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NCT Number: NCT07758894

Non-Intubated Anesthesia for Adult Heart Transplantation

This prospective, multicenter, randomized controlled trial aims to evaluate whether non-intubated spontaneous ventilation anesthesia (NISVA) supported by a supraglottic airway can reduce cardiopulmonary complications and promote postoperative recovery in adults undergoing isolated orthotopic heart transplantation. Approximately 220 participants will be randomly assigned in a 1:1 ratio to either the NISVA group or the conventional endotracheal general anesthesia group. The study will primarily evaluate a cardiopulmonary composite endpoint within 30 days after transplantation. Postoperative invasive mechanical ventilation duration, pulmonary function recovery, intensive care unit length of stay, and other postoperative recovery outcomes will also be assessed. Participants will be followed during hospitalization and at 30 days, 3 months, and 1 year after transplantation to evaluate cardiopulmonary function, safety, postoperative recovery, rehospitalization, and survival.

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Key information

Conditions

Age range

18 year and older

Sex eligibility

All sexes

Study type

Interventional

Phase

Not applicable

Primary location

The First Affiliated Hospital of Guangzhou Medical University

Guangzhou, Guangdong, 450051, China

Location status: Recruiting

Location contact

Haoxiang Yuan

CONTACT

[email protected]

+8615692028041

About this study

Heart transplant recipients are at high risk of pulmonary complications and early graft dysfunction because of preexisting heart failure, cardiopulmonary bypass, ischemia-reperfusion injury, and perioperative hemodynamic changes. Conventional endotracheal intubation and mechanical ventilation provide reliable airway control but may contribute to airway injury, pulmonary complications, and delayed recovery. NISVA uses a supraglottic airway to maintain ventilation while preserving or restoring spontaneous breathing when clinically feasible, potentially reducing airway stimulation and mechanical ventilation exposure.

Eligible adults undergoing isolated orthotopic heart transplantation will be randomly assigned to NISVA or conventional endotracheal general anesthesia. Both groups will receive standard perioperative heart transplantation care. Participant safety will take priority, and endotracheal intubation or additional respiratory or circulatory support will be provided whenever clinically necessary. In addition to the 30-day cardiopulmonary composite endpoint, the study will assess pulmonary recovery, early graft function, mechanical ventilation and circulatory support, major complications, safety events, recovery milestones, length of stay, rejection, quality of life, rehospitalization, and survival for up to 1 year. Key outcomes will be evaluated according to predefined criteria, with independent assessment of the primary endpoint.

Who can participate

Healthy volunteers accepted: No

Only the study team can determine whether someone qualifies for participation.

Inclusion criteria

Age 18 years or older, regardless of sex. Listed for heart transplantation and scheduled to undergo isolated orthotopic heart transplantation.

Able to breathe spontaneously without ongoing dependence on preoperative invasive mechanical ventilation.

Perioperative anesthesia, surgical, intensive care unit, and follow-up data can be collected as required by the study protocol.

Considered eligible for either NISVA or conventional endotracheal anesthesia following multidisciplinary assessment by the heart transplant surgery, anesthesia, cardiopulmonary bypass, and intensive care teams.

Relatively stable vital signs after appropriate treatment and able to complete perioperative assessments and postoperative follow-up.

Voluntary participation and written informed consent provided by the participant or the participant's legally authorized representative.

Exclusion criteria

Previous solid-organ transplantation that may substantially affect the assessment of perioperative outcomes for the current transplantation.

Planned combined organ transplantation, including combined heart-kidney, heart-liver, or heart-lung transplantation.

Complex anatomy associated with adult congenital heart disease that would substantially alter the surgical procedure or anesthetic management and is considered unsuitable for enrollment by the investigator.

Preoperative endotracheal intubation or ongoing dependence on invasive mechanical ventilation.

Severe pulmonary infection, severe respiratory failure, significant pulmonary edema, severe hypercapnia, or inability to tolerate a spontaneous ventilation anesthesia strategy, as determined by the study team.

Severe pulmonary hypertension, severe right heart failure, or severely impaired baseline right ventricular function considered to present an unacceptably high risk for NISVA.

Severe preoperative hemodynamic instability requiring high-dose vasoactive support, or use of mechanical circulatory support other than a durable left ventricular assist device or an intra-aortic balloon pump.

Known difficult airway, high risk of aspiration, full stomach, gastric retention, severe gastroesophageal reflux, or another contraindication to supraglottic airway use.

Estimated glomerular filtration rate below 40 mL/min/1.73 m², need for dialysis or ultrafiltration, or rapidly progressive renal dysfunction.

Known liver disease-related coagulopathy, severe hepatic failure, or heparin-induced thrombocytopenia.

A systemic disease that may substantially affect transplantation outcomes, including systemic lupus erythematosus, sarcoidosis, or amyloidosis.

Active sepsis or a positive blood culture before surgery. ABO-incompatible transplantation. Ongoing pretransplant desensitization therapy, including peri-transplant plasma exchange or another treatment that may substantially affect inflammatory, immunologic, or outcome assessments.

Concurrent participation in another interventional transplantation-related clinical trial that may affect the results of this study.

