Skip to main content
OpenTrials
Active, Not Recruiting

NCT Number: NCT07581379

Advancing Precision Lung Cancer Surveillance and Outcomes in Diverse Populations

This observational study evaluates the effectiveness of computed tomography (CT) imaging surveillance after curative-intent treatment for stage I-IIIA non-small cell lung cancer (NSCLC) in a diverse U.S. population.

The main questions are:

How do CT surveillance use and adherence vary by race, ethnicity, and socioeconomic status?

Does semi-annual CT surveillance improve outcomes compared with annual surveillance?

Adults ages 20-90 with stage I-IIIA NSCLC treated between 2012 and 2026 will be identified using OneFlorida+ electronic health records, tumor registry data, claims, and clinical notes. Patients will be followed for up to five years after curative-intent therapy to evaluate surveillance patterns, recurrence, second primary lung cancers, complications, and survival.

Active, Not Recruiting

This study is active but is not currently recruiting participants.

Notify Me

Key information

About this study

This study, Advancing Precision Lung Cancer Surveillance and Outcomes in Diverse Populations (PLuS2), is an observational cohort study designed to evaluate real-world computed tomography (CT) imaging surveillance strategies following curative-intent treatment for early-stage non-small cell lung cancer (NSCLC). The study uses existing clinical data and does not assign interventions.

The study population includes adults ages 20-90 with pathologically confirmed stage I-IIIA NSCLC who completed curative-intent therapy. Patients treated between 2012 and 2026 will be identified within the OneFlorida+ Clinical Research Consortium and followed for up to five years after treatment to assess surveillance patterns and outcomes.

UF Health serves as the data coordinating site in collaboration with the OneFlorida+ Data Trust. Data sources include structured electronic health records, tumor registry data, selected claims, and unstructured clinical notes. Data extraction and cohort identification are conducted centrally using standardized definitions aligned with the PCORnet Common Data Model.

The primary objectives of the study are to:

  • Describe utilization and adherence to guideline-recommended CT surveillance and evaluate determinants of use by race, ethnicity, socioeconomic status, and clinical factors.
  • Compare recurrence, second primary lung cancers, complications, and survival among patients undergoing semi-annual versus annual CT surveillance.
  • Use observational findings to inform microsimulation models that project long-term outcomes under alternative surveillance strategies.

Clinical natural language processing (NLP) methods are used to classify CT scans as routine surveillance versus symptom-directed diagnostic imaging and to extract recurrence indicators, smoking history, and selected social determinants of health from unstructured clinical notes. NLP outputs are integrated with structured data to improve classification accuracy and completeness.

Quality assurance procedures include automated checks for completeness, range, and internal consistency, validation against source EHR and tumor registry records, and maintenance of a standardized data dictionary defining all variables and coding systems. Standard operating procedures govern cohort assembly, quarterly data refreshes, data management, analysis, and reporting.

The expected cohort size is approximately 1,700 patients, providing sufficient power to evaluate surveillance utilization patterns and outcome differences by surveillance interval. Missing data will be addressed using multiple imputation and sensitivity analyses.

Statistical analyses include descriptive methods, multivariable and mixed-effects regression models, and time-to-event and competing-risk analyses. Results from the observational analyses will be used as inputs for microsimulation modeling to estimate long-term population-level outcomes associated with different CT surveillance strategies.

Who can participate

Healthy volunteers accepted: No

Only the study team can determine whether someone qualifies for participation.

Inclusion criteria

  • Adults diagnosed with primary, pathologically confirmed stage I-IIIA non- small cell lung cancer (NSCLC).
  • Received curative-intent therapy, including:

Surgical resection, or Stereotactic body radiation therapy (SBRT), with or without adjuvant therapy.

  • Completed curative-intent therapy and survived at least 5 months after therapy initiation.
  • Received care within the University of Florida (Gainesville or Jacksonville) health system, and are included in the OneFlorida+ clinical data network.
  • Have available:

Structured EHR data (including tumor registry linkage, imaging, procedures, and vital statistics), and Unstructured clinical documents (clinic notes, radiology reports, pathology reports) enable NLP extraction.

  • Have ≥1 follow-up encounter in the EHR after treatment completion to allow surveillance assessment.

Exclusion criteria

  • Histology other than NSCLC, including:

Small-cell lung cancer Carcinoid tumors Rare non-NSCLC primary tumors

  • Metastatic disease (stage IV) at diagnosis.
  • No curative-intent therapy received (e.g., palliative treatment only).
  • Patients with incomplete treatment records prevent the determination of the treatment completion date.
  • Patients with no surveillance-relevant follow-up data, including:

No post-treatment clinical notes No radiology/pathology records No linked tumor registry or vital status data

  • Patients with recurrence or who die within the first 5 months after starting curative-intent therapy (insufficient window for guideline-defined surveillance).
  • Patients with missing identifiers prevent linkage to cancer registries or the death index.
  • Individuals whose imaging cannot be classified as surveillance vs. diagnostic due to the absence of relevant structured or unstructured data.

