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NCT Number: NCT04055077

Influence of HFNO on Respiratory Stability in Patients of Different ASA Risk During Moderate Multimodal Analgo-sedation for Pars Plana Vitrectomy

Pars plana vitrectomy is minimally invasive endoscopic procedure which is usually performed in moderate analgo-sedation given by anesthesiologist combined with topical anesthesia and regional eye anesthesia (retrobulbar or SubTenon block) performed by a surgeon. Intravenously applied anesthetics can often lead to slower breathing rate or cessation of breathing which introduces risk of low blood oxygen level despite careful adjustment of anesthetics' dose and application of standard low-flow nasal oxygenation (LFNO). Respiratory instability is often accompanied by circulatory instability manifested by disturbances of heart rate and blood pressure. LFNO provides maximally 40% inspired fraction of oxygen and can cause discomfort of a patient due to coldness and dryness of inspired gas.

On the other hand, high-flow nasal oxygenation (HFNO) can bring up to 100% of inspired oxygen fraction to patient, providing noninvasive pressure support of 3-7 cmH2O in patients' upper airway which ensures better oxygenation especially in higher anesthesia risk patients. Because of carrying warmed and humidified air/oxygen mixture via soft nasal cannula, HFNO is better tolerated by patients.

In this trial investigators will compare effect of HFNO to LFNO during intravenously applied standardized analgo-sedation given for vitrectomy in normal weight patients of low and high anesthesia risk.

Investigators hypothesize that normal weight patients of low and high anesthesia risk, whose breathing pattern is preserved, receiving HFNO vs. LFNO during standardized analgo-sedation for vitrectomy will be more respiratory stable using equal FiO2, preserving normal blood O2 and CO2 level, breathing pattern, heart rate and blood pressure.

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Key information

Age range

25 year–85 year

Sex eligibility

All sexes

Study type

Interventional

Phase

Not applicable

Primary location

University clinical hospital centre Zagreb, Croatia

Zagreb, 10000, Croatia

About this study

Pars plana vitrectomy (PPV) is minimally invasive micro-endoscopic surgery of posterior eye chamber. Most often patients receive combination of loco-regional anesthesia (topical anesthetic plus retrobulbar or SubTenon block), performed by a surgeon, and moderate multimodal analgo-sedation (MMAS), performed by an anesthesiologist. Although applied intravenous anesthetics are short-acting, carefully titrated and continuously infused, anesthesia can lead to cessation of adequate spontaneous patients' breathing detected as bradypnoea, hypoxia and hypercapnia reflecting respiratory instability of patient. Respiratory instability is accompanied by circulatory one, reflected in heart rate and blood pressure deflections from baseline values. Usually, before, during and after MMAS until patient is awaken, low-flow nasal oxygenation (LFNO) of 2-6 L/min O2 is applied through nasal catheter providing maximum inspiratory fraction of oxygen (FiO2) of 40%. Beside coldness and dryness of LFNO (therefore causing discomfort to a patient), LFNO is often inadequate to prevent respiratory instability manifested as hypoxia and hypercapnia and subsequent circulatory disturbances.

Anesthesia risk is classified by American Society of Anesthesiologists Physical Status Classification System (ASA classification system) where patients of ASA class I anesthesia risk are generally healthy without systemic disease, patients deployed to ASA class II group have mild disease, having no functional impairment, higher risk ASA III patients have one or more significant organ function impairment.

High-flow nasal oxygenation (HFNO) delivers to patient high flow heated and humidified oxygen/air mixture (up to 70 L/min, up to 100% FiO2) using soft nasal cannula. HFNO produces 3-7 cmH2O of positive end-expiratory pressure therefore supporting patients breathing effort and providing apnoeic oxygenation, decreasing pharyngeal airway dead space and resistance. The patients find HFNO more comfortable as delivered gas is heated and humidified. HFNO is usually used for oxygenation of patients with predicted difficult oroendotrachial intubation prior to anesthesia, in process of awakening from anesthesia in postanesthesia care units and during process of weaning from mechanical respiratory support in intensive care units.

Goal of this trial is to compare effect of HFNO and LFNO on respiratory stability during standardized MMAS in normal weight ASA I, II and III risk class patients for elective PPV.

Investigators hypothesize that application of HFNO compared to LFNO in patients with preserved spontaneous breathing during procedural MMAS for PPV contributes to respiratory stability using equal FiO2.

