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NCT Number: NCT07153692

Clinical Efficacy and Mechanism of tDCS for Dysphagia in PD

This study aims to verify transcranial direct current stimulation(tDCS) efficacy for Parkinson's disease (PD)-related dysphagia and its mechanism. Subjects are randomly split into two groups: control (sham tDCS + conventional dysphagia treatment) and experimental (real tDCS + conventional treatment).

Assessments will be conducted at baseline, after the completion of intervention, and at the 3-month follow-up. Swallowing function will be evaluated via gold-standard videofluoroscopic swallowing study (VFSS) and scales. Resting-state functional magnetic resonance imaging (rs-fMRI) or functional near-infrared spectroscopy (fNIRS) will be measures for tracking changes in abnormal brain regions/networks.

Correlations between swallowing recovery and brain function changes, plus group imaging differences, will reveal tDCS's neurophysiological mechanism.

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Key information

Age range

18 year–100 year

Sex eligibility

All sexes

Study type

Interventional

Phase

Not applicable

Primary location

Second Affiliated Hospital of Zhejiang University School of Medicine

Hangzhou, Zhejiang, 310000, China

Location status: Recruiting

Location contact

Bo Wang, MD

CONTACT

[email protected]

Ping Wang, MS

CONTACT

[email protected]

15158113194

About this study

This study aims to verify the efficacy of tDCS in treating dysphagia in PD and explore its mechanism. Subjects are randomly divided into two groups: the control group receives sham tDCS as well as the conventional dysphagia treatment, while the experimental group undergoes real tDCS combined with conventional dysphagia treatment.

All subjects will be evaluated before treatment, after treatment, and 3 months later (follow-up). Swallowing function in both groups will be assessed using the gold standard VFSS and swallowing scales. Additionally, techniques including amplitude of low frequency fluctuation (ALFF) and functional connectivity (FC) in rs-fMRI or fNIRS will be used to observe changes in abnormal brain regions and brain network connectivity before and after treatment in both groups.

This study will also explore the correlation between swallowing function recovery and the alteration of brain function, compare the imaging differences between the two groups, and thereby reveal the neurophysiological mechanism underlying tDCS in the treatment of PD-related dysphagia.

Who can participate

Healthy volunteers accepted: No

Only the study team can determine whether someone qualifies for participation.

Inclusion criteria

  • Meet the Chinese Diagnostic Criteria for Parkinson's Disease (2016) or MDS Diagnostic Criteria for Multiple System Atrophy or Progressive Supranuclear Palsy;
  • VFSS examination indicates dysphagia;
  • Mini-Mental State Examination (MMSE) score >23;
  • Willing to cooperate with the study and sign the informed consent form;

Exclusion criteria

  • Comorbid with other diseases that cause dysphagia;
  • Comorbid with pneumonia, or severe cardiac/renal insufficiency;
  • Having metal implants in the body
  • With cognitive impairment or inability to cooperate.

Treatment and study plan

tDCS

Device

The IS200 intelligent electrical stimulator, manufactured in Chengdu, Sichuan, will be used. The electrode pads are 4cm × 6cm in size. The anode of the electrode pad will be placed on the swallowing sensorimotor cortex (S1/M1). The specific positioning will follow the international 10-20 electroencephalographic system: the left S1/M1 area is located at the midpoint of the line connecting C3 and T3 in the left hemisphere; the right S1/M1 area is located at the midpoint of the line connecting C4 and T4 in the right hemisphere. The cathode will be placed on the contralateral supraorbital margin. The S1/M1 areas of the left and right hemispheres will be stimulated alternately, with a current intensity of 1.6mA. The treatment will be given once daily, 20 minutes per session, 5 times a week, for 2 consecutive weeks, totaling 10 sessions (5 sessions for each hemisphere).

Conventional Dysphagia Treatment

Behavioral
  • Training for perioral muscles, tongue sensory and motor functions, including ice cotton swab stimulation, gustatory stimulation, tongue muscle movement training, etc.;
  • Airway protection training, including Mendelsohn maneuver, supraglottic swallow training, etc.;

Sham tDCS

Device

According to previous literature, the electrode positions and treatment frequency of sham tDCS will be the same as those of real tDCS. The current will be adjusted to 0.05mA.

Primary outcomes

  1. Rosenbek Penetration-Aspiration Scale (PAS):

    Time frame: at baseline, after the completion of 10 days of intervention, at the 3-month follow-up

    Scored 1-8, with higher scores indicating poorer swallowing safety.

    • Level 1: The bolus does not enter the airway; it remains entirely within the oral cavity or pharynx and is propelled normally.
    • Level 2: The bolus enters the supraglottic area (e.g., vallecula) but does not touch the vocal cords, and is completely cleared (e.g., via swallowing or coughing).
    • Level 3: The bolus enters the supraglottic area without touching the vocal cords, but residue remains (not fully cleared).
    • Level 4: The bolus touches the vocal cords but does not enter the subglottic airway, and is completely cleared.
    • Level 5: The bolus touches the vocal cords without entering the subglottic airway, but residue remains.
    • Level 6: The bolus enters the subglottic airway (into the trachea) but is completely cleared by the patient (e.g., via coughing).
    • Level 7: The bolus enters the subglottic airway; the patient exhibits protective responses (e.g., coughing) but cannot fully clear it, leaving
  2. Videofluoroscopic Dysphagia Scale (VDS)