Pregnancy or breastfeeding. Inability to understand the study, inability to complete the informed consent process, or considered unsuitable for enrollment by the investigator.

Treatment and study plan

Non-intubated spontaneous ventilation anesthesia

Procedure

A standardized perioperative anesthesia strategy using a supraglottic airway without routine endotracheal intubation, with early restoration of spontaneous breathing when clinically feasible. Airway management, ventilation, and perioperative care will follow predefined study procedures. Endotracheal intubation or escalation of respiratory or circulatory support will be performed whenever clinically necessary for patient safety.

Conventional Anesthesia

Procedure

A standardized perioperative anesthesia strategy using endotracheal intubation and lung-protective mechanical ventilation during cardiac surgery with cardiopulmonary bypass. Airway management, ventilation, and perioperative care will follow predefined study procedures. Extubation will be performed when predefined physiologic criteria are met, and respiratory or circulatory support will be escalated whenever clinically necessary for patient safety.

Standardized Perioperative Anesthetic and Analgesic Medication Regimen

Drug

Anesthesia maintenance will consist of continuous infusions of remifentanil and dexmedetomidine combined with target-controlled infusion of propofol. Sufentanil and sevoflurane may be administered when clinically indicated. Additional rocuronium may be administered as needed to facilitate surgical conditions.

Primary outcomes

  1. Intensive Care Unit Length of Stay

    Time frame: From postoperative admission to the intensive care unit until the first discharge from the intensive care unit, assessed during the index hospitalization and up to 30 days after surgery.

    Duration of intensive care unit stay after heart transplantation, measured in days from postoperative admission to the intensive care unit until the first discharge from the intensive care unit during the index hospitalization.

  2. Duration of Postoperative Invasive Mechanical Ventilation

    Time frame: From the end of surgery through 30 days after transplantation.

    Total duration of postoperative invasive mechanical ventilation after heart transplantation. Participants who do not receive postoperative invasive mechanical ventilation will be recorded as having a duration of zero.

  3. Incidence of the Cardiopulmonary Composite Endpoint

    Time frame: Within 30 days after heart transplantation

    Proportion of participants experiencing at least one major cardiopulmonary complication, including death, primary graft dysfunction, graft failure requiring mechanical circulatory support or repeat transplantation, or severe postoperative respiratory dysfunction.

Secondary outcomes

  1. Incidence of Other Postoperative Complications

    Time frame: From the end of heart transplantation through postoperative Day 30; complications will be recorded throughout the index hospitalization and assessed at postoperative Day 30.

    Proportion of participants experiencing other postoperative complications, including renal, hepatic, neurological, infectious, bleeding, and other clinically significant adverse events.

  2. New York Heart Association Functional Class

    Time frame: At discharge from the post-transplant hospitalization, and at 30 days, 3 months, and 1 year after heart transplantation

    New York Heart Association functional class will be assessed clinically and reported as Class I, II, III, or IV. Class I indicates no limitation of physical activity, whereas Class IV indicates symptoms at rest and the most severe limitation. Higher class indicates worse functional status.

  3. Perioperative Anesthetic and Analgesic Medication Use

    Time frame: From induction of anesthesia through completion of the surgical procedure.

    Total doses of anesthetic, sedative, neuromuscular blocking, and opioid medications administered during the perioperative period will be recorded and compared between groups.

  4. Time to First Oral Intake

    Time frame: From completion of surgery until the first oral intake, assessed through discharge from the index postoperative hospitalization.

    Time from completion of surgery to the first documented oral intake of liquids or solid food will be recorded and reported in hours.

  5. 6-Minute Walk Distance

    Time frame: At discharge from the post-transplant hospitalization, and at 30 days, 3 months, and 1 year after heart transplantation

    6-minute walk distance will be assessed using the standardized 6-minute walk test and reported in meters. The minimum possible value is 0 meters; there is no prespecified maximum value. A greater distance indicates better functional capacity.

  6. Postoperative Hospital Length of Stay

    Time frame: From the date of surgery through the date of discharge from the index postoperative hospitalization.

    Postoperative hospital length of stay will be measured from the date of surgery to the date of discharge from the index postoperative hospitalization and reported in days.

Study contacts

Contact information is provided by the study sponsor or research team.

Haoxiang Yuan

CONTACT

[email protected]

+8615692028041

Sponsors and collaborators

Lead sponsor

The First Affiliated Hospital of Guangzhou Medical University

Other

Registry information

Official study title

Cardiopulmonary Protective Effects of Non-Intubated Spontaneous Ventilation Anesthesia in Heart Transplantation: A Multicenter, Prospective, Randomized Controlled Trial

Acronym: NISVA-HTx

Important dates

Study start
2026
Primary completion
2029
Study completion
2029
First posted
Aug 11, 2026
Registry last updated
Aug 11, 2026

OpenTrials presents study information sourced from ClinicalTrials.gov. The official registry record should be consulted for the latest information.

View the official ClinicalTrials.gov record (opens in a new tab)

This listing is for discovery and informational purposes only. It is not medical advice, does not guarantee that a study is recruiting, and does not determine eligibility. Contact the study team and a qualified healthcare professional when considering participation.

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