Investigators expect that HFNO will provide reduced bradypnoea intervals (bradypnoea <12 breaths/min, FoB 1/min), maintenance of a target oxygenation (SpO2 94-98%), reduce the occurrence of hypoxemia (SpO2<90%), reducing hypercapnia (EtCO2≥45 mmHg) and less airway opening maneuvers performed by attending anesthesiologist.

Investigators plan to conduct prospective, parallel group, randomized controlled clinical trial. Trial will be managed according to principles of Declaration of Helsinki for scientific clinical research and will be planned and guided according to CONSORT guidelines (Consolidated Standards of Reporting Trials). The trial has been approved by Hospital's Ethic Committee.

The source of information are going to be about 176 adult patients scheduled for PPV under MMAS. Eligible participants will be interviewed and examined ambulatory by anesthesiologist, their ASA status, difficulty of airway management and body mass index (BMI) evaluated. After initial examination inclusive and exclusive criteria will be distinguished. Eligible participants who give voluntarily their written consent of participation will be included in this study. After that, participants will be assigned to equal ASA I, II and III risk class group. Each group will be randomized to intervention (HFNO) and control (LFNO) subgroup by computer random numbers generator. Randomization will be used until adequate number of participants in every subgroup is reached.

Interventions: intervention subgroups participants will be oxygenated via nasal cannula using high flow (40 L/min) of humidified and heated oxygen in air mixture (FiO2 40%). HFNO will be applied by oxygenator (AirVO™2, Fisher and Paykell, New Zealand, Technomedika, Croatia d.o.o.) during procedural analgo-sedation for PPV maintaining spontaneous breathing. In control subgroups, LFNO will be applied via nasal catheter (Bauerfeind d.o.o. Zagreb, Croatia) using standard low-flow oxygen (5 L/min, FiO2 40%). In both groups concentration of oxygen delivered depends on oxygen flow which is regulated by standard flow-regulator (flowmeter). Oxygen is delivered through pipelines from central hospital gas supply or from portable cylinder gas supply.

Anesthesia procedure will be uniformed for all participants. Integrated noninvasive monitoring of circulatory function (heart rate - EKG, intermittent mean arterial pressure - sphygmomanometer) will be set (Compact 7; Medical Econet GmbH, Germany). Respiratory vital functions: oxygenation (pulse oximeter), heart rate and expCO2 by using capnometer (Capnostream™35 Portable Respiratory Monitor, Medtronic, Belgium).

Every participant will have established intravenous infusion of 250 ml NaCl 0.9% via intravenous cannula regulated by continuous flow (Extension set/CONTROL-A-FLO Regulator 19 "Male Luer Lock Adapter", Baxter/Agmar d.o.o. United States of America/ Croatia).

Oxygenation (HFNO or LFNO) will be continuously administered before institution of MMAS until patients' awakening. It will be started 3 minutes before MMAS (preoxygenation), continued during MMAS and procedure of PPV (perioperative oxygenation) and up to 5 minutes after PPV and until patient is awaken (postprocedural oxygenation).

Induction of MMAS will be induced by benzodiazepine perorally in premedication 45 minutes before start of a procedure, accompanied by continuous infusion of target remifentanyl concentration up to 0.05 mcg/kg/min. Surgeon will apply topical local anesthetic on conjunctiva which is followed by regional anesthesia (SubTenon or retrobulbar block). Intensity of sedation will be measured by Patient State Index (PSI). Moderate sedation is characterized by: purposeful response to verbal or tactile stimulation, no intervention required for airway patency maintenance, adequate spontaneous ventilation and sufficient cardiovascular function. MMAS will be administered via perfusor (B.Braun, Melsungen, Germany). MMAS will be discontinued immediately after end of PPV.

Control of nasopharyngeal airway is achieved by using oropharyngeal airway, if necessary. Oropharyngeal airway (Airway; Vigon-Medicpro d.o.o.) will be inserted after achieving MMAS and only if base of tongue is closing airway by dropping on posterior pharyngeal wall. Every manipulation of patients airway by anesthesiologist will be documented (insertion of airway, jaw thrust maneuver).

Measuring:

SpO2, EtCO2, heart rate (HR) and respiratory rate (BF) will be measured continuously, and simultaneously continuously noted in 5 minutes intervals - T0=preprocedural (before oxygenation), T1= periprocedural (15 minutes after instituting LFNO or HFNO after beginning of MAS), T2=postprocedural (when patient is awake after oxygenation ends).

