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NCT Number: NCT07443826

CALM-AF-AI: Counteracting Age-related Loss of Muscle With AAV-Follistatin Combined With Angiogenesis-Inducing VEGF Plasmid Gene Therapy

This Phase 1/2a, open-label, non-randomized study is designed to evaluate the safety and tolerability of intramuscular AAV9-Follistatin gene therapy administered either as monotherapy or in combination with a VEGF-encoding plasmid. Secondary objectives include the assessment of preliminary signals of biological and functional activity, including changes in skeletal muscle mass and performance.

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Key information

Age range

35 year–75 year

Sex eligibility

All sexes

Study type

Interventional

Phase

Phase 1 / Phase 2

Primary location

About this study

Approximately 12 participants (with a potential expansion to 18-21) will be sequentially assigned to three cohorts: low-dose AAV-Follistatin monotherapy (n=3), high-dose AAV-Follistatin monotherapy (n=3), or combination therapy (AAV-Follistatin + VEGF plasmid, n=6). A cautious 3+3 dose-escalation design with sentinel dosing will be employed.

All investigational products are administered via intramuscular injection into large skeletal muscles. In Cohorts 1 and 2, AAV-Follistatin is administered once on Day 1. In Cohort 3, VEGF plasmid is administered on Day 1 and Day 12 (±2 days), followed by AAV-Follistatin on approximately Day 27 (±3 days), corresponding to 15 ± 1 days after the second VEGF plasmid dose.

Rapamycin will be administered for approximately two months to mitigate immune responses to the AAV vector. Participants will undergo regular safety monitoring, including clinical assessments, laboratory testing, and strength evaluations.

The study enrolls adults aged 35-75 years with evidence of age-related muscle decline, who are in generally stable health and able to provide informed consent and comply with study procedures. Eligible participants must demonstrate low or acceptable antibody titers to the AAV vector and hold Próspera ZEDE eResidency or Physical Residency.

Key exclusion criteria include: uncontrolled significant medical conditions; active or recent malignancy; clinically relevant immune disorders or current immunosuppressive therapy; pregnancy or breastfeeding; prior exposure to AAV-based gene therapy; or recent participation in other investigational studies.

Screening (up to 7 days) includes medical history, physical examination, laboratory tests, and baseline muscle assessments (e.g., DXA, strength, and functional testing). The core study period lasts approximately 90 days (for Group 3 = 120 days), with frequent safety assessments and functional evaluations. Participants may opt into extended safety follow-up at approximately 6 and 12 months.

Participation involves potential risks, including:

  • Immune reactions to AAV or follistatin (e.g., flu-like symptoms, elevations in liver enzymes), monitored and managed per protocol;
  • Risks associated with VEGF plasmid (e.g., transient limb pain or swelling);
  • Adverse effects related to rapamycin (e.g., mucositis, metabolic changes, increased infection risk);
  • Unknown or rare risks inherent to gene therapy. Independent safety oversight and predefined stopping rules are in place.

Direct clinical benefit cannot be guaranteed. Participants may experience improvements in muscle mass, strength, endurance, or functional performance; however, this is an early-phase trial primarily designed to assess safety and feasibility. The study may contribute to the development of future therapies for age-related muscle decline.

Participants should anticipate approximately three months of active participation, with optional follow-up extending to 12 months.

Who can participate

Healthy volunteers accepted: Yes

Only the study team can determine whether someone qualifies for participation.

Inclusion criteria

  • Voluntary written informed consent obtained prior to any study-related procedures
  • Ability to read, understand, and sign the Informed Consent Form and reliably complete required study documents
  • Willingness to undergo medical intervention, including genetic therapy, and to comply with the visit schedule and all study procedures
  • Commitment to maintain a stable medication and supplement regimen throughout the study, with no initiation of new medications, supplements, or performance-enhancing substances unless approved by the Investigator
  • Men and women aged 35-75 years
  • Body mass index (BMI) between 18.0 and 35.0 kg/m² at screening
  • Active Prospera ZEDE eResidency or Physical Residency
  • Stable comorbid conditions for at least 3 months prior to screening
  • Postmenopausal status (women)
  • Willingness to use reliable contraception for 6 months following therapy
  • Low or undetectable antibody titers to AAV9 (≤1:100 by ELISA)

