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Completed

NCT Number: NCT01780298

Chronic Obstructive Pulmonary Disease (COPD) Biomarker Identification Study

Chronic obstructive pulmonary disease (COPD) is a common inflammatory disease of the airway affecting approximately 10% of individuals aged 40 years or more with a smoking history. The disease is characterized by an increase in numbers of airway white blood cells (neutrophils, lymphocytes and monocytes). Stimulation of white blood cells results in the release of different agents of inflammation. Some of these agents give an indication of the presence or severity of a disease when measured.

This case control study will be conducted at The Heart Lung Centre, London, UK. The study aims to determine biomarkers for the differentiation of subjects with COPD (GOLD Stage 1-2 and who are current smokers with a ≥ 10 pack year smoking history) and three matched control groups: one of non-smoking subjects (never smoked), one of ex-smokers and one of current smokers. COPD subjects will be matched to the non-COPD subjects by gender, age and ethnicity.

The study will include a range of physiological measurements including lung function, computerized tomography scans (CT scans), cardio pulmonary exercise test and computerized multichannel lung sounds analysis (Stethographics). In addition, lung inflammation will be assessed by cellular and molecular biomarkers using e.g. transcriptomics and proteomics technologies.

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Key information

About this study

At the screening visit, subject consent will be obtained prior to conducting any study related procedures. Informed consent may be obtained on registration/review visit at the Centre where it is conducted and thus prior to visit 1.

The screening visit will involve obtaining demographic data and medical history information as well as performing safety assessments such as vital sign measurements, electrocardiogram (ECG), and clinical laboratory tests. An induced sputum sample will be obtained to ensure that subjects can produce an adequate sputum sample. Smokers will receive information on smoking cessation at the screening visit and follow-up telephone call.

Subjects will come back to the center on up to four further occasions if they meet the inclusion/exclusion criteria at screening:

  • visit 2: 4 to 21 days after screening,
  • visit 3: 3-14 days post visit 2, and
  • visit 4: 3-14 days post visit 3.

A follow-up telephone call will be conducted 3-10 days post visit 4.

Who can participate

Healthy volunteers accepted: Yes

Only the study team can determine whether someone qualifies for participation.

Inclusion criteria

  • Provision of signed written informed consent which includes genetic consent.
  • Ability to comply with study procedures.
  • Males and females aged 40-70 years inclusive.
  • Have a body mass index (BMI) between 18 and 35 kg/m2 inclusive and minimum body weights of 50 kg.
  • Have a normal physical examination, and have normal laboratory values, 12-lead ECG and vital signs (blood pressure, heart rate and respiratory rate), unless the Investigator considers an abnormality as not clinically significant.
  • Ability to perform reproducible spirometry according to the American Thoracic Society and the European Respiratory Society (ATS/ERS) guidelines (American Thoracic Society, 2005).
  • Ability to produce a minimum 0.1 gram sputum sample after induction with inhaled hypertonic saline.

Additional Inclusion Criteria COPD Group

  • A clinical diagnosis of COPD according to the GOLD guidelines (stage 1-2).
  • Current smokers with ≥10 pack-year smoking history.
  • Demonstrate a post-bronchodilator ratio between forced expiratory volume in 1 second (FEV1) and forced vital capacity (FVC) of <70 % and FEV1 ≥50 % of predicted normal.

Additional Inclusion Criteria Non-Smokers Group

  • Have never smoked tobacco products.
  • Demonstrate normal lung function by post bronchodilator FEV1 ≥80 % of predicted normal, with no evidence of airway obstruction FEV1/FVC ratio ≥70 %.
  • Have a sputum eosinophilia <2 % and a sputum neutrophilia <80 % from the sample collected at visit 1 (Belda et al., 2000).

Additional Inclusion Criteria Smokers Group

  • Be current smokers with defined smoking history of ≥10 pack years.
  • Have normal lung function by post bronchodilator FEV1 ≥80 % of predicted normal, with no evidence of airway obstruction FEV1/FVC ratio ≥70 %.

Additional Inclusion Criteria Ex-Smokers Group

  • Be ex-smokers, with defined smoking history of ≥10 pack years and to have quit smoking at least 1 year before entering the study.
  • Have normal lung function by post bronchodilator FEV1 ≥80 % of predicted normal, with no evidence of airway obstruction FEV1/FVC ratio ≥70 %.

