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NCT Number: NCT04302025

A Study of Multiple Therapies in Biomarker-selected Participants With Resectable Stages IB-III Non-small Cell Lung Cancer (NSCLC)

This trial will evaluate the efficacy and safety of various therapies in participants with Stage IB, IIA, IIB, IIIA, or selected IIIB resectable and untreated NSCLC tumors that meet protocol-specified biomarker criteria.

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Key information

Age range

18 year and older

Sex eligibility

All sexes

Study type

Interventional

Phase

Phase 2

Primary location

City of Hope Comprehensive Cancer Center, Duarte, California, United States

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Who can participate

Healthy volunteers accepted: No

Only the study team can determine whether someone qualifies for participation.

Inclusion criteria

for Neoadjuvant Therapy:

  • Pathologically documented NSCLC:
  • Newly diagnosed early-stage NSCLC stages IB, IIA, IIB, IIIA, or selected IIIB (T3N2 only) NSCLC of squamous or non-squamous histology. Staging should be based on the 8th edition of the American Joint Committee on Cancer (AJCC)/Union Internationale Contre le Cancer (UICC) NSCLC staging system
  • T4 primary NSCLC will be allowed only on the basis of size. Invasion of the diaphragm, mediastinum, heart, great vessels, trachea, recurrent laryngeal nerve, esophagus, vertebral body, carina, and separate tumor nodules in a different ipsilateral lobe is not permitted
  • All participants will undergo clinical staging using computed tomography (CT) and positron emission tomography (PET) scanning, as well as brain imaging using magnetic resonance imaging (MRI). Invasive mediastinal staging by either mediastinoscopy or endo-bronchial ultrasonography is highly encouraged for participants with radiographically suspected mediastinal nodal disease (i.e., N2) but not mandated if the CT or PET scans showed no evidence of N2 disease
  • Molecular testing results from clinical laboratory improvement amendments (CLIA)-certified laboratories and showing at least one of the following abnormalities: ALK fusion, ROS1 fusion, NTRK1/2/3 fusion; BRAF V600 mutation, RET fusion, PD-L1 expression in ≥ 1% tumor cells as determined by Food and Drug Administration (FDA)-approved test, KRAS G12C mutation
  • Measurable disease, as defined by RECIST v1.1
  • NSCLC must have a solid or subsolid appearance on CT scan and cannot have a purely ground glass opacity appearance. For subsolid lesions, the tumor size (i.e., clinical T stage) should be measured based on the solid component only, exclusive of the ground glass opacity component
  • Evaluated by the attending surgeon prior to study enrollment to verify that the primary tumor and any involved lymph nodes are technically completely resectable and verify that the participant is medically operable
  • Adequate pulmonary function to be eligible for surgical resection with curative intent
  • Adequate cardiac function to be eligible for surgical resection with curative intent
  • Eastern Cooperative Oncology Group (ECOG) Performance Status of 0 or 1
  • Adequate hematologic and end-organ function
  • Negative hepatitis B surface antigen (HBsAg) test at screening for cohort
  • Negative total hepatitits B core antibody (HBcAb) test at screening for cohort, or positive total HBcAb test followed by a negative hepatitis B virus (HBV) deoxyribonucleic acid (DNA) test at screening
  • Negative hepatitis C virus (HCV) antibody test at screening, or positive HCV antibody test followed by a negative HCV ribonucleic acid (RNA) test at screening
  • Male participants must be willing to use acceptable methods of contraception
  • Female participants of childbearing potential must agree to use acceptable methods of contraception

Inclusion criteria

for Adjuvant Therapy (TKI Cohorts and KRAS G12C cohort [if continuing on Divarasib]):

  • Participants whose tumors lack radiographic progression
  • ECOG Performance Status of 0 or 1
  • Adequate hematologic and end-organ function

Exclusion criteria

  • NSCLC that is clinically T4 by virtue of mediastinal organ invasion or Stage IIIB by virtue of N3 disease
  • Any prior therapy for lung cancer, including chemotherapy, targeted therapy, immunotherapy, or radiotherapy, within 2 years
  • Participants with prior lung cancer
  • Major surgical procedure within 28 days prior to Cycle 1, Day 1
  • Malignancies other than the disease under study within 3 years prior to Cycle 1, Day 1, with the exception of participants with a negligible risk of metastasis or death and with expected curative outcome
  • Treatment with an investigational agent for any condition within 4 weeks prior to Cycle 1, Day 1
  • Participants known to be positive for human immunodeficiency virus (HIV) are excluded if they meet any of the following criteria: cluster of differentiation 4 (CD4)+ T-cell count of <350 cells/microliters (cells/µL); detectable HIV viral load; history of an opportunistic infection within the past 12 months; on stable antiretroviral therapy for <4 weeks
  • Severe infection within 4 weeks prior to initiation of study treatment, including but not limited to hospitalization for complications of infections, or any active infection that, in the opinion of the investigator, could impact participant safety
  • Pregnant or lactating, or intending to become pregnant during the study

Treatment and study plan

Alectinib

Drug

Participants will receive oral alectinib twice per day (BID).

Other names: CH5424802; RO5424802

Entrectinib

Drug

Participants will receive oral entrectinib daily.

Other names: Rozlytrek®; RXDX-101

Vemurafenib

Drug

Participants will receive oral vemurafenib BID.

Other names: Zelboraf®

Cobimetinib

Drug

Participants will receive oral cobimetinib daily.

Other names: Cotellic®

Pralsetinib

Drug

Participants will receive oral pralsetinib daily.

Other names: Gavreto®

Atezolizumab

Drug

Atezolizumab will be administered by intravenous (IV) infusion.