Treatment and study plan

Primary outcomes

  1. Guideline Adherence to Chest CT Surveillance

    Time frame: Up to 5 years after treatment completion

    Proportion of patients who complete guideline-recommended post-treatment chest CT surveillance within prespecified rolling surveillance windows. Guideline adherence will be defined using ±1-month and ±2-month allowable windows around each recommended surveillance time point. Semi-annual surveillance (Years 0-2) will be assessed at recommended months 6, 12, 18, and 24, with adherence defined as completing a CT within months 5-7 or 4-8, 11-13 or 10-14, 17-19 or 16-20, and 23-25 or 22-26, respectively. Annual surveillance (Years 3-5) will be assessed at recommended months 36, 48, and 60, with adherence defined as completing a CT within months 35-37 or 34-38, 47-49 or 46-50, and 59-61 or 58-62, respectively. Patients will be censored at recurrence, death, loss to follow-up, or end of study.

  2. Annual Rates of Guideline-Concordant Surveillance CT Imaging during post-treatment Years 1-5.

    Time frame: Year-specific rates are assessed annually for up to 5 years post-treatment.

    Surveillance begins at completion of curative-intent therapy (surgery or SBRT ± adjuvant therapy), and only routine surveillance scans are included. In Years 1-2, surveillance is guideline-concordant if CTs are completed within rolling 4-8-month intervals following either treatment completion or the prior surveillance CT. In Years 3-5, surveillance is guideline-concordant if CTs occur within rolling 10-14-month intervals from the prior CT. Patients are censored at recurrence, death, loss to follow-up, or end of study period.

  3. Time to First Recurrence

    Time frame: Up to 5 years post-treatment.

    Time from completion of curative-intent therapy to the first documented cancer recurrence (local, regional, or distant). Recurrence will be identified using structured electronic health records (EHR) recurrence fields, validated recurrence-detection algorithms, cancer registry linkage, and natural language processing (NLP) based extraction from radiology reports and clinical notes. Patients will be censored at death without recurrence, loss to follow-up, or completion of 5-year follow-up.

  4. Time to Second Primary Lung Cancer (SPLC)

    Time frame: Up to 5 years or end of follow up

    Time from completion of curative-intent therapy to diagnosis of a metachronous second primary lung cancer (SPLC). SPLC will be defined using standard criteria, including AJCC TNM staging, histologic distinction from the index tumor, cancer registry confirmation, and pathology report verification. Among patients who develop SPLC, we will evaluate stage at SPLC diagnosis, histologic subtype (including bronchioloalveolar carcinoma), and receipt of adjuvant therapy. Patients will be censored at death without SPLC, recurrence without SPLC, or completion of follow-up. This outcome will be analyzed as a time-to-event measure consistent with other survival endpoints.

  5. All-cause mortality

    Time frame: Up to 5 years post-treatment (or longest available follow-up).

    Time from completion of curative intent treatment to death from any cause. Vital status will be ascertained through institutional cancer registries, the National Death Index, and state death certificate data.

  6. Lung Cancer-Specific Mortality

    Time frame: Up to 5 years following treatment completion.

    Time from completion of curative-intent treatment to death attributed specifically to lung cancer, analyzed under a competing-risk framework in which non-lung cancer deaths are treated as competing events. Cause of death will be determined using institutional cancer registry data and National Death Index linkage.

  7. Mode of Recurrence Detection

    Time frame: Assessed at the time of recurrence, up to 5 years following treatment completion.

    Classification of recurrence mode at the time of first recurrence. Recurrences will be categorized as:

    • Surveillance detected: Identified during routine surveillance CT imaging in asymptomatic patients.
    • Symptom detected: Identified after clinical symptoms prompted diagnostic evaluation.

    Detection mode will be determined using electronic health record (EHR) documentation and natural language processing (NLP) extraction from radiology reports and clinical notes. Timing of recurrence (time to event) will be evaluated separately; early vs. later surveillance detection will be described, but has no clinical implications if timing windows shift.

  8. Type of SPLC Detection

    Time frame: At SPLC diagnosis (≤5 years following treatment completion).

    Classification of metachronous second primary lung cancer (SPLC) as either:

    Surveillance-detected: Identified during routine surveillance CT imaging in asymptomatic patients.

    Symptom-detected: Identified after new or worsening symptoms prompted diagnostic evaluation.

    Detection mode will be determined using EHR documentation and NLP extraction from radiology reports and clinical notes.

  9. Model-Projected Long-Term Survival Under Alternative Surveillance Strategies

    Time frame: At 5 years, 10 years, and over the model-projected lifetime horizon after the index surveillance decision

    Microsimulation-projected overall and lung cancer-specific survival under semi-annual versus annual CT surveillance schedules. The model will be calibrated using recurrence, SPLC, and mortality data from Aims 1-2 and extrapolated to national incidence patterns using SEER data.

    Measure Description:

    Difference in projected survival outcomes between semi-annual and annual surveillance strategies, reported as:

    • Mean life expectancy (life-years)
    • Five-year, ten-year, and lifetime survival probabilities
    • Hazard of lung cancer-specific death

    Model estimates will be derived from a calibrated Markov microsimulation model informed by Aims 1-2 and extrapolated using SEER incidence.

