Skip to main content
OpenTrials
Completed

NCT Number: NCT04520516

Auricular Vagus Nerve Stimulation in Painful and Inflammatory Erosive Hand Osteoarthritis

Erosive hand osteoarthritis (EHOA) is a difficult-to-treat subtype of HOA characterized by local and systemic low-grade inflammation as well as by high level of pain and of disability.

Auricular transcutaneous vagus nerve stimulation (tVNS) is a promising therapeutic strategy that may reduce inflammation and pain level.

ESTIVAL is a 12 weeks randomized sham-controlled trial investigating the symptomatic efficacy and safety of tVNS in patients with symptomatic and inflammatory EHOA.

tVNS will be performed using a transcutaneous electrical nerve stimulation (TENS) device connected to an auricular electrode stimulating the cutaneous area of the left ear innervated by the auricular ascendant branch of the vagus nerve.

The active and sham device's will display similar appearance but the sham one will not give electric signal.

Completed

Looking for future studies?

Notify Me

Key information

Age range

18 year and older

Sex eligibility

All sexes

Study type

Interventional

Phase

Not applicable

Primary location

Service de Rhumatologie - Hôpital Saint Antoine

Paris, 75012, France

About this study

Symptomatic hand osteoarthritis (HOA) affects 8-16% of the general population above 50 years and involves interphalangeal (IP) joints. HOA symptoms include pain, stiffness and are responsible for disability and substantial burden. Erosive HOA (EHOA) (10% prevalence among symptomatic HOA from the general population and 40-50% prevalence in tertiary centers) is the most severe HOA phenotype characterized by inflammatory flares, more IP joint destruction, pain, soft swelling joints (ie, synovitis), and more disability (similar to rheumatoid arthritis (RA)) than its non-erosive counterpart.

Current symptomatic pharmacological treatments of HOA or EHOA have a poor efficacy on pain (ie, paracetamol) or safety issues (ie, non-steroidal anti-inflammatory drugs (NSAIDs)) in this aging population with frequent comorbidities. Systemic and joint inflammation contribute to EHOA but 4 studies using TNF inhibitors, 2 using hydroxychloroquine, 1 using methotrexate and 1 using a new anti-IL1α/β failed to show any efficacy on pain in HOA or in EHOA. Therefore, innovative therapeutic approaches are awaited.

Stimulation of the vagus nerve (VNS), belonging to parasympathetic system, dampens pro-inflammatory cytokines production by splenic macrophages, through to the binding of acetylcholine neurotransmitter to α7nicotinic receptor on macrophages: this is the cholinergic anti-inflammatory pathway (CAP). VN stimulation (VNS) by cervical implantable device activating CAP has given promising results in refractory RA patients. Beyond its anti-inflammatory effects, VNS is analgesic in chronic pain disorders (headache, fibromyalgia). However, the use of such implantable device is limited by the need of cervical surgery and subsequent potential side effects.

Besides implantable devices, VNS may be also performed using transcutaneous VNS (tVNS) of the ascendant auricular branch of the VN that selectively innervates the cutaneous zone of cymba conchae at the left ear. Auricular tVNS avoids invasive neurosurgery and its potential side effects and is less expensive than implantable VNS, making it an attractive candidate for neurostimulation. Auricular tVNS has given positive results in chronic migraine and is currently tested in RA, Crohn's disease, widespread pain, irritable bowel syndrome and musculoskeletal pain related to systemic lupus.

We hypothesize that auricular tVNS using a transcutaneous electrical nerve stimulation (TENS) device could be a novel, simple and well-tolerated analgesic and anti-inflammatory treatment of symptomatic (i.e., painful) and inflammatory EHOA.

ESTIVAL is a 12 weeks randomized sham-controlled trial investigating the symptomatic efficacy and the safety of tVNS in patients with symptomatic and inflammatory EHOA.

tVNS will be performed using an active or sham transcutaneous electrical nerve stimulation (TENS) device connected to an auricular electrode stimulating the cutaneous area of the left ear innervated by the auricular ascendant branch of the vagus nerve.

Exploratory and ancillary studies will include i) changes of serum biomarkers of inflammation and of cartilage degradation that will be assess at inclusion and at week 12 ii) hand MRI at W0 and W12 of the most symptomatic joint at inclusion for HOAMRIS socring at W0 and W12 for the center of Saint Antoine.

