTrials.gov. The official registry record should be consulted for the latest information.

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This listing is for discovery and informational purposes only. It is not medical advice, does not guarantee that a study is recruiting, and does not determine eligibility. Contact the study team and a qualified healthcare professional when considering participation.

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