Noninvasive measurement of SpO2 will be performed by indirect method using a pulse oximeter on the index finger of the left hand (Compact 7, Medical ECONET GmbH, Germany).

Blood pressure measuring and mean arterial pressure calculation will be repeated intermittently in 5 minutes intervals prior to-, during MMAS and after patient is awaken. All measured parameters will be noted in identical intervals.

The data will be collected uniformly by three researchers: an anesthesiologist who interviews and examines patients ambulatory, an anesthesiologist designated for MMAS and an anesthesiologist who will collect the data after the completion of the MMAS.

The investigator in charge of the data collection will collect it from the pre-operative ambulatory list and the anesthesiologist list. The anesthesiology sheet will include all data from the trend table of the monitored vital parameters and from the simultaneously noted respiratory rate (RR) per minute and the EtCO2.

The data will be collected through non-invasive measurements: peripheral blood oxygen saturation (SpO2), heart rate (HR), respiratory rate (RR), blood pressure (mean arterial pressure - MAP), EtCO2 values before, in the stabilization and at the end of the MMAS, i.e. 5 minutes after awakening of the patient.

A fourth researcher will be in charge of entering the collected data into the database. The statistician will analyze the data.

Basic data analyses will be performed by statistician. Sample size is determined by statistic computing web program: http://www.stat.ubc.ca/~rollin/stats/ssize used statistic test Inference for Proportions:Comparing Two Independent Samples. Assessment of sample size is computed for two independent samples with assumption of clinically significant difference in patients' oxygenation: ≤88 and ≥99%. Statistical significance of difference will be inferred with 5% α-error, 50% β-error and study power 0.80 calculated size of sample is: estimated 21 participant pro subgroup.

Any possible event that may occur during MMAS that causes deviation from the study protocol will be the reason for the exclusion of the subjects from the study and the PPV will be continued under anesthesia according to the rules of good clinical practice.

Who can participate

Healthy volunteers accepted: No

Only the study team can determine whether someone qualifies for participation.

Inclusion criteria

  • normal weight ASA patients of risk class I, II and III
  • moderate multimodal analgo-sedatiom
  • pars plana vitrectomy

Exclusion criteria

  • Conventional vitrectomy
  • Obesity
  • Diseases of peripheral blood vessels
  • Hematological diseases
  • Psychiatric diseases
  • Sideropenic anemia
  • Patient's refusal
  • Ongoing chemotherapy or irradiation
  • remifentanyl and benzodiazepine allergies

Treatment and study plan

Low-flow nasal oxygenation (LFNO) ASA I

Device

Active comparator LFNO: O2 flow 5 L/min, FiO2 40%

Low-flow nasal oxygenation (LFNO) ASA II

Device

Active comparator LFNO: O2 flow 5 L/min, FiO2 40%

Low-flow nasal oxygenation (LFNO) ASA III

Device

Active comparator LFNO: O2 flow 5 L/min, FiO2 40%

High-flow nasal oxygenation (HFNO) ASA I

Device

Experimental HFNO: O2 flow 40 L/min, FiO2 40%

High-flow nasal oxygenation (HFNO) ASAII

Device

Experimental HFNO: O2 flow 40 L/min, FiO2 40%

High-flow nasal oxygenation (HFNO) ASA III

Device

Experimental HFNO: O2 flow 40 L/min, FiO2 40%

Primary outcomes

  1. Maintaining oxygenation above the level of hypoxemia. Measure: peripheral blood saturation (SpO2) before application of LFNO or HFNO (pre-procedural).

    Time frame: Time 0=before oxygenation

    Target oxygenation 94-98%. Acceptable deflection below target oxygenation will be accepted as SpO2 90-93%, while values >98% will be considered as oxygenation above the target range. SpO2≤90% will be classified as hypoxemia and was defined as protocol deviation. SpO2 will be observed during procedure so that we can confirm or exclude differences connected with practical application of LFNO and HFNO.

  2. Maintaining oxygenation above the level of hypoxemia. Measure: peripheral blood saturation (SpO2) 15 minutes after institution of LFNO or HFNO (peri-procedural).

    Time frame: Time 1=15 minutes after institution of LFNO or HFNO

    Target oxygenation 94-98%. Acceptable deflection below target oxygenation will be accepted as SpO2 90-93%, while values >98% will be considered as oxygenation above the target range. SpO2≤90% will be classified as hypoxemia and was defined as protocol deviation. SpO2 will be observed during procedure so that we can confirm or exclude differences connected with practical application of LFNO and HFNO.

