A Scalable Nutrition Adherence Intervention

Recruitment: Throughout years 1 through 3, my team will engage in outreach initiatives to expand on my laboratory's current participant registry to increase numbers of diverse rural adults aged 50+. Currently, the PI's laboratory includes a participant registry of 456 individuals aged 55+; however, only 9% are non-white and it is unclear how many of these individuals are from rural areas. Thus, we will work with consultants from the UF-FSU CTSA Community Engagement Core to reach my registry goal N of 500 additional rural individuals (aged 50+). Recruitment efforts will also include collaboration with local community-based organizations and institutions, (e.g., social service providers, faith-based institutions, healthcare providers, elder/aging advocacy organizations, senior centers, etc.). Similarly, recruitment of participants for the focus groups will be through community outreach such as posting flyers and in-person recruitment at health clinics, Senior centers, and other community centers. FSU is uniquely suited to recruit a diverse rural cohort given its geographic location in North Florida.

Trial Protocol Design: A total of 64 participants will be recruited for the efficacy trial, with approximately equal numbers of individuals with mild cognitive impairment and cognitively normal individuals. A 10-week intervention period was chosen based on preliminary data on participant response and prior work showing 10-weeks as an adequate period to demonstrate adherence and benefits from a dietary intervention. Assessments will be completed in-person at baseline, 10-weeks, 6-months, and 1 year to evaluate long-term adherence. Additionally, weekly online assessments will be completed during the initial 10-weeks, and then monthly throughout the remainder of the study to collect the at-home urine ketone adherence data.

Preliminary screen: Participants will be recruited via email and phone contact from the rural participant registry. Potential participants will be screened by phone for eligibility to participate. We will recruit approximately equal participants categorized as having possible mild cognitive impairment or likely cognitively normal based on an initial screening including the telephone Montreal Cognitive Assessment (MoCA), the Memory Complaint Scale (MCS), and the Cardiovascular Risk Factors, Aging, and Incidence of Dementia (CAIDE) risk score. Additionally, basic demographics, health conditions, medications, dietary restrictions (SCOFF), and major psychiatric illnesses will be included in the telephone screener.

Baseline Assessment: Consented participants for the clinical trial will be scheduled to come in-person for an approximately 2.5-hour visit at CTBScience that will occur in the 2 weeks prior to beginning their assigned study arm. The assessment will consist of 1) basic vitals and biometrics assessment, 2) a urine and breath ketone assessment, 3) a brief clinical interview, executive functioning and memory tasks from the NIH Toolbox, 4) measures of socio-emotional functioning (e.g., mood, stress, physical activity, sleep), 5) self-reported health assessments, and 6) a fasting blood draw for a lipid panel and point-of-care HbA1c testing (completed by a trained phlebotomist). Participants will be provided a fecal sample collection kit during the appointment, which will be collected using the protocol described below. All survey items will be administered via REDCap using an iPad, while the clinical interview and the NIH Toolbox will be administered by a trained research assistant. All participants will receive two bottles of urine ketone test strips to complete at-home testing and tracking and the participant workbook materials. All data collected will be entered into REDCap by research assistants. These procedures have been successfully piloted in early phase trials in my lab.

Intervention Procedures: Using a hybrid (in-person/telehealth) approach to delivery, the Improving Cognitive Aging through Nutrition (ICAN) adherence program will consist of 10, 1-hour weekly group meetings, which will take place primarily via HIPAA-compliant Zoom. The first meeting will be 90 minutes and will take place in-person. The nutrition information and psychoeducation components will be delivered via pre-recorded interactive videos and followed by PowerPoints guiding participants through structured skills practice and opportunity for discussion and questions. All sessions are led and moderated by two trained research assistants. In this way, if a participant is unable to attend a session, they will be able to obtain the relevant information and education to proceed. Further, these standardized videos will help ensure intervention fidelity. A nurse practitioner with expertise in functional medicine will attend the first session, and will be available to the group leaders as a consultant for nutrition questions and potential side-effects or safety concerns. Participants will be asked to report any side-effects they notice immediately to their group leader or to a study team member, and a reminder of this will be provided each session. Sessions will be devoted to providing nutrition information, building group support, identifying participant goals, and working as a group to overcome barriers. Participants will also be provided with access to an online forum for sharing recipes and additional interaction/support outside of the live group meetings. Participants in the MMKD arms will be provided with individualized guidance on titrating into a ketogenic macronutrient ratio across the first 5 weeks, starting at 50% fats/25% protein/25% net carbohydrates up to 70% fats/25% protein/5% net carbohydrates). Once participants achieve measurable ketosis (trace-small), they are given more flexibility to adjust their ratio to fit their preference, while maintaining benefits. Of note, there is an emphasis on obtaining these macronutrients from high quality food sources, rich in micronutrients, as well as focusing net carbohydrates in order to increase fiber intake. All participants receive a participant workbook, which includes optional recipes and grocery lists developed in my lab, nutrition education handouts, resources for tracking and counting macronutrients, and ketone and food tracking diaries. At the conclusion of the program, participants are recommended to flexibly apply the nutrition and motivational interviewing-cognitive behavior therapy (MI-CBT) skills they learn with a goal of continuing to occasionally obtain trace levels of ketones. Of note, these procedures may be modified based on feedback from the focus groups. Further, a maintenance component has been added based on focus group feedback to include a monthly ongoing in-person support group and/or continued use of the online forum after the program.

