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NCT Number: NCT07457528

Efficacy and Safety of Neo-CRT Plus Serplulimab, Nimotuzumab in Patients With Locally Advanced Resectable ESCC

This trial is conducted in patients with resectable locally advanced esophageal squamous cell carcinoma. The investigators plan to enroll 46 patients with resectable locally advanced esophageal cancer in Tianjin cancer hospital. Patients will be treated with serplulimab, nimotuzumab plus concurrent chemoradiotherapy (41.4Gy/1.8Gy/23F) . Six to eight weeks after the completion of neoadjuvant chemoradiotherapy, patients who are considered operable by surgeons will undergo radical resection of esophageal cancer. Postoperative pathological assessment includes MPR rate, pCR rate, and pathological response grade, etc. This trial aims to explore the safety and efficacy of adding serplulimab and nimotuzumab to neoadjuvant chemoradiotherapy, with a focus on whether the combined treatment regimen can enhance the efficacy and safety of neoadjuvant chemoradiotherapy.

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Key information

Age range

18 year–75 year

Sex eligibility

All sexes

Study type

Interventional

Phase

Phase 2

Primary location

Tianjin Medical University Cancer Institute & Hospital

Tianjin, Tianjin Municipality, China

Location status: Recruiting

Location contact

Lei Gong, MD

CONTACT

[email protected]

13820389526

Who can participate

Healthy volunteers accepted: No

Only the study team can determine whether someone qualifies for participation.

Inclusion criteria

  • Sign an informed consent form.
  • Age ≥ 18 years, ≤ 75 years, both genders are eligible.
  • Patients with histologically confirmed clinical stage of locally advanced (cT1N2-3M0 or cT2-4aN0-3M0) thoracic esophageal squamous cell carcinoma (8th UICC-TNM staging).
  • ECOG: 0-1.
  • Expected to achieve R0 resection.
  • No prior treatment for the primary esophageal tumor, including drug therapy, surgery, and radiotherapy.
  • No suspicious metastatic lymph nodes in the neck as suggested by neck enhanced CT or neck ultrasound; no systemic metastasis on imaging studies.
  • Measurable lesions according to RECIST 1.1 criteria.
  • Important organ functions meet the following requirements:
  • Absolute neutrophil count ≥ 1.5×10^9, platelets ≥ 80×10^9, hemoglobin ≥ 90g/L;
  • Total bilirubin level ≤ 1.5 times the upper limit of normal (ULN), aspartate aminotransferase (AST) and alanine aminotransferase (ALT) levels ≤ 2.5 times ULN (for patients with liver metastasis, AST and ALT levels ≤ 5 times ULN);
  • Serum creatinine ≤ 1.5 times ULN or creatinine clearance rate ≥ 60 ml/min (Cockcroft-Gault formula);
  • Serum albumin ≥ 28g/L;
  • Doppler ultrasound assessment: Left ventricular ejection fraction (LVEF) ≥ lower limit of normal (50%);
  • Pulmonary function: FEV1/FVC ≥ 70%, FEV1 ≥ 50% of normal value, DLCO (diffusing capacity of the lung for carbon monoxide) measured value to predicted value percentage > 80%.
  • Women of childbearing age must agree to use contraception (such as intrauterine device, contraceptive pills, or condoms) during the study and for 6 months after the study ends; negative serum or urine pregnancy test within 7 days before study enrollment, and must be non-lactating patients; men must agree to use contraception during the study and for 6 months after the study ends.
  • Must understand and sign the informed consent form.

Exclusion criteria

  • Within the past six months, received EGFR monoclonal antibodies or EGFR-TKIs.
  • Participated in other interventional clinical trials within 30 days prior to screening.
  • Have severe comorbidities, such as heart failure, high-risk uncontrollable arrhythmias, severe myocardial infarction, refractory hypertension, renal failure (CKD stage 4 or higher), thyroid dysfunction, mental disorders, diabetes, severe chronic diarrhea (more than 7 bowel movements per day), etc., and those deemed unsuitable for this clinical study by the investigator.
  • Patients with brain metastases with symptoms or symptom control for less than 3 months.
  • History of other malignancies (except for cured in situ cervical cancer or skin basal cell carcinoma, and other malignancies cured for more than 5 years).
  • Presence of active infection or active infectious disease.
  • Multifocal esophageal malignant tumors or presence of esophageal fistula or perforation signs.
  • Imaging shows tumor invasion of important blood vessels, or the investigator determines that the tumor is highly likely to invade important blood vessels during the subsequent study period, leading to fatal major bleeding.
  • Allergy to the drugs used in this protocol or their components.
  • According to the Common Terminology Criteria for Adverse Events (NCI CTCAE V5.0), peripheral neuropathy or hearing loss of grade ≥2.
  • Pregnant or breastfeeding women.
  • Those with a history of psychiatric drug abuse and unable to quit, or patients with mental disorders.
  • Those deemed unsuitable for this study by the investigator.
  • Those unwilling to participate in this study or unable to sign the informed consent form.

Treatment and study plan

HLX10

Drug

Serplulimab 300mg d1, d22

Other names: Serplulimab

Chemotherapy

Drug

Albumin-paclitaxel 175mg/m², carboplatin AUC = 4-5, d1, d22

Nimotuzumab

Drug

Nimotuzumab 400mg d1, qw, total of 5 cycles

Primary outcomes

  1. MPR

    Time frame: 3 months after the last subject participating in

    Major Pathological response

Secondary outcomes

  1. pCR

    Time frame: 3 months after the last subject participating in

    Pathological complete regression rate

Other outcomes

  1. R0 resection rate

    Time frame: 3 months after the last subject participating in

    R0 resection rate

  2. DFS

    Time frame: up to 2 years

    disease-free survival

  3. EFS

    Time frame: up to 2 years

    event-free survival

  4. LEFS

    Time frame: up to 2 years

    local event-free survival

  5. DCR

    Time frame: up to 2 years

    disease control rate

  6. ORR

    Time frame: up to 2 years

    objective response rate

  7. OS

    Time frame: up to 2 years

    overall survival

  8. AE

    Time frame: up to 2 years

    adverse events

  9. SAE

    Time frame: up to 2 years

    serious adverse events

  10. QoL

    Time frame: up to 2 years

    We will use the European Organization for Research and Treatment of Cancer (EORTC) quality of life questionnaire score 30 (QLQ-C30) scale and the esophageal EORTC QLQ-OES18 scale to assess the quality of life of patients. The EORTC QLQ-C30 scale covers 5 functional dimensions , 9 symptom dimensions, and 1 global health status/quality of life (GHS/QoL) scale. The higher the scores of the functional dimensions and GHS/QoL, the better the quality of life. The higher the score in the symptom dimension, the heavier the symptom burden. EORTC QLQ-OES18 consists of 18 items, which are divided into the following core areas: dysphagia, eating disorders, reflux, pain and anxiety. The higher the score of the symptom dimension, the more severe the symptom. The higher the score of the function dimension, the better the function.

Study contacts

Contact information is provided by the study sponsor or research team.

Lei Gong, MD

CONTACT

[email protected]

13820389526

Sponsors and collaborators

Lead sponsor

Tianjin Medical University Cancer Institute and Hospital

Other

Registry information

Official study title

Efficacy and Safety of Neoadjuvant Chemoradiation Plus Serplulimab, Nimotuzumab in Patients With Locally Advanced Resectable Esophageal Squamous Cell Carcinoma

Important dates

Study start
2026
Primary completion
2027
Study completion
2027
First posted
Mar 9, 2026
Registry last updated
Mar 11, 2026

OpenTrials presents study information sourced from ClinicalTrials.gov. The official registry record should be consulted for the latest information.

View the official ClinicalTrials.gov record (opens in a new tab)

This listing is for discovery and informational purposes only. It is not medical advice, does not guarantee that a study is recruiting, and does not determine eligibility. Contact the study team and a qualified healthcare professional when considering participation.

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