Secondary outcomes

  1. CT Surveillance Pattern Classification (0-5 Years)

    Time frame: 0-5 years post treatment

    Patients will be categorized into one of four mutually exclusive surveillance patterns based on completed post-treatment surveillance CT imaging from 0-5 years following curative intent therapy:

    • Semi-Annual Adherence: Consistent completion of surveillance CT scans within guideline-concordant 4-8 month intervals during Years 1-2, followed by 10-14 month intervals during Years 3-5.
    • Annual Only Adherence: Completion of at least annual surveillance (10-14 month intervals) during Years 1-5, but not meeting semi-annual criteria in Years 1-2.
    • Irregular/Other Surveillance: Completion of ≥1 surveillance CT scan during follow-up, but not meeting semi-annual or annual adherence definitions.
    • No Surveillance: No documented surveillance CT scan within 12 months of treatment completion.
  2. CT Surveillance Utilization Rate

    Time frame: Up to 5 years post treatment

    Intensity of surveillance CT use, measured as scans per person time and/or completion of guideline-recommended surveillance intervals

  3. False Positive Surveillance CT Results

    Time frame: Up to 5 years

    Surveillance CT scans that trigger additional diagnostic evaluation (biopsy, PET CT, or repeat imaging) without a lung cancer diagnosis (recurrence or SPLC) within 6 months of the index scan. Results will be classified as true positive, false positive, true negative, or false negative using cancer registry data and EHR documentation

  4. Downstream Diagnostic Procedures After Surveillance CT

    Time frame: Up to 5 years following treatment completion

    Frequency and type of diagnostic procedures, both invasive and non-invasive, performed following surveillance CT imaging, including transthoracic biopsy, transbronchial biopsy, bronchoscopy, and PET-CT.

  5. Procedure Related Complications

    Time frame: Up to 5 years following treatment completion

    Complications occurring within 7 days and 30 days of invasive diagnostic procedures (transthoracic, transbronchial, or surgical biopsies), including:

    • Pneumothorax
    • Pulmonary hemorrhage
    • Acute respiratory failure
    • Acute renal failure
    • Contrast allergy requiring hospitalization
    • Acute myocardial infarction
  6. Recurrence Site / Pattern (Registry Based)

    Time frame: At recurrence (≤5 years)

    Classification of recurrence site as local, regional, or distant, based on cancer registry definitions.

  7. Receipt of Treatment Following Recurrence or SPLC

    Time frame: At recurrence or SPLC diagnosis (≤5 years)

    Time to treatment initiation following recurrence or SPLC diagnosis, and classification of treatment modality, including surgery, SBRT, targeted therapy, and immune checkpoint inhibitor therapy.

Other outcomes

  1. Model Projected Recurrence/SPLC Detection Timing and Mode

    Time frame: From the index surveillance decision through the model-projected lifetime horizon (5 years, 10 years)

    Model estimated timing of recurrence and SPLC detectability and symptom onset, and projected proportion detected through surveillance imaging versus symptom-prompted evaluation under alternative surveillance strategies.

    Measure Description: Projected distributions of:

    • Time to detectability
    • Time to symptom onset for recurrence and SPLC. Additionally, the model will estimate the proportion of cases detected via surveillance imaging versus symptomatic presentation under each strategy. Results will be reported as absolute percentage differences and median time gained to detection.
  2. Model Projected Population Impact Under Varying Surveillance Uptake

    Time frame: Over the model-projected lifetime horizon after the index surveillance decision (5 years, 10 years)

    Sensitivity analyses evaluating population-level outcomes under varying surveillance uptake levels (e.g., 50%, 70%, 90% adherence), including projected lung cancer deaths averted, earlier detection, false positive CTs, and downstream diagnostic complications.

    Measure Description: Projected population impacts under alternative surveillance schedules and uptake levels, including:

    • Lung cancer deaths averted per 1,000 patients
    • Life years gained per 1,000 patients
    • Additional false positive CTs per 1,000 patients
    • Additional biopsy-related complications per 1,000 patients

Sponsors and collaborators

Lead sponsor

University of Florida

Other

Collaborators

  • Kaiser Permanente
  • National Cancer Institute (NCI)

Registry information

Official study title

Protocol for an Observational Cohort Study Integrating Real-World Data and Microsimulation to Assess Imaging Surveillance Strategies in Stage I-IIIA NSCLC Patients in OneFlorida+

Acronym: PLuS2

Important dates

Study start
2012
Primary completion
2026
Study completion
2026
First posted
May 12, 2026
Registry last updated
May 12, 2026

OpenTrials presents study information sourced from ClinicalTrials.gov. The official registry record should be consulted for the latest information.

View the official ClinicalTrials.gov record (opens in a new tab)

This listing is for discovery and informational purposes only. It is not medical advice, does not guarantee that a study is recruiting, and does not determine eligibility. Contact the study team and a qualified healthcare professional when considering participation.

Published trials that share one or more normalized conditions with this study.