A phone call at D7± 3 days by the clinical research technician or the clinical nurse or the doctor who has performed the education during the D0 visit to check the proper use of the device.

Who can participate

Healthy volunteers accepted: No

Only the study team can determine whether someone qualifies for participation.

Inclusion criteria

  • Age ≥ 18 years
  • Symptomatic HOA according to the American College of Rheumatology criteria
  • Erosive HOA according to hand radiographs performed in routine practice showing ≥1 erosive digital joint based on Verbruggen-Veys scoring definition
  • Hand pain level ≥ 40/100 mm on VAS at inclusion at least half of days of the 30 last days
  • At least ≥1 symptomatic IP joint with clinical soft swelling or erythema at inclusion
  • reported inadequate response or adverse effects or contraindication with existing medication (including acetaminophen, oral NSAIDs)
  • Informed written consent
  • Patient affiliated to a social security scheme NB: Clinical inflammation, ultrasound abnormalities and radiographic erosions have not have to be present in the same joint.

Exclusion criteria

  • Isolated thumb-base OA (i.e., rhizarthrosis)
  • Predominance of the pain in the thumb base rather than digital pain
  • Other inflammatory joint disease (e.g. gout, reactive arthritis, rheumatoid arthritis, psoriatic arthritis, Lyme disease)
  • Psoriasis
  • Current skin disease of the left ear (e.g., eczema, urticarial lesion, skin infection, external otitis)
  • Ear canal not adapted to apply the auricular electrode
  • Known history of cardiac rhythm disturbances, atrio-ventricular block > first degree, or total bundle branch block
  • Symptomatic orthostatic hypotension or repeated vasovagal syncope history
  • History of vagotomy
  • Severe Asthma
  • Treated sleep apnea
  • Existence of a pain syndrome of the upper limbs, which would interfere with the monitoring of pain
  • Fibromyalgia
  • Use of other electrically active medical devices (e.g. pacemaker, TENS for chronic pain)
  • Use of oral, intramuscular or intra-articular or intravenous steroids, other anti-synovial agents (e.g. slow-acting anti-rheumatic drugs such as methotrexate, sulfasalazine), intra-articular hyaluronic acid to the hand joints within the last 3 months
  • Any new hand OA treatment in the previous 2 months, including physiotherapy and provision of new hand splint.
  • Planned hand surgery in the next 3 months.
  • Use of any investigational (unlicensed) drug within 3 months prior to screening.
  • Evidence of serious uncontrolled concomitant medical condition, including cardiovascular, nervous system, pulmonary, renal, hepatic, endocrine, gastro-intestinal disease or epilepsy, which in the opinion of the investigator makes them unsuitable for the study
  • Pregnant or breastfeeding woman
  • Patient under legal protection measure (tutorship or curatorship) and patient deprived of freedom
  • Use of VNS before the study
  • Use of NSAIDs or paracetamol less than 48h before the D0 visit

Treatment and study plan

Active VAGUSTIM device

Device

Settings: 25 Hz stimulation, 100 microsec pulse width, intensity escalation up to 8 mA or below if tingling sensation, 20 min/day of stimulation in one daily session

Sham VAGUSTIM device

Device

The sham device : no electrical signal for VNS will be delivered.

Primary outcomes

  1. Change from Day 0 to Week 12 of self-reported hand pain

    Time frame: 12 weeks

    Change from Day 0 to Week 12 of self-reported hand pain in the previous 48 hours measured on a 100 mm visual analogue scale (VAS) : "How much pain in your hands did you experience during the past 48 h?"

Secondary outcomes

  1. AUStralian CANadian Osteoarthritis Hand Index (AUSCAN)(pain, function, stiffness).

    Time frame: Between week 0 and week 12

    AUStralian CANadian Osteoarthritis Hand Index (AUSCAN) 3.1 pain, function and stiffness subscores (for each subscore: 0-100 mm scale)

  2. Modified Functional Index for Hand OsteoArthritis (FIHOA)

    Time frame: Between week 0 and week 12 vvv

    scale minimum 0 , and maximum 30.