  3. Maintaining oxygenation above the level of hypoxemia. Measure: peripheral blood saturation (SpO2) 5 minutes after discontinuing MMAS and oxygenation (LFNO and HFNO) (post-procedural).

    Time frame: Time 2=5 minutes after discontinuing MMAS and oxygenation (LFNO and HFNO)

    Target oxygenation 94-98%. Acceptable deflection below target oxygenation will be accepted as SpO2 90-93%, while values >98% will be considered as oxygenation above the target range. SpO2≤90% will be classified as hypoxemia and was defined as protocol deviation. SpO2 will be observed during procedure so that we can confirm or exclude differences connected with practical application of LFNO and HFNO.

Secondary outcomes

  1. Maintaining of expiratory efficiency of spontaneous breathing below hypercapnia value. Measure: expiratory level of CO2 (EtCO2) before oxygenation by LFNO or HFNO.

    Time frame: Time 0=before oxygenation by LFNO or HFNO (pre-procedural)

    Normal range: 34 - 45 mmHg. Acceptable deflection from normal values significant for hypercapnia: EtCO2 > 45 mmHg.

  2. Maintaining of expiratory efficiency of spontaneous breathing below hypercapnia value. Measure: expiratory level of CO2 (EtCO2) 15 minutes after institution of LFNO or HFNO.

    Time frame: Time 1=15 minutes after institution of LFNO or HFNO (peri-procedural)

    Normal range: 34 - 45 mmHg. Acceptable deflection from normal values significant for hypercapnia: EtCO2 > 45 mmHg.

  3. Maintaining of expiratory efficiency of spontaneous breathing below hypercapnia value. Measure: expiratory level of CO2 (EtCO2) 5 minutes after discontinuing MMAS and oxygenation (LFNO or HFNO).

    Time frame: Time 2=5 minutes after discontinuing MMAS and oxygenation (LFNO or HFNO) (post-procedural).

    Normal range: 34 - 45 mmHg. Acceptable deflection from normal values significant for hypercapnia: EtCO2 > 45 mmHg.

  4. Maintaining of normopnoea and spontaneous ventilation: frequency of breathing. Measure: frequency of breathing before oxygenation by LFNO or HFNO.

    Time frame: Time 0=before oxygenation by LFNO or HFNO (pre-procedural).

    Frequency of breathing. Normal range: 12-20 breaths per minute. Frequency of breathing (BF) - number of breaths per minute.

  5. Maintaining of normopnoea and spontaneous ventilation: frequency of breathing. Measure: frequency of breathing 15 minutes after institution of LFNO or HFNO.

    Time frame: Time 1=15 minutes after institution of LFNO or HFNO (peri-procedural).

    Frequency of breathing. Normal range: 12-20 breaths per minute. Frequency of breathing (BF) - number of breaths per minute.

  6. Maintaining of normopnoea and spontaneous ventilation: frequency of breathing. Measure: frequency of breathing 5 minutes after discontinuing MMAS and oxygenation (LFNO or HFNO).

    Time frame: Time 2=5 minutes after discontinuing MMAS and oxygenation (LFNO or HFNO) (post-procedural).

    Frequency of breathing. Normal range: 12-20 breaths per minute. Frequency of breathing (BF) - number of breaths per minute.

  7. Frequency of clinically significant bradypnoea during MMAS and oxygenation by LFNO or HFNO (peri-procedural).

    Time frame: From the beginning of MMAS and oxygenation by LFNO or HFNO up to 5 minutes after discontinuing MMAS and oxygenation by LFNO or HFNO (periprcedural).

    Clinically significant bradypnoea (CSB) was defined as more than three (>3) bradypnoea episodes accompanied by decrease in SpO2 of equal or more than 5% than baseline.

  8. Maintaining of normopnoea and spontaneous ventilation: frequency of bradypnoea during MMAS and oxygenation by LFNO or HFNO (peri-procedural)

    Time frame: From the beginning of MMAS and oxygenation by LFNO or HFNO up to 5 minutes after discontinuing MMAS and oxygenation by LFNO or HFNO.

    Frequency of breathing. Normal range: 12-20 breaths per minute. Bradypnoea will be noted when number of breaths is less then 12 breaths per minute. Normal range: up to one episode of bradypnoea during procedure. Acceptable deflection from normal range: >1 episode of bradypnoea during procedure.