Exclusion criteria

  • Current evidence or recent history of any clinically significant disease or abnormality (other than COPD in the subjects with COPD group), which in the opinion of the Investigator, would put the subject at risk, or which would compromise the quality of the study data, including but not limited, to cardiovascular disease, myocardial infarction, cardiac failure, uncontrolled hypertension, life-threatening arrhythmias, uncontrolled diabetes, neurologic or neuromuscular disease, liver disease, gastrointestinal disease or electrolyte abnormalities.
  • Females with a positive pregnancy test at visit 1 or 3.
  • Females currently breastfeeding.
  • Involvement in the planning and conduct of the study.
  • Surgery or significant trauma within 3 months of visit 1.
  • History of tuberculosis or other non-specific pulmonary diseases such as asthma.
  • Symptoms, signs or laboratory findings suggestive of an ongoing infective illness as judged by the Investigator at visit 1 or 2.
  • Participation in any clinical study with an investigational drug in the 4 months prior to visit 1, or participation in a study with a new formulation of a marketed drug in the 3 months prior to visit 1, or participation in a methodology study in the month prior to visit 1.
  • Symptoms of any clinically significant illness within 2 weeks prior to visit 1.
  • A significant history of alcohol abuse or consumption of more than the recommended units of alcohol per week (28 units for males and 21 units for females).
  • A significant history of drug abuse (including benzodiazepines) or a positive test of drug abuse test at visit 1.
  • Subjects, who in the opinion of the Investigator should not, for safety or compliance reasons, participate in the study.
  • Use of prohibited medications.
  • Subjects who have a first degree relative (parents, sibling or child) already enrolled in the study.

Additional Exclusion Criteria - subjects with COPD

  • Recent history of hospitalization due to an exacerbation of airway disease within 3 months of the screening visit or subjects with need for increased treatments for COPD within 6 weeks prior to the screening visit.
  • Prior lung volume reduction surgery or history of chest/lung irradiation.
  • Regular use of daily oxygen therapy.
  • Long standing history and primary diagnosis of asthma.
  • Use of systemic steroids within 3 months prior to the screening visit.
  • Respiratory tract infection within 6 weeks prior to the screening visit.

Treatment and study plan

Primary outcomes

  1. Spirometry Measurement: Percentage of Predicted Forced Expiratory Volume in 1 Second (FEV1 %Pred)

    Time frame: Up to 59 days

  2. Gas Transfer: Percentage of Predicted Total Diffusing Capacity of the Lungs for Carbon Monoxide (TLCO %Pred)

    Time frame: Up to 59 days

  3. Impulse Oscillometry (IOS) Measurements: Percentage of Predicted Central Airway Resistance at 5Hz (R5 %Pred)

    Time frame: Up to 59 days

  4. Impulse Oscillometry (IOS) Measurements: Percentage of Predicted Reactance at 5 Hz (X5 % Pred)

    Time frame: Up to 59 days

  5. Impulse Oscillometry (IOS) Measurements: Resonant Frequency (Fres)

    Time frame: Up to 59 days

  6. Stethographics Measurements: Non-Weighted Acoustic Chronic Obstructive Pulmonary Disease Scores (ACOPDS)

    Time frame: Up to 59 days

    Stethographics analysis was performed using the 16-channel lung sound analyzer system STG1602 (Stethographics, Boston, MA, USA) following the supplier's recommendations.

    Lung sound data are obtained from an intermediate deeper-than-normal breath (pattern 2; P2). Each breath pattern is recorded for a minimum of 30 seconds allowing 3 to 6 breaths to be taken, with measurements completed over 3 to 4 minutes.

    Each of the 16 parameters derived from one measurement are evaluated and a score from 0 to 10 is assigned based on the value of the individual parameter. The total standard Acoustic COPD Score (ACOPDS) is calculated as the sum of the individual score for each parameter, which permits a maximum score of 160.

    Although this stethographics analysis system was considered experimental, a higher score was associated with poor health outcomes and a lower score with a better health state.

  7. Dyspnoea Assessment: Modified Medical Research Council (MMRC) Dyspnoea Scale

    Time frame: Up to 59 days

    The MMRC scale uses a simple grading system to assess a subject's level of dyspnea (shortness of breath).

    Subjects were asked to grade the degree of breathlessness related to activities by choosing 1 of the following answers:

    • 0: Not troubles by breathlessness except on strenuous exercise
    • 1: Short of breath when hurrying or walking up a slight hill
    • 2: Walks slower than contemporaries on the level because of breathlessness, or has to stop for breath when walking at own pace
    • 3: Stops for breath after about 100 meters or after a few minutes on the level
    • 4: Too breathless to leave the house, or breathless when dressing or undressing.
  8. Prediction of Mortality and Hospitalizations: Modified BODE Index (mBODE)

    Time frame: Up to 59 days

    The BODE Index is a 10-point scale to assess prognostic factors in COPD patients. Body mass index ("B"), airway obstruction ("O"), dyspnea ("D"), and exercise tolerance ("E") are each graded on a 4 point scale (0 to 3), except body mass index (0 or 1) . The final BODE Index value is the sum of the scores for each prognostic factor, where a higher BODE score indicates a higher risk of death.

    The modified BODE (mBODE) index as defined by Lopez-Campos (2010) was used in this study, and is composed of the following factors:

    • Body mass index: (0 or 1)
    • Degree of airflow obstruction (FEV1% Pred): (0 to 3)
    • Functional dyspnea (MMRC Dyspnoea Scale): (0 to 3)
    • Exercise capacity (VO2max): (0 to 3)

    Lopez-Campos, José Luis, et al. "Modified BODE indexes: Agreement between multidimensional prognostic systems based on oxygen uptake." International Journal of Chronic Obstructive Pulmonary Disease (2010): 133-140.