Other names: Tecentriq®

SBRT

Drug

Participants will receive SBRT given concurrently, starting with the first dose of atezolizumab.

Resection

Procedure

Participants will receive surgical resection of the primary tumor along with selected lymph nodes per SOC.

Chemotherapy

Drug

Participants will receive SOC chemotherapy as determined by the treating physician.

Divarasib

Drug

Participants in the KRAS G12C cohort will receive oral divarasib for approximately 8 weeks until the day before surgery as neoadjuvant therapy up to 3 years as adjuvant therapy.

Other names: GDC-6036

Primary outcomes

  1. Tyrosine Kinase Inhibitor (TKI) Cohort: Proportion of Participants With Major Pathologic Response (MPR)

    Time frame: After surgical resection (approximately study Week 8)

    MPR is defined as ≤ 10% residual viable tumor cells as scored by local pathologists.

  2. Checkpoint Inhibitor (CPI) Cohort: Pathological Complete Response (pCR)

    Time frame: After surgical resection (approximately study Week 8)

    Scored by local pathologists; defined as lack of any viable tumor cells on review of hematoxylin and eosin (H&E) slides after complete evaluation of a resected lung cancer specimen including all sampled regional lymph nodes.

  3. KRAS G12C Cohort: Percentage of Participants With 3-5 Grade Adverse Events (AEs)

    Time frame: After surgical resection (approximately study Week 8)

  4. KRAS G12C Cohort: Percentage of Participants Without Delays of Surgery due to Treatment-related AEs as Reported by the Investigator

    Time frame: After surgical resection (approximately study Week 8)

Secondary outcomes

  1. Proportion of Participants With MPR

    Time frame: After surgical resection (approximately study Week 8)

    Defined as ≤10% residual viable tumor cells) based on surgical resection as defined by Hellmann et al. (2014) and Travis et al. (2020). TKI cohorts: MPR will be scored by a central pathology committee consensus read. CPI cohort: MPR will be scored by local pathologists and central pathology committee consensus read. KRAS G12C cohort: MPR will be scored by local pathologists and central pathology committee consensus read.

  2. Proportion of Participants With pCR

    Time frame: After surgical resection (approximately study Week 8)

    Defined as lack of any viable tumor cells on review of H&E slides after complete evaluation of a resected lung cancer specimen, including all sampled regional lymph nodes.

    TKI cohorts: pCR will be scored by local pathologists and a central pathology committee consensus read.

    CPI cohort: pCR will be scored by a central pathology committee consensus read. KRAS G12C cohort: pCR will be scored by a central pathology committee consensus read.

  3. Pathological Regression Based on Weighted % Viable Tumor Cell Assessment

    Time frame: After surgical resection (approximately study Week 8)

  4. Investigator-assessed Response Objective Response Rate (ORR) per Response Evaluation Criteria in Solid Tumors Version 1.1 (RECIST v1.1)

    Time frame: After neoadjuvant treatment (after approximately study Week 8)

  5. Disease-free Survival (DFS)

    Time frame: From the first date of no disease to local or distant recurrence or death from any cause, whichever occurs first, through the end of the study (up to 9 years)

  6. Event-free Survival (EFS)

    Time frame: From first dose of study treatment to first documented disease progression per RECIST v1.1, or local or distant disease recurrence as determined by investigator, or death from any cause, whichever occurs first, through the end of study (up to 9 years)

  7. Overall Survival (OS)

    Time frame: From the first dose of study medication to death from any cause, through the end of the study (up to 9 years)

  8. Percentage of Participants With AEs

    Time frame: Up to 9 years

  9. Nodal Downstaging

    Time frame: After surgical resection (approximately study Week 8)

    Defined as percentage of participants with reduced stages in regional lymph nodes at surgery.

  10. Circulating tumor DNA (ctDNA) Clearance Rate

    Time frame: Prior to surgery (before study Week 8)

  11. KRAS G12C Cohort: Plasma Concentration of Divarasib at Specified Timepoints

    Time frame: Neo-adjuvant: pre-dose & 2 hours post-dose on Day 1 of Cycles 1 & 2; Pre-surgery (before Week 8): pre-dose; Adjuvant treatment: pre-dose & 2 hours post-dose on Day 1 of Cycles 1-6, pre-dose on Day 1 of Cycle 9 (each cycle=28 days);

    • Treatment completion/discontinuation;
    • Disease Progression or Recurrence during Neoadjuvant treatment or Surveillance;
    • Unscheduled (Tumor Evaluation and Response) [Anytime up to 3 years]

Study contacts

Contact information is provided by the study sponsor or research team.

Fastest response: use the inquiry form. No email attachments. https://www.gene.com/contact-us/submit-medical-inquiry

CONTACT

Reference Study ID Number: ML41591 https://forpatients.roche.com/

CONTACT

[email protected]

888-662-6728

Sponsors and collaborators

Lead sponsor

Genentech, Inc.

Industry

Registry information

Official study title

NAUTIKA1: A Multicenter, Phase II, Neoadjuvant and Adjuvant Study of Multiple Therapies in Biomarker-selected Patients With Resectable Stages IB-III Non-small Cell Lung Cancer

Acronym: NAUTIKA1

Important dates

Study start
2020
Primary completion
2026
Study completion
2030
First posted
Mar 10, 2020
Registry last updated
Jul 9, 2026

OpenTrials presents study information sourced from ClinicalTrials.gov. The official registry record should be consulted for the latest information.

View the official ClinicalTrials.gov record (opens in a new tab)

This listing is for discovery and informational purposes only. It is not medical advice, does not guarantee that a study is recruiting, and does not determine eligibility. Contact the study team and a qualified healthcare professional when considering participation.

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