  9. Maintaining of standardized MMAS (target sedation level): Patient State Index (PSI) - from the start until the end of MMAS and oxygenation by LFNO or HFNO (peri-procedural).

    Time frame: From the beginning of MMAS and oxygenation by LFNO or HFNO up to 5 minutes after discontinuing MMAS and oxygenation by LFNO or HFNO (peri-procedural).

    Target range: PSI target range of 80 - 85. Sedation below target level: deeper -than - target range (PSI 70-80) was still accepted as moderate sedation. Sedation level of PSI<70 will be accepted as deep sedation, and was classified as protocol deviation.

  10. Measurement of procedural parameters: duration of MMAS.

    Time frame: From the start of continuous sedative infusion up to 1 minute after discontinuing infusion of sedative.

    Duration of MMAS (min) - expected duration (minutes).

  11. Measurement of procedural parameters: duration of awakening (post-procedural).

    Time frame: Up to 5 minutes from the discontinuing infusion of sedative until patient is oriented and cooperative (Aldrete score 9-10) (post-procedural).

    Time to full awakening (min) - expected duration up to 5 minutes (minutes). MMAS intensity is followed by Aldrete score.

  12. Circulatory stability: heart rate before oxygenation by LFNO or HFNO (pre-procedural)

    Time frame: Time 0=before oxygenation by LFNO or HFNO (pre-procedural)

    Heart rate (HR/min): normal range 60-100/min. Acceptable deflection from normal values is <60/heartbeats/min significant for bradycardia, while all values up to 100 heartbeats per minute will be considered normal.

  13. Circulatory stability: heart rate 15 minutes after institution of LFNO or HFNO (peri-procedural)

    Time frame: Time 1=15 minutes after institution of LFNO or HFNO (peri-procedural)

    Heart rate (HR/min): normal range 60-100/min. Acceptable deflection from normal values is <60/heartbeats/min significant for bradycardia, while all values up to 100 heartbeats per minute will be considered normal.

  14. Circulatory stability: heart rate 5 minutes after discontinuing MMAS and oxygenation (LFNO or HFNO) (post-procedural)

    Time frame: Time 2=5 minutes after discontinuing MMAS and oxygenation (LFNO or HFNO) (post-procedural)

    Heart rate (HR/min): normal range 60-100/min. Acceptable deflection from normal values is <60/heartbeats/min significant for bradycardia, while all values up to 100 heartbeats per minute will be considered normal.

  15. Circulatory stability: mean arterial pressure before oxygenation by LFNO or HFNO (pre-procedural)

    Time frame: Time 0=before oxygenation by LFNO or HFNO (pre-procedural)

    Mean arterial pressure (MAP): normal range: 65 - 110/min Acceptable deflection from normal values is <65 mmHg significant for hypotension, >110 mmHg for hypertension.

  16. Circulatory stability: mean arterial pressure 15 minutes after institution of LFNO or HFNO (peri-procedural)

    Time frame: Time 1=15 minutes after institution of LFNO or HFNO (peri-propcedural)

    Mean arterial pressure (MAP): normal range: 65 - 110/min Acceptable deflection from normal values is <65 mmHg significant for hypotension, >110 mmHg for hypertension.

  17. Circulatory stability: mean arterial pressure 5 minutes after discontinuing MMAS and oxygenation (LFNO or HFNO) (post-procedural)

    Time frame: Time 2=5 minutes after discontinuing MMAS and oxygenation (LFNO or HFNO) (post-procedural)

    Mean arterial pressure (MAP): normal range: 65 - 110/min Acceptable deflection from normal values is <65 mmHg significant for hypotension, >110 mmHg for hypertension.

Sponsors and collaborators

Lead sponsor

University of Split, School of Medicine

Other

Collaborators

  • Clinical Hospital Centre Zagreb

Registry information

Official study title

Influence of High-flow Nasal Oxygenation on Respiratory Stability in Patients of Different Anesthesia Risk Class During Moderate Multimodal Analgo-sedation for Pars Plana Vitrectomy, Randomized Controlled Trial

Important dates

Study start
2022
Primary completion
2023
Study completion
2023
First posted
Aug 13, 2019
Registry last updated
Aug 17, 2026

OpenTrials presents study information sourced from ClinicalTrials.gov. The official registry record should be consulted for the latest information.

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This listing is for discovery and informational purposes only. It is not medical advice, does not guarantee that a study is recruiting, and does not determine eligibility. Contact the study team and a qualified healthcare professional when considering participation.

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