  3. Cochin Hand Function Scale.

    Time frame: Between week 0 and week 12

  4. Percentage of patients below the Patient Acceptable Symptom State (PASS) of pain (VAS<40/100)

    Time frame: Between week 0 and week 12

  5. EuroQoL EQ-5D.

    Time frame: Between week 0 and week 12

  6. Hospital Anxiety and Depression Scale (HAD).

    Time frame: Between week 0 and week 12 vvvvvvv

  7. Fatigue intensity on a 0-100 mm VAS

    Time frame: Between week 0 and week 12

  8. Number of painful hand joints (0-30) under pressure.

    Time frame: Between week 0 and week 12

  9. Number of swollen hand joints (0-30).

    Time frame: Between week 0 and week 12

  10. Patient Global Assessment (PGA) of health status on a 0-100 mm VAS.

    Time frame: Between week 0 and week 12

  11. DN-4 Questionnaire evaluating neuropathic pain.

    Time frame: Between week 0 and week 12

  12. Change over time of VAS pain.

    Time frame: Week 0, Week 4, Week 8, and Week 12

  13. Change over time of FIHOA.

    Time frame: Week 0, Week 4, Week 8, and Week 12

  14. Change over time of AUSCAN (pain, stiffness, and function).

    Time frame: Week 0, Week 4, Week 8, and Week 12

  15. Percentage of patients with symptom levels below which they consider their condition acceptable (PASS), defined by a VAS <40/100

    Time frame: Week 12

  16. Proportion of OMERACT-OARSI responders.

    Time frame: Week 12

  17. Percentage of responders according to the Patient Global Impression of Change (PGIC) score

    Time frame: Week 12

  18. Total paracetamol consumption (g) divided by treatment duration using a patient-filled diary.

    Time frame: Between week 0 and week 12

  19. Change in percentage in serum inflammatory or pain-related markers

    Time frame: Between week 0 and week 12

  20. Change in serum cartilage degradation markers (Coll2-1 (a marker of type II collagen denaturation), Coll2-1-NO2).

    Time frame: Between week 0 and week 12

  21. Proportion of side effects

    Time frame: 4 weeks, 8 weeks and 12 weeks

    report of side effects during the study period

  22. Average daily use duration and cumulative use duration of the Vagustim device since the last visit, collected from the device's tracking system before each visit.

    Time frame: Between week 0 and week 12

Other outcomes

  1. W0-W12 change in the WOMAC for other osteoarthritis sites (hips, knees) if present at inclusion.

    Time frame: Between week 0 and week 12

  2. Effectiveness of the blinding procedure and the ease of use of the device

    Time frame: Week 12

    • Patient satisfaction with the treatment, assessed on a 5-point scale (from very satisfied to not at all satisfied).
    • Ease of use assessed on a 4-point scale (from very easy to very difficult).
    • Indication by patients whether they believe they received the active or sham device. d. Indication by the investigator whether they believe the patient received the active or sham device.
  3. Change in HOAMRIS subscores of synovitis and subchondral bone marrow edema using MRI examination

    Time frame: Between week 0 and week 12

  4. Clinical efficacy (primary endpoint and the OMERACT-OARSI response) according clinical, biological or radiographic characteristics at inclusion

    Time frame: Between week 0 and week 12

  5. Correlation between baseline biological biomarkers and clinical response in the active group

    Time frame: Week 12

Sponsors and collaborators

Lead sponsor

Assistance Publique - Hôpitaux de Paris

Other

Collaborators

  • Schwa medico (device lending)

Registry information

Official study title

Trial of Auricular Vagus Nerve Stimulation in Painful and Inflammatory Erosive Hand Osteoarthritis

Acronym: ESTIVAL

Important dates

Study start
2021
Primary completion
2022
Study completion
2022
First posted
Aug 20, 2020
Registry last updated
Sep 16, 2025

OpenTrials presents study information sourced from ClinicalTrials.gov. The official registry record should be consulted for the latest information.

View the official ClinicalTrials.gov record (opens in a new tab)

This listing is for discovery and informational purposes only. It is not medical advice, does not guarantee that a study is recruiting, and does not determine eligibility. Contact the study team and a qualified healthcare professional when considering participation.

Published trials that share one or more normalized conditions with this study.