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Completed

NCT Number: NCT04820478

Efficacy and Tolerability of Beta Hydroxybutyrate Ester in Patients With Amyotrophic Lateral Sclerosis (ALS)

Weight loss is a known negative prognostic factor in amyotrophic lateral sclerosis (ALS). One potential mechanism of weight loss in ALS is a disturbance of the mitochondrial complex I which causes an energy deficit in affected cells. Over the last years, various interventional studies targeting the energy deficit in ALS yielded promising results; however,it is still unclear which kind of nutrition or nutritional supplement is most beneficial. Ketone bodies represent a logical therapeutic option in ALS as ketone bodies are an extremely high-energetic substrate which yields the double amount of adenosine triphosphate (ATP) per mole compared to glucose. The human liver is able to synthesize ketone bodies (beta-hydroxybutyrate, acetone, and aceto-acetate) from fat in times of glucose shortage, for example after a prolonged period of fasting. This metabolic shift is the underlying principle of the ketogenic diet, a carbohydrate-free, fat-rich diet which has been successfully tested in other neurodegenerative diseases such as Alzheimer's and Parkinson's disease. In the ALS mouse model, a ketogenic diet was associated with a slower decline of motor function. However, a ketogenic diet is difficult to implement in ALS as it requires a long-term change of eating habits, which is difficult to achieve due to progressive dysphagia, fast worsening of general condition, and limited survival. Therefore, the direct administration of ketone bodies yields a more realistic alternative in ALS as it is easy to apply and allows to maintain the usual eating habits. In this study, we hypothesize that the administration of 3 x 10 g beta hydroxybutyrate ester per day (in addition to normal food intake and the standard medication of 2 x 50 mg riluzole) slows down disease progression as measured by neurofilament light chains (NfL) in serum after 6 months compared to placebo. Power calculation relies on the results of the lipids and calories for ALS (LIPCAL-ALS) study which tested the effect of a high-caloric fatty nutritional supplement in ALS. The study revealed that NfL serum values declined significantly in the intervention group while remaining stable in the placebo group over the course of the study. Assuming a similar effect size for ketone bodies, we calculated that 76 patients had to be included in the current trial.

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Key information

Age range

18 year and older

Sex eligibility

All sexes

Study type

Interventional

Phase

Not applicable

Primary location

University of Ulm

Ulm, Baden-Wurttemberg, 89081, Germany

Who can participate

Healthy volunteers accepted: No

Only the study team can determine whether someone qualifies for participation.

Inclusion criteria

  • Probable (clinically or laboratory) or definite ALS according to the revised version of the El Escorial World Federation of Neurology criteria
  • loss of Amyotrophic Lateral Sclerosis Functional Rating Scale Revised (ALSFRS-R) of ≥ 0.33 points per month since onset (first paresis), based on the formula: (48 - score at screening visit) / (months between onset and screening visit)
  • age ≥ 18 years
  • continuously treated with 100 mg riluzole per day for at least 4 weeks
  • capable of thoroughly understanding all information given and giving full informed consent according to good clinical practice (GCP)

Exclusion criteria

  • hyperinsulinism
  • pyruvate decarboxylase deficit
  • disturbance of fatty acid oxidation
  • disturbance of gluconeogenesis
  • acute porphyria
  • metabolism disorders which prevent utilization or degradation of ketone bodies
  • severe gastro-esophageal reflux
  • renal insufficiency (medical history and/or elevated serum creatinine levels and/or glomerular filtration rate (GFR) <90 ml/min
  • previous participation in another interventional study within the preceding 4 weeks
  • tracheostomy
  • pregnancy or breast-feeding females
  • evidence of a major psychiatric disorder or clinically evident dementia
  • intake of diuretics
  • severe dysphagia
  • nutrition via percutaneous endoscopic gastrostomy (PEG)
  • electrolyte or acid-base imbalance
  • heart failure New York Heart Association (NYHA) II or above

Treatment and study plan

Beta Hydroxybutyrate Ester (KetoneAid KE4)

Dietary Supplement

see arm/group description

Placebo

Dietary Supplement

see arm/group description

Primary outcomes

  1. Neurofilament Light Chain

    Time frame: 6 months

    Neurofilament Light Chain (NfL) serum levels

Secondary outcomes

  1. Survival

    Time frame: 6 months

    Survival (time to death or tracheostomy)

  2. Amyotrophic Lateral Sclerosis Functional Rating Scale Revised

    Time frame: 6 months

    Amyotrophic Lateral Sclerosis Functional Rating Scale Revised (ALSFRS-R) score, measured as individual slope (loss of points per month)

  3. Body Mass Index

    Time frame: 6 months

    Body Mass Index (BMI), weight (in kg) and height (in m) will be combined to report BMI in kg/m^2

  4. Slow Vital Capacity

    Time frame: 6 months

    Slow Vital Capacity (sVC)

  5. Resting Energy Expenditure

    Time frame: 6 months

    Resting Energy Expenditure (REE), measured by indirect calorimetry

  6. Fatt mass

    Time frame: 6 months

    Fat mass (% of total body mass), measured by bioelectrical impedance analysis (BIA)

  7. Total Body Water

    Time frame: 6 months

    total body water (% of total body mass), measured by bioelectrical impedance analysis (BIA)

  8. Muscle Mass

    Time frame: 6 months

    muscle mass (% of total body mass) measured by bioelectrical impedance analysis (BIA)

  9. Fat Free Mass

    Time frame: 6 months

    fat free mass (% of total body mass), measured by bioelectrical impedance analysis (BIA)

  10. Body Cell Mass

    Time frame: 6 months

    body cell mass (% of total body mass), measured by bioelectrical impedance analysis (BIA)

  11. Extracellular Mass

    Time frame: 6 months

    extracellular mass (% of total body mass), measured by bioelectrical impedance analysis (BIA)

  12. Lean Body Mass

    Time frame: 6 months

    lean body mass (% of total body mass), measured by bioelectrical impedance analysis (BIA)

  13. Individual Quality of Life

    Time frame: 6 months

    Individual Quality of Life, measured by the Euro Quality of Life (EQ-5D-5L) questionnaire

  14. Neurofilament Phosphorylated Heavy Chain

    Time frame: 6 months

    Neurofilament Phosphorylated Heavy Chain (pNfH) in cerebrospinal fluid (CSF)

  15. Beta Hydroxybutyrate

    Time frame: 6 months

    Beta Hydroxybutyrate serum levels

  16. Acetone

    Time frame: 6 months

    Acetone concentration in urine

  17. Appetite

    Time frame: 6 months

    Appetite, measured by the Council of Appetite Questionnaire (CNAQ)

  18. Eating Habits

    Time frame: 6 months

    Eating Habits, evaluated by the Ulm Nutrition Questionnaire (UNQ; see LIPCAL study)

  19. Adverse Events

    Time frame: 6 months

    Terms and frequencies of Adverse Events (AEs) and Serious Adverse Events (SAEs)

Sponsors and collaborators

Lead sponsor

University of Ulm

Other

Registry information

Acronym: KETO-ALS

Important dates

Study start
2022
Primary completion
2025
Study completion
2025
First posted
Mar 29, 2021
Registry last updated
May 1, 2026

OpenTrials presents study information sourced from ClinicalTrials.gov. The official registry record should be consulted for the latest information.

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This listing is for discovery and informational purposes only. It is not medical advice, does not guarantee that a study is recruiting, and does not determine eligibility. Contact the study team and a qualified healthcare professional when considering participation.

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