Exclusion criteria

  • Pregnancy, breastfeeding, or intent to become pregnant; premenopausal status (unless ≥12 months amenorrhea or FSH ≥30 IU/L)
  • Subjects who have a history of alcohol or drug abuse within 1 year of study entry
  • Initiation of prohibited medications, supplements, or interventions during the study period that may confound efficacy or safety assessments
  • Active malignancy or ANY history of cancer
  • Strong family history of cancer in first-degree relatives (≥2 relatives with cancer diagnosed <60 years) OR known hereditary cancer syndrome (BRCA1/2, Lynch syndrome, Li-Fraumeni, FAP, HNPCC) without genetic counseling and enhanced surveillance clearance
  • Clinically significant cardiovascular disease, including:
  • Any history of stroke, transient ischemic attack (TIA), myocardial infarction (MI), or unstable angina (regardless of time since event)
  • Diagnosed coronary artery disease (CAD) documented by coronary angiography or stress testing
  • Significant atherosclerotic disease at any location (stenosis ≥50% in carotid, femoral, or other major arteries)
  • Prior coronary revascularization (percutaneous coronary intervention [PCI] or coronary artery bypass grafting [CABG])
  • Prior valvular repair or replacement
  • History or current diagnosis of heart failure
  • Uncontrolled hypertension (SBP >140 mmHg or DBP >85 mmHg despite treatment)
  • Left ventricular ejection fraction (LVEF) <50%, QTc ≥480 ms, or severe valvular heart disease
  • Ventricular arrhythmias requiring chronic drug treatment or implantable cardioverter-defibrillator
  • Presence of pacemaker or persistent left bundle branch block (LBBB)
  • Known diagnosed cardiomyopathy of any etiology
  • Significant left ventricular hypertrophy, defined as maximal left ventricular wall thickness ≥15 mm in any segment at end-diastole (by echocardiography or cardiac MRI)
  • Known or suspected hypercoagulable state/thrombophilia, including any of the following:
  • Any history of venous thromboembolism (DVT, PE, or thrombosis at any site), particularly if:
  • Unprovoked, or
  • Associated with only minor provoking factors (e.g., minor surgery, combined oral contraceptives, short-term immobilization)
  • Recurrent thrombotic events, including recurrent superficial venous thrombosis
  • Thrombosis at unusual sites, including but not limited to:
  • Mesenteric, portal, or splenic vein thrombosis
  • Cerebral venous sinus thrombosis
  • Hepatic vein thrombosis (Budd-Chiari syndrome)
  • Renal vein thrombosis
  • Retinal vein thrombosis
  • Superior vena cava thrombosis not related to central venous catheterization
  • Strong family history of venous or arterial thrombosis at a young age in first-degree relatives
  • History of recurrent pregnancy loss or severe obstetric complications suggestive of a hypercoagulable state
  • High-degree myopia (≥ -6.0 diopters) or pathological myopia without ophthalmologic clearance
  • Any history of retinal detachment, vitreous hemorrhage, or retinal vascular disease (diabetic retinopathy, retinal vein occlusion, age-related macular degeneration with neovascularization)
  • Use of systemic anti-VEGF therapy (e.g., bevacizumab)
  • Current use of prohibited medications or supplements (see Section 4.3)
  • Fasting plasma glucose ≥7.0 mmol/L (≥126 mg/dL) at screening
  • HbA1c ≥6.5% (≥48 mmol/mol) at screening
  • Current diabetes mellitus (any type)
  • History of peptic ulcer disease within 12 months
  • Known osteoporosis (DXA T-score ≤ -2.5 at the hip or spine)
  • Severe pulmonary disease, including COPD or restrictive lung disease (FVC <49% predicted)
  • Advanced renal disease (CKD stage 3-5, eGFR <60 mL/min/1.73 m²) or dialysis dependence
  • Chronic liver disease or hepatic impairment:
  • Any history of cirrhosis, chronic viral hepatitis (HBV, HCV), autoimmune hepatitis, or cholestatic liver disease
  • Active hepatitis or evidence of hepatic decompensation
  • ALT or AST >1.5× upper limit of normal (ULN)
  • Total bilirubin >1.5× ULN (unless due to Gilbert's syndrome)
  • Non-alcoholic steatohepatitis (NASH) and clinically significant liver fibrosis
  • Active cholecystitis, symptomatic gallbladder disease (e.g., biliary colic), or any other clinically significant hepatobiliary abnormality
  • Neurodegenerative, neuromuscular, psychiatric, or movement disorders associated with functional or cognitive impairment (e.g., dementia, Parkinson's disease)
  • History of drug-induced myopathy or rhabdomyolysis
  • Elevated creatine kinase (CK) at screening CK >1.0× ULN confirmed on two separate occasions at least 48 hours apart
  • Exception: Transient CK elevation within 72 hours of strenuous exercise, intramuscular injections, or trauma is permitted if CK normalizes (≤1.0× ULN) on repeat testing before baseline visit
  • Systemic connective tissue diseases (CTDs), including:
  • Systemic lupus erythematosus (SLE), SLE overlap syndromes, or drug-induced SLE
  • Mixed connective tissue disease (MCTD)
  • Systemic sclerosis (SSc, scleroderma): diffuse, limited, or sine scleroderma
  • Inflammatory myopathies: polymyositis (PM), dermatomyositis (DM), inclusion body myositis (IBM), immune-mediated necrotizing myopathy (IMNM), or overlap myositis
  • Primary Sjögren's syndrome requiring systemic immunosuppression (corticosteroids >10 mg/day prednisone equivalent, DMARDs, or biologics)
  • Rheumatoid arthritis with extra-articular manifestations or requiring biologic DMARDs
  • Undifferentiated connective tissue disease (UCTD) meeting ≥2 CTD classification criteria
  • Current or recent (within 3 months) use of immunosuppressive agents, including corticosteroids, cyclosporine, tacrolimus, methotrexate, cyclophosphamide, IVIG, or rituximab
  • Acute bacterial, fungal, or viral infection, fever, or receipt of live vaccines within 30 days prior to screening
  • Infectious disease exclusions, including:
  • Active hepatitis B infection or reactivation risk (HBsAg positive, HBV DNA detectable, or isolated anti-HBc without anti-HBs)
  • Hepatitis C infection (detectable HCV RNA or treatment within 6 months)
  • HIV infection
  • Active or latent tuberculosis (positive QuantiFERON-TB Gold Plus ≥0.35 IU/mL)
  • Acute herpesvirus infection, defined as
  • Active HSV-1 or HSV-2 lesions (vesicles, ulcers, crusts) on clinical examination at screening
  • CMV or EBV IgM positive
  • Increased bleeding risk, including platelet count <100 ×10⁹/L, active anticoagulation (unless washout possible), or known coagulation disorders
  • Severe physical functional limitation (CFS>6)
  • Prior exposure to any AAV gene therapy product (any AAV serotype)
  • Prior exposure to any investigational drug within 90 days
  • Participation in another clinical trial within 90 days
  • Known hypersensitivity to investigational product components or immunosuppressive agents (e.g., prednisone, rapamycin)
  • Life expectancy <6 months
  • Any condition that, in the Investigator's judgment, may pose undue risk, interfere with study outcomes, or impair study participation