  9. High-Resolution Computerised Tomography (HRCT) of the Chest

    Time frame: Up to 59 days

    CT scans were assessed by two radiologists. A scoring system from 0 to 4 was applied, depending upon the component:

    • Extent of disease (emphysema): 0=absent, 1=mild, 2=moderate, 3=severe, 4=very severe
    • Severity of bronchial dilatation: 0=none; 1=mild (1.5x to 2.5x diameter of pulmonary artery); 2=severe (>2.5x diameter of pulmonary artery)
    • Traction bronchiectasis: 0=none; 1=mild (1.5x to 2.5x diameter); 2=severe (>2.5x diameter).
    • Total bronchiectasis score derived by adding the bronchial dilatation and traction bronchiectasis scores
    • Bronchial wall thickening: 0=none; 1=0.5x; 2=0.5-1x; 3= >1x the diameter of the adjacent pulmonary artery
    • Small airways disease: 0=absent, 1=mild, 2=moderate, 3=severe and 4=very severe

    The total score (higher score indicated a poor outcome) was derived from the mean of all scores. This is described in Chaudhary, Nveed, et al. "Physiological and biological characterization of smokers with and without COPD." F1000Research 6 (2017).

Other outcomes

  1. Total Leukocytes and Differential Leukocytes Count in Sputum

    Time frame: Up to 59 days

    Results are available at:

    Titz B, Sewer A, Schneider T, Elamin A, Martin F, Dijon S, Luettich K, Guedj E, Vuillaume G, Ivanov NV, Peck MJ, Chaudhary NI, Hoeng J, Peitsch MC.

    Alterations in the sputum proteome and transcriptome in smokers and early-stage COPD subjects. J Proteomics. 2015 Oct 14;128:306-20. doi: 10.1016/j.jprot.2015.08.009. Epub 2015 Aug 22.

    PMID: 26306861

  2. Protein Markers as Determined by Proteomics Analysis of Induced Sputum

    Time frame: Up to 59 days

    Results are available at:

    Titz B, Sewer A, Schneider T, Elamin A, Martin F, Dijon S, Luettich K, Guedj E, Vuillaume G, Ivanov NV, Peck MJ, Chaudhary NI, Hoeng J, Peitsch MC.

    Alterations in the sputum proteome and transcriptome in smokers and early-stage COPD subjects. J Proteomics. 2015 Oct 14;128:306-20. doi: 10.1016/j.jprot.2015.08.009. Epub 2015 Aug 22.

    PMID: 26306861

  3. Lipid Markers as Determined by Lipidomic Analysis of Blood Samples

    Time frame: Up to 59 days

    Reference to be provided upon publication.

  4. mRNA and miRNA (Transcriptomics) Derived From Induced Sputum

    Time frame: Up to 59 days

    Results are available at:

    Titz B, Sewer A, Schneider T, Elamin A, Martin F, Dijon S, Luettich K, Guedj E, Vuillaume G, Ivanov NV, Peck MJ, Chaudhary NI, Hoeng J, Peitsch MC.

    Alterations in the sputum proteome and transcriptome in smokers and early-stage COPD subjects. J Proteomics. 2015 Oct 14;128:306-20. doi: 10.1016/j.jprot.2015.08.009. Epub 2015 Aug 22.

    PMID: 26306861

  5. mRNA and miRNA (Transcriptomics) Derived From Leukocytes Obtained From Blood Samples

    Time frame: Up to 59 days

    Results are available at:

    Martin F, Talikka M, Hoeng J, Peitsch MC. Identification of gene expression signature for cigarette smoke exposure response--from man to mouse. Hum Exp Toxicol. 2015 Dec;34(12):1200-11. doi: 10.1177/0960327115600364

    PMID: 26614807

  6. mRNA and miRNA (Transcriptomics) Derived From Nasal Epithelial Cells Obtained by Nasal Scrapes

    Time frame: Up to 59 days

    Reference to be provided upon publication.

Sponsors and collaborators

Lead sponsor

Philip Morris Products S.A.

Industry

Registry information

Official study title

A Biomarker Study to Compare Gene and Protein Expression Profiles in Four Separate Groups of Subjects Including COPD Cases (GOLD Stage 1-2 and Current Smokers With a ≥ 10 Pack Year Smoking History) and Three Control Groups of Matched Non-smoking Subjects (Never Smoked), Ex-smokers and Current Smokers, to Identify Novel Biomarkers, to Assess Standard Biomarkers of Inflammation and to Compare Inflammatory Cell Responses and Selected Markers of Inflammation in Blood, Induced Sputum and Nasal Samples.

Important dates

Study start
2011
Primary completion
2012
Study completion
2012
First posted
Jan 31, 2013
Registry last updated
Jan 14, 2025

OpenTrials presents study information sourced from ClinicalTrials.gov. The official registry record should be consulted for the latest information.

View the official ClinicalTrials.gov record (opens in a new tab)

This listing is for discovery and informational purposes only. It is not medical advice, does not guarantee that a study is recruiting, and does not determine eligibility. Contact the study team and a qualified healthcare professional when considering participation.

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