5-Azacytidine and/or Nivolumab in Resectable HPV-Associated HNSCC

This Phase 2 study is a 3-arm window trial, randomizing patients to pre-operative treatment with nivolumab or the combination of 5-azacytidine and nivolumab. The primary endpoint is immune-related pathologic response, employing the quantitative immune- related pathologic response criteria (irPRC) of Cottrell et al. The main secondary endpoint is augmentation of tumor infiltration of the tumor microenvironment as determined by a quantitative immunofluorescence score (QIF) measuring CD3+ lymphocytes and granzyme B expression. Additional secondary and exploratory endpoints are change in Ki-67, change in caspase activity, change in HPV ctDNA levels, toxicity and hyperprogression, and response according to modified RECIST. Eligible patients are those with T1-3, N0-2, M0 p16-positive squamous cell carcinoma of the oropharynx deemed resectable by a surgical co-investigator. Patients must have normal absolute lymphocyte count, adequate end organ function, and not require full dose anticoagulation. Patients must be capable of providing, and provide, written informed consent. Patients on Arm B will receive nivolumab 240 mg IV at days 1 and 15. Patients on Arm C will receive 5-azacytidine 75 mg/m2 once daily day 1-5 and receive nivolumab 240 mg IV days 2 and 16. On Arm B, surgery is performed during the period of days 16 to 18, and on Arm C during the period of days 17 to 18. The study previously enrolled 5 patients to 5-azacytidine monotherapy, but this arm (Arm A) was discontinued after neoadjuvant PD-1 inhibition entered the standard of care. The trial will enroll 17 patients per arm to nivolumab and to 5-azacytidine/nivolumab combination. The study has an 81.9% power to detect a 33% difference in immune-related pathologic response, according to the criteria of Cottrell, between the combination arm and the nivolumab monotherapy arm.

Inclusion criteria

• Patients with resectable squamous cell carcinoma of the oropharynx. Histologic or cytologic confirmation from either a biopsy/aspirate of the oropharyngeal primary lesion and/or a regional lymph node is required.
• T1-T3, N0-N2, M0 stage by AJCC 8th edition for HPV-initiated oropharynx cancer.
• Resectability confirmed by a surgical co-investigator; evaluation may include operative endoscopy to discover second primaries and map tumor extent with biopsy
• In addition to diagnostic biopsies, biopsies in clinic or at the time of operative endoscopy are required to yield primary tumor for research purposes > 3mm cup forceps biopsies X 3. Prior biopsies for research obtained with informed consent for the Yale Biosample Repository Protocol are acceptable if they meet the volume requirements above.
• HPV-association confirmed by institutional p16 testing (CINtec antibody demonstrating strong and diffuse nuclear and cytoplasmic staining in at least 70% of tumor cells).
• Age > 18 years. 5-azacytidine and nivolumab are tolerated in the elderly and there is no upper age limit for patients with adequate performance status.
• ECOG performance status 0 or 1.
• Absolute neutrophil count (ANC) > 1500/microliter, absolute lymphocyte count (ALC) > 1000/microliter, hemoglobin > 9 g/dl, platelets > 100,000/microliter.
• AST and ALT < 2.5 x upper limit of normal. Bilirubin < 1.5 x upper limit of normal.
• Albumin > 3.0 g/dl.
• Creatinine < 1.5 x upper limit of normal.
• Women of child-bearing potential (WOCBP) must have a negative serum or urine pregnancy test (minimum sensitivity 25 IU/L or equivalent units of human chorionic gonadotropin) within 24 hours prior to the start of study treatment. An extension up to 72 hours prior to the start of study treatment is permissible in situations where results cannot be obtained within the standard 24-hour window.
• Willing and able to provide written informed consent. Informed consent is required prior to research-related activities, including biopsy. However, if written informed consent for participation in the biosample repository protocol has been obtained, tissue obtained under that consent can be used to meet eligibility criterion

Exclusion criteria

• Medical contraindication to transoral surgery.
• Full dose anticoagulation.
• Concomitant invasive malignancy, or malignancy within 2 years except for hormonally responsive breast or prostate cancer, resected non-melanoma skin cancer, resected uterine cervical carcinoma or meningioma.
• Inability to give informed consent.
• Prior systemic therapy, radiation, or gross resection for the tumor under study.
• Women may not be pregnant or breast-feeding.
• Patients with active autoimmune disease, supraphysiologic systemic corticosteroid use within 7 days, and/or allergies/contraindications to the study drugs are excluded.