Treatment and study plan

AAV9-Follistatin gene therapy

Genetic

One-time intramuscular administration of an adeno-associated virus, serotype 9, (AAV9) vector encoding human follistatin.

VEGF Plasmid

Genetic

Intramuscular supercoiled plasmid DNA gene therapy encoding vascular endothelial growth factor (VEGF).

Primary outcomes

  1. Number of participants with treatment-emergent adverse events (TEAEs), including serious adverse events (SAEs)

    Time frame: Day 1 through Day 90 after AAV administration

    Incidence, severity, and relatedness of treatment-emergent adverse events (TEAEs), including serious adverse events (SAEs), through Day 90, graded according to CTCAE

  2. Number of participants with dose-limiting toxicities (DLTs)

    Time frame: Day 1 through Day 21 after AAV administration

    Incidence of protocol-defined dose-limiting toxicities (DLTs) within the 21-day DLT observation window following AAV administration

Secondary outcomes

  1. Number of participants with predefined clinically significant laboratory abnormalities

    Time frame: Day 1 through Day 90 after AAV administration

    Number of participants with any of the following laboratory abnormalities through Day 90 (Day 120 for Group 3):

    ALT or AST >3× ULN; Total bilirubin >2× ULN; Serum cystatin C ≥1.5× baseline; eGFR decline ≥25% from baseline; Hemoglobin <120 g/L in men or <110 g/L in women; Hemoglobin decrease ≥2 g/dL; Platelet count <100 × 10⁹/L; Neutrophil count <1.5 × 10⁹/L; Creatine kinase ≥5× ULN

  2. Number of participants with new-onset symptomatic heart failure or arrhythmias (CTCAE Grade ≥2)

    Time frame: Day 1 through Day 90 after AAV administration

    Number of participants experiencing new-onset symptomatic heart failure or clinically significant arrhythmias graded ≥2 according to CTCAE v5.0 through Day 90 (Day 120 for Group 3)