Weekly Tracking: Participants will complete daily at-home urine ketone testing during the 10-weeks following baseline assessments, and once weekly during the post-intervention period. Throughout the 10-week intervention period, all participants will complete weekly online surveys to track changes in health status, weight, daily ketone values, mood, sleep, and physical activity.

10-week Post-Assessments: In the 10th week of the program, my team will evaluate dietary adherence based on participant self-reported adherence to each diet using a 0-10 scale (0=not at all, 5=half the time, 10=very consistent), dietary composition from food logs, and participant reported daily urine ketone levels throughout the program. Urine and breath ketone levels will also be evaluated during the post-assessment. All participants will repeat all procedures from baseline (e.g., questionnaires, NIH Toolbox cognitive testing, fecal collection kit, a fasting blood draw for cardiometabolic outcomes), excluding the clinical interview. A representative subset of participants will complete semi-structured interviews at each follow-up session to collect qualitative data on their experience in the program (N=20). Satisfaction with the program will be assessed using the client satisfaction questionnaire.

6-Month & 12-Month Post-assessment: To evaluate the long-term impacts of each dietary intervention on adherence and relevant gut-brain factors associated with Alzheimer's disease and related dementias, we will complete in-person post-assessments 6-months and 12-months after their completion of the program. During this time period, participants will continue completing at-home urine ketone testing at least once per week and will complete monthly surveys to collect these values in addition to information about their health, mood, sleep, physical activity, and weight. During each in-person assessment, participants will repeat all procedures from the 10-week appointment, including basic vitals and biometric testing, a fasting blood draw for cardiometabolic outcomes and optional point-of-care HbA1c testing. Stool sample collection, will be provided as an option for participants to provide more data. To provide additional feasibility data, the second block of participants will be offered additional optional minimally invasive biometric testing at the 12-month assessment.

Inclusion criteria

• Ages 55-85
• converted telephone MoCA total score: MCI = 17 ≤ 26, CN= ≥27 and/or and/or MCS MCI≥3, CN<3
• interest in participating in a nutrition program
• stable medical condition (at least 3 months prior to screening visit) at the discretion of study physician
• stable on medications if any (at least 4 weeks prior to screening visit) at the discretion of study physician
• able to complete the required assessments

Exclusion criteria

• MoCA ≤ 16, or diagnosis of neurodegenerative illness (except MCI or early AD in the MCI group)
• current evidence or history in the last 1 year of focal brain lesion, head injury with loss of consciousness, or any major psychiatric disorder including psychosis, bipolar disorder, severe major depression (PHQ-9 > 20), alcohol or substance abuse, or disordered eating symptoms (SCOFF > 2)
• sensory impairment (visual or auditory) that might preclude participant from participating in the study
• serious medical risk or organ failure, such as type 1 diabetes mellitus, recent cardiac event (e.g. heart attack, angioplasty)
• prescribed Warfarin, insulin, or immunosuppressants
• use of medications including anticonvulsants, drugs with potential interfering CNS effects (except cholinesterase inhibitors or memantine), and medications with known anticholinergic activity
• a nut or fish allergy (does not include shellfish)
• current use of highly restrictive or specialized diet regimen (e.g., vegan, use of MAOIs etc.)
• major digestive disorders, absorption issues, or surgeries that could be exacerbated by dietary intervention
• Non-English speaking.