    Time frame: at baseline, after the completion of 10 days of intervention, at the 3-month follow-up

    14 items in total, including 7 items for oral-phase swallowing function and 7 for pharyngeal-phase function, used to assess overall swallowing function;

  3. oral residue

    Time frame: at baseline, after the completion of 10 days of intervention, at the 3-month follow-up

    Post-swallow residue was scored 0-3, with higher scores indicating more food residue and lower swallowing efficiency

  4. Amplitude of Low Frequency Fluctuation (ALFF)

    Time frame: at baseline, after the completion of 10 days of intervention, at the 3-month follow-up

    ALFF focuses on the low-frequency components of these HbO/HbR time series. It is defined as the average amplitude of hemodynamic signal fluctuations within a specific low-frequency range (typically 0.01-0.1 Hz, though the exact band may vary by study). This range is chosen because it captures slow, spontaneous oscillations in cerebral blood flow and oxygenation, which are hypothesized to reflect synchronized neural activity across brain regions (e.g., default mode network, sensorimotor networks).

    Mathematically, ALFF quantifies the "strength" of these low-frequency oscillations: a higher ALFF value indicates more prominent or intense fluctuations in the target frequency band, suggesting greater spontaneous hemodynamic (and thus neural) activity in that brain region.

  5. Functional Connectivity (FC)

    Time frame: at baseline, after the completion of 10 days of intervention, at the 3-month follow-up

    Functional Connectivity (FC) refers to the statistical association or synchronization between spontaneous hemodynamic signals from different cortical regions, reflecting the coordinated activity of spatially distinct brain areas. It quantifies how closely the neural activity (inferred from blood oxygenation changes) in one brain region correlates with that in another, providing insights into the integration of brain networks.

  6. vellaculae residue

    Time frame: at baseline, after the completion of 10 days of intervention, at the 3-month follow-up

    The residue amount was rated on a scale from 0 to 3: 0 indicates that no residue was visible, 1 indicates mild residue(the level of contrasted material constituted less than 25% of the height of the structure), 2 indicates moderate residue (the level of contrasted material constituted between 25 and 50%of the height of the structure), and 3 indicates severe residue(the level was higher than 50% of the height of the structure).

  7. pyriform sinuses residue

    Time frame: at baseline, after the completion of 10 days of intervention, at the 3-month follow-up

    The residue amount was rated on a scale from 0 to 3: 0 indicates that no residue was visible, 1 indicates mild residue(the level of contrasted material constituted less than 25% of the height of the structure), 2 indicates moderate residue (the level of contrasted material constituted between 25 and 50%of the height of the structure), and 3 indicates severe residue(the level was higher than 50% of the height of the structure).

Secondary outcomes

  1. temporal indicators

    Time frame: at baseline, after the completion of 10 days of intervention, at the 3-month follow-up

    TT, PTT, LVCrt, and so on.

  2. spatial indicators

    Time frame: at baseline, after the completion of 10 days of intervention, at the 3-month follow-up

    hyoid bone advancement, hyoid bone elevation, PCR

  3. Swallowing Disorder Questionnaire (SDQ)

    Time frame: at baseline, after the completion of 10 days of intervention, at the 3-month follow-up

    A swallowing function screening scale with 15 items, scored up to 44.5; higher scores indicate more severe dysphagia.

  4. Functional Oral Intake Scale (FOIS)

    Time frame: at baseline, after the completion of 10 days of intervention, at the 3-month follow-up

    7 levels in total, with Level 1 indicating the most severe feeding impairment and Level 7 indicating normal function.

Other outcomes

  1. Unified Parkinson's Disease Rating Scale-III (UPDRS-III)

    Time frame: at baseline, after the completion of 10 days of intervention, at the 3-month follow-up

    14 items, scored up to 56; higher scores indicate more severe motor dysfunction.

  2. Swallowing Quality of Life Questionnaire (SWAL-QOL)

    Time frame: at baseline, after the completion of 10 days of intervention, at the 3-month follow-up

    The SWAL-QOL is a patient-reported outcome tool designed to assess the impact of oropharyngeal dysphagia on health-related quality of life. It Comprises 44 items. it evaluates both subjective experiences (e.g., psychological burden) and clinical symptoms (e.g., choking, food sticking) through self-reported responses.

  3. Non-Motor Symptoms Scale (NMSS) for Parkinson's Disease

    Time frame: at baseline, after the completion of 10 days of intervention, at the 3-month follow-up

    30 items, scored up to 210; higher scores indicate more severe non-motor symptoms.

Study contacts

Contact information is provided by the study sponsor or research team.

Bo Wang, MD

CONTACT

[email protected]

Ping Wang, MS

CONTACT

[email protected]

15158113194

Sponsors and collaborators

Lead sponsor

Wang Ping

Other

Registry information

Official study title

Clinical Efficacy and Mechanism of tDCS for Dysphagia in Patients With Parkinson's Disease

Important dates

Study start
2025
Primary completion
2029
Study completion
2030
First posted
Sep 4, 2025
Registry last updated
Sep 4, 2025

OpenTrials presents study information sourced from ClinicalTrials.gov. The official registry record should be consulted for the latest information.

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This listing is for discovery and informational purposes only. It is not medical advice, does not guarantee that a study is recruiting, and does not determine eligibility. Contact the study team and a qualified healthcare professional when considering participation.

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