  3. Number of participants with injection site reactions

    Time frame: Day 1 through Day 90 after AAV administration

    Number of participants experiencing injection site reactions (pain, swelling, erythema, induration, or local inflammation), graded according to CTCAE v5.0, through Day 90 (Day 120 for Group 3)

  4. Number of participants who discontinue study treatment due to adverse events

    Time frame: Day 1 through Day 90 after AAV administration

    Number of participants who discontinue study treatment due to adverse events through Day 90 (Day 120 for Group 3)

Other outcomes

  1. Change from baseline in Appendicular Lean Mass Index (ALMI) measured by DXA

    Time frame: Baseline through Month 12

    Change from baseline in Appendicular Lean Mass Index (ALMI) measured by dual-energy X-ray absorptiometry (DXA)

  2. Change from baseline in Bone Mineral Density (BMD) measured by DXA (g/cm²)

    Time frame: Baseline through Month 12

    Change from baseline in bone mineral density (BMD) measured by dual-energy X-ray absorptiometry (DXA)

  3. Change from baseline in lower limb one-repetition maximum (1RM) strength (kg)

    Time frame: Baseline through Month 12

    Change from baseline in maximal voluntary strength assessed by one-repetition maximum (1RM) testing, assessed using leg press 1RM testing

  4. Change from baseline in grip strength (kg)

    Time frame: Baseline through Month 12

    Change from baseline in maximal grip strength (kg), assessed using standardized hand dynamometry

  5. Change from baseline in maximal oxygen uptake (VO₂max, mL/kg/min)

    Time frame: Baseline through Month 12

    Change from baseline in maximal oxygen uptake (VO₂max, mL/kg/min), assessed by standardized cardiopulmonary exercise testing (CPET)

  6. Change from baseline in SF-36 Physical and Mental Component Summary scores

    Time frame: Baseline through Month 12

    Change from baseline in health-related quality of life assessed by the Short Form-36 (SF-36) questionnaire (0-100 scale)

  7. Change from baseline in Clinical Frailty Scale (CFS) score

    Time frame: Baseline through Month 12

    Change from baseline in frailty status assessed using the Clinical Frailty Scale (CFS) (1-9 scale)

  8. Change from baseline in serum follistatin concentration (ng/ml)

    Time frame: Baseline through Month 12

    Change from baseline in serum follistatin levels, measured by enzyme-linked immunosorbent assay (ELISA), ng/ml

  9. Change from baseline in serum myostatin concentration (ng/mL)

    Time frame: Baseline through Month 12

    Change from baseline in serum myostatin levels, measured by ELISA, ng/ml

  10. Change from baseline in serum IGF-1 concentration (ng/mL)

    Time frame: Baseline through Month 12

    Change from baseline in serum IGF-1 concentration, measured using a validated assay, ng/ml

  11. Change in mid-arm circumference (cm)

    Time frame: Baseline through Month 12

    Change from baseline in circumferential measurements (cm) of the mid-arm, assessed using standardized anthropometric techniques

  12. Change in mid-thigh circumference (cm)

    Time frame: Baseline through Month 12

    Change from baseline in circumferential measurements (cm) of the mid-thigh, assessed using standardized anthropometric techniques

  13. Change in calf circumference (cm)

    Time frame: Baseline through Month 12

    Change from baseline in circumferential measurements (cm) of the calf, assessed using standardized anthropometric techniques

  14. Change in hip circumference (cm)

    Time frame: Baseline through Month 12

    Change from baseline in circumferential measurements (cm) of the gluteal (hip) regions, assessed using standardized anthropometric techniques

Study contacts

Contact information is provided by the study sponsor or research team.

Ivan Morgunov

CONTACT

[email protected]

+31623454906

Sponsors and collaborators

Lead sponsor

Unlimited Biotechnology LLC

Industry

Collaborators

  • Global Alliance for Regenerative Medicine

Registry information

Acronym: CALM-AF-AI

Important dates

Study start
2026
Primary completion
2027
Study completion
2028
First posted
Mar 2, 2026
Registry last updated
Jul 13, 2026

OpenTrials presents study information sourced from ClinicalTrials.gov. The official registry record should be consulted for the latest information.

View the official ClinicalTrials.gov record (opens in a new tab)

This listing is for discovery and informational purposes only. It is not medical advice, does not guarantee that a study is recruiting, and does not determine eligibility. Contact the study team and a qualified healthcare